Stock TransactionsRIVERNORTH FLEXIBLE MUNI INC

Total Bought
932,662
21 transactions
Total Sold
792,748
18 transactions
Net
+139,914
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GUGGENHEIM CAPITAL LLC114,512432,947+318,4350.010.04+0.03buy
Pathstone Holdings, LLC546,079840,046+293,9670.030.03+0.01buy
Atlas Wealth LLC336,953467,361+130,4080.930.91-0.02buy
IFC Advisors LLC30,00066,008+36,0080.050.11+0.06buy
Worth Asset Management, LLC021,831+21,8310.000.10+0.10buy
Concurrent Investment Advisors, LLC44,47564,275+19,8000.010.01+0.00buy
WEDBUSH SECURITIES INC78,64697,281+18,6350.030.03+0.01buy
Beacon Pointe Advisors, LLC017,210+17,2100.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.229,634243,641+14,0070.991.02+0.03buy
ENVESTNET ASSET MANAGEMENT INC174,297187,033+12,7360.000.00+0.00buy
Arax Advisory Partners012,471+12,4710.000.00+0.00buy
NewEdge Advisors, LLC101,029112,523+11,4940.000.00-0.00buy
CITADEL ADVISORS LLC33,80744,404+10,5970.000.00+0.00buy
Rockefeller Capital Management L.P.811,452817,449+5,9970.020.02-0.00buy
MORGAN STANLEY697,544700,248+2,7040.000.00-0.00buy
Waverly Advisors, LLC20,50623,009+2,5030.000.00-0.00buy
Global Retirement Partners, LLC8182,295+1,4770.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC54,27255,733+1,4610.000.00-0.00buy
OSAIC HOLDINGS, INC.13,39313,925+5320.000.00-0.00buy
Arlington Capital Management, Inc.22,06922,384+3150.160.19+0.03buy
Private Advisor Group, LLC43,72643,800+740.000.00+0.00buy
&PARTNERS11,10611,10600.000.00-0.00hold
PRIVATE TRUST CO NA88688600.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC87987900.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.160.14-0.01hold
RIVERNORTH CAPITAL MANAGEMENT, LLC66,00866,00800.040.04+0.00hold
Carnegie Investment Counsel30,00030,00000.010.01+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC643,727643,72703.753.88+0.12hold
EverSource Wealth Advisors, LLC6,0006,00000.000.00+0.00hold
Pinnacle Wealth Planning Services, Inc.96396300.000.00-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.010.01-0.00hold
River Street Advisors LLC28,56628,56600.120.11-0.01hold
HIGHLINE WEALTH PARTNERS LLC70070000.000.00-0.00hold
CALIBER WEALTH MANAGEMENT, LLC / KS12,00012,00000.020.02-0.00hold
WPG Advisers, LLC26626600.000.00-0.00hold
FIFTH THIRD BANCORP14,89814,89800.000.00-0.00hold
CHOREO, LLC26,89726,345-5520.000.00-0.00sell
US BANCORP \DE\4,0633,055-1,0080.000.00-0.00sell
PFG Investments, LLC12,72410,300-2,4240.010.01-0.00sell
XML Financial, LLC13,00010,000-3,0000.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,2040-3,2040.000.00-0.00sell
HighTower Advisors, LLC15,40912,198-3,2110.000.00-0.00sell
ROYAL BANK OF CANADA355,042351,752-3,2900.000.00-0.00sell
OPPENHEIMER & CO INC186,957178,522-8,4350.030.03-0.00sell
Karpus Management, Inc.263,185254,285-8,9000.100.10-0.00sell
STIFEL FINANCIAL CORP233,606220,563-13,0430.000.00-0.00sell
WELLS FARGO & COMPANY/MN390,558375,956-14,6020.000.00-0.00sell
TRUIST FINANCIAL CORP16,1460-16,1460.000.00-0.00sell
Matisse Capital49,1900-49,1900.270.00-0.27sell
RIVERBRIDGE PARTNERS LLC225,057157,851-67,2060.070.06-0.01sell
Logan Stone Capital, LLC67,2550-67,2550.240.00-0.24sell
UBS Group AG603,549534,335-69,2140.000.00-0.00sell
Gateway Wealth Partners, LLC351,058177,106-173,9520.170.14-0.03sell
Saba Capital Management, L.P.288,1160-288,1160.120.00-0.12sell
Page 1 of 1