| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 0 | 178,336 | +178,336 | 0.00 | 0.86 | +0.86 | buy |
| MORGAN STANLEY | 226,539 | 341,362 | +114,823 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 112,106 | +112,106 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 422 | 78,000 | +77,578 | 0.00 | 0.02 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 76,978 | +76,978 | 0.00 | 0.09 | +0.09 | buy |
| CLOUGH CAPITAL PARTNERS L P | 10,800 | 66,574 | +55,774 | 0.01 | 0.10 | +0.08 | buy |
| AQR Arbitrage LLC | 0 | 36,821 | +36,821 | 0.00 | 0.02 | +0.02 | buy |
| COHEN & STEERS, INC. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 249,326 | 271,404 | +22,078 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 21,659 | +21,659 | 0.00 | 0.02 | +0.02 | buy |
| Elequin Capital, LP | 0 | 21,149 | +21,149 | 0.00 | 0.08 | +0.08 | buy |
| Weiss Asset Management LP | 0 | 20,547 | +20,547 | 0.00 | 0.02 | +0.02 | buy |
| Matisse Capital | 0 | 19,070 | +19,070 | 0.00 | 0.13 | +0.13 | buy |
| Rockefeller Capital Management L.P. | 725,681 | 744,328 | +18,647 | 0.03 | 0.03 | -0.00 | buy |
| Quarry LP | 10,800 | 26,874 | +16,074 | 0.09 | 0.18 | +0.09 | buy |
| Arlington Capital Management, Inc. | 0 | 14,986 | +14,986 | 0.00 | 0.18 | +0.18 | buy |
| Marex Group plc | 0 | 12,400 | +12,400 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 33,850 | 45,300 | +11,450 | 0.01 | 0.01 | +0.00 | buy |
| &PARTNERS | 0 | 10,106 | +10,106 | 0.00 | 0.03 | +0.03 | buy |
| Janney Montgomery Scott LLC | 13,369 | 22,938 | +9,569 | 0.00 | 0.00 | +0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 17,800 | 25,700 | +7,900 | 0.01 | 0.01 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 27,444 | 34,530 | +7,086 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 67,560 | 68,518 | +958 | 0.01 | 0.01 | -0.00 | buy |
| AMERICAN NATIONAL BANK & TRUST | 0 | 35 | +35 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 886 | 886 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Carnegie Investment Counsel | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 10,000 | 10,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Private Advisor Group, LLC | 43,902 | 43,345 | -557 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 750,863 | 747,433 | -3,430 | 0.01 | 0.01 | -0.00 | sell |
| COMERICA BANK | 16,209 | 12,019 | -4,190 | 0.00 | 0.00 | -0.00 | sell |
| BlackDiamond Wealth Management, LLC | 35,436 | 31,050 | -4,386 | 0.36 | 0.31 | -0.05 | sell |
| Mathes Company, Inc. | 28,500 | 23,500 | -5,000 | 0.16 | 0.13 | -0.04 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 18,856 | 12,029 | -6,827 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 141,298 | 133,184 | -8,114 | 0.09 | 0.08 | -0.01 | sell |
| Hayek Kallen Investment Management | 23,800 | 12,500 | -11,300 | 0.13 | 0.07 | -0.06 | sell |
| XML Financial, LLC | 11,500 | 0 | -11,500 | 0.02 | 0.00 | -0.02 | sell |
| Karpus Management, Inc. | 632,531 | 620,531 | -12,000 | 0.26 | 0.25 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,128 | 0 | -12,128 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 49,361 | 28,859 | -20,502 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 56,500 | 24,500 | -32,000 | 0.05 | 0.02 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 372,134 | 296,695 | -75,439 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 726,700 | 636,759 | -89,941 | 0.00 | 0.00 | -0.00 | sell |