Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
1,332,618
29 transactions
Total Sold
409,205
13 transactions
Net
+923,413
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ABSOLUTE INVESTMENT ADVISERS, LLC0310,200+310,2000.000.53+0.53buy
UBS Group AG601,589793,954+192,3650.000.00-0.00buy
Independent Advisor Alliance0137,379+137,3790.000.02+0.02buy
Quarry LP0119,836+119,8360.000.32+0.32buy
WOLVERINE ASSET MANAGEMENT LLC1,100108,335+107,2350.000.03+0.03buy
ROBINSON CAPITAL MANAGEMENT, LLC094,156+94,1560.000.51+0.51buy
Pathstone Holdings, LLC063,140+63,1400.000.00+0.00buy
Atlas Wealth LLC061,333+61,3330.000.31+0.31buy
Rockefeller Capital Management L.P.739,024779,071+40,0470.030.03-0.00buy
HighTower Advisors, LLC029,010+29,0100.000.00+0.00buy
TRUIST FINANCIAL CORP025,302+25,3020.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP022,987+22,9870.000.01+0.01buy
HRT FINANCIAL LP020,047+20,0470.000.00+0.00buy
OPPENHEIMER & CO INC96,575116,409+19,8340.020.02+0.00buy
U.S. Capital Wealth Advisors, LLC49,67563,850+14,1750.030.03+0.00buy
Private Advisor Group, LLC43,08857,156+14,0680.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.013,855+13,8550.000.02+0.02buy
NOMURA HOLDINGS INC013,000+13,0000.000.00+0.00buy
CHOREO, LLC34,54145,837+11,2960.010.01+0.00buy
&PARTNERS11,10617,106+6,0000.000.00-0.00buy
B. Riley Wealth Advisors, Inc.71,52475,908+4,3840.030.03+0.00buy
SteelPeak Wealth, LLC14,50018,500+4,0000.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,500+2,5000.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.253,669255,434+1,7651.221.10-0.13buy
Concurrent Investment Advisors, LLC31,38533,145+1,7600.010.01-0.00buy
WEDBUSH SECURITIES INC111,105112,420+1,3150.060.05-0.01buy
Avior Wealth Management, LLC0866+8660.000.00+0.00buy
Hilltop Holdings Inc.10,60011,300+7000.010.01-0.00buy
RIVERBRIDGE PARTNERS LLC96,72596,788+630.020.02-0.00buy
PRIVATE TRUST CO NA88688600.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.170.17-0.01hold
Carnegie Investment Counsel30,00030,00000.010.01-0.00hold
NewEdge Advisors, LLC11,40011,40000.000.00-0.00hold
EverSource Wealth Advisors, LLC4,4004,40000.000.00-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.020.01-0.00hold
PFG Investments, LLC21,29521,29500.020.02-0.00hold
MOSAIC FINANCIAL GROUP, LLC10,00010,00000.100.10-0.01hold
US BANCORP \DE\4,0004,00000.000.00-0.00hold
COMERICA BANK13,83113,83100.000.00-0.00hold
Janney Montgomery Scott LLC12,13111,543-5880.000.00-0.00sell
BESSEMER GROUP INC1,500752-7480.000.00-0.00sell
OSAIC HOLDINGS, INC.22,48220,373-2,1090.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC167,885163,381-4,5040.000.00-0.00sell
Hayek Kallen Investment Management11,2500-11,2500.060.00-0.06sell
WMG Financial Advisors, LLC14,8500-14,8500.100.00-0.10sell
ROYAL BANK OF CANADA314,540296,061-18,4790.000.00-0.00sell
Catalina Capital Group, LLC21,2990-21,2990.100.00-0.10sell
MORGAN STANLEY274,540250,771-23,7690.000.00-0.00sell
WELLS FARGO & COMPANY/MN433,494389,916-43,5780.000.00-0.00sell
STIFEL FINANCIAL CORP889,183828,376-60,8070.010.01-0.00sell
Corient Private Wealth LLC107,06740,258-66,8090.000.00-0.00sell
Karpus Management, Inc.426,810286,395-140,4150.170.11-0.06sell
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