Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
461,318
25 transactions
Total Sold
555,170
20 transactions
Net
-93,852
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Gateway Wealth Partners, LLC0146,283+146,2830.000.26+0.26buy
Pathstone Holdings, LLC333,975395,378+61,4030.020.02+0.00buy
WELLS FARGO & COMPANY/MN386,316417,961+31,6450.000.00+0.00buy
MORGAN STANLEY228,801257,506+28,7050.000.00+0.00buy
OPPENHEIMER & CO INC167,634194,082+26,4480.030.03+0.00buy
Atlas Wealth LLC241,097267,306+26,2091.121.13+0.01buy
Saba Capital Management, L.P.021,077+21,0770.000.01+0.01buy
NewEdge Advisors, LLC019,900+19,9000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC19,56134,561+15,0000.000.00+0.00buy
XML Financial, LLC013,000+13,0000.000.01+0.01buy
READYSTATE ASSET MANAGEMENT LP011,678+11,6780.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC168,709179,487+10,7780.000.00+0.00buy
U.S. Capital Wealth Advisors, LLC56,59366,593+10,0000.020.02+0.00buy
ROYAL BANK OF CANADA284,101294,030+9,9290.000.00-0.00buy
PFG Investments, LLC24,29532,003+7,7080.020.02+0.00buy
Rockefeller Capital Management L.P.840,728848,134+7,4060.020.02-0.00buy
B. Riley Wealth Advisors, Inc.11,48314,937+3,4540.010.01+0.00buy
Concurrent Investment Advisors, LLC42,22045,495+3,2750.010.01-0.00buy
RIVERBRIDGE PARTNERS LLC111,321113,966+2,6450.020.03+0.00buy
Advisory Services Network, LLC01,800+1,8000.000.00+0.00buy
EverSource Wealth Advisors, LLC5,0006,000+1,0000.000.00+0.00buy
SteelPeak Wealth, LLC22,20023,000+8000.010.01-0.00buy
HIGHLINE WEALTH PARTNERS LLC0700+7000.000.00+0.00buy
WEDBUSH SECURITIES INC88,33788,688+3510.040.04-0.00buy
Waverly Advisors, LLC11,08911,213+1240.000.00-0.00buy
PRIVATE TRUST CO NA88688600.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC87987900.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.160.16-0.00hold
Carnegie Investment Counsel30,00030,00000.010.01-0.00hold
Plancorp, LLC16,81216,81200.010.01-0.00hold
Matisse Capital49,19049,19000.290.29-0.01hold
Wellspring Financial Advisors, LLC10,00010,00000.010.01-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
River Street Advisors LLC28,56628,56600.160.14-0.01hold
CALIBER WEALTH MANAGEMENT, LLC / KS12,00012,00000.020.02+0.00hold
US BANCORP \DE\4,0634,06300.000.00-0.00hold
COMERICA BANK13,88613,88600.000.00+0.00hold
TRUIST FINANCIAL CORP30,86630,86600.000.00-0.00hold
CHOREO, LLC28,66428,542-1220.010.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7500-7500.000.00-0.00sell
HighTower Advisors, LLC20,78219,923-8590.000.00-0.00sell
OSAIC HOLDINGS, INC.17,15415,637-1,5170.000.00-0.00sell
Private Advisor Group, LLC48,69646,574-2,1220.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,5000-2,5000.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.303,069300,513-2,5561.371.34-0.02sell
&PARTNERS16,10611,106-5,0000.000.00-0.00sell
Karpus Management, Inc.278,326272,085-6,2410.110.11-0.00sell
Hilltop Holdings Inc.12,3000-12,3000.010.00-0.01sell
IFC Advisors LLC44,48030,747-13,7330.110.07-0.03sell
HRT FINANCIAL LP15,4410-15,4410.000.00-0.00sell
LPL Financial LLC19,1320-19,1320.000.00-0.00sell
Corient Private Wealth LLC35,58916,144-19,4450.000.00-0.00sell
Quarry LP129,549109,961-19,5880.380.35-0.03sell
WOLVERINE ASSET MANAGEMENT LLC24,5650-24,5650.010.00-0.01sell
ABSOLUTE INVESTMENT ADVISERS, LLC336,452280,742-55,7100.530.46-0.07sell
UBS Group AG787,480691,976-95,5040.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC278,179169,377-108,8021.471.59+0.11sell
STIFEL FINANCIAL CORP717,134567,851-149,2830.010.01-0.00sell
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