Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
1,719,718
28 transactions
Total Sold
1,055,848
22 transactions
Net
+663,870
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.21,077605,495+584,4180.010.26+0.25buy
MORGAN STANLEY257,506583,430+325,9240.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC169,377443,415+274,0381.592.35+0.77buy
RIVERBRIDGE PARTNERS LLC113,966209,211+95,2450.030.05+0.02buy
Logan Stone Capital, LLC067,255+67,2550.000.21+0.21buy
NewEdge Advisors, LLC19,90075,434+55,5340.000.00+0.00buy
Atlas Wealth LLC267,306314,990+47,6841.131.21+0.09buy
ROYAL BANK OF CANADA294,030337,482+43,4520.000.00+0.00buy
CITADEL ADVISORS LLC042,429+42,4290.000.00+0.00buy
IFC Advisors LLC30,74766,269+35,5220.070.12+0.05buy
ENVESTNET ASSET MANAGEMENT INC179,487207,219+27,7320.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC019,923+19,9230.000.01+0.01buy
Thomas J. Herzfeld Advisors, Inc.300,513319,486+18,9731.341.37+0.02buy
READYSTATE ASSET MANAGEMENT LP11,67827,219+15,5410.010.02+0.01buy
Gateway Wealth Partners, LLC146,283159,865+13,5820.260.23-0.03buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.012,063+12,0630.000.01+0.01buy
Janney Montgomery Scott LLC010,350+10,3500.000.00+0.00buy
Waverly Advisors, LLC11,21319,184+7,9710.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC34,56141,452+6,8910.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO04,250+4,2500.000.00+0.00buy
&PARTNERS11,10614,106+3,0000.000.00+0.00buy
CHOREO, LLC28,54231,496+2,9540.000.01+0.00buy
HighTower Advisors, LLC19,92322,764+2,8410.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC0860+8600.000.00+0.00buy
Global Retirement Partners, LLC0818+8180.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.0356+3560.000.00+0.00buy
WPG Advisers, LLC097+970.000.00+0.00buy
COMERICA BANK13,88613,901+150.000.00+0.00buy
PRIVATE TRUST CO NA88688600.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC87987900.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.160.15-0.01hold
Carnegie Investment Counsel30,00030,00000.010.01-0.00hold
Matisse Capital49,19049,19000.290.28-0.01hold
EverSource Wealth Advisors, LLC6,0006,00000.000.00-0.00hold
XML Financial, LLC13,00013,00000.010.01-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.010.01-0.00hold
River Street Advisors LLC28,56628,56600.140.14-0.01hold
HIGHLINE WEALTH PARTNERS LLC70070000.000.00+0.00hold
CALIBER WEALTH MANAGEMENT, LLC / KS12,00012,00000.020.02-0.00hold
US BANCORP \DE\4,0634,06300.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0000-1,0000.000.00-0.00sell
WEDBUSH SECURITIES INC88,68886,943-1,7450.040.03-0.01sell
Advisory Services Network, LLC1,8000-1,8000.000.00-0.00sell
Private Advisor Group, LLC46,57443,625-2,9490.000.00-0.00sell
B. Riley Wealth Advisors, Inc.14,93711,719-3,2180.010.01-0.00sell
OSAIC HOLDINGS, INC.15,63711,487-4,1500.000.00-0.00sell
Karpus Management, Inc.272,085263,585-8,5000.110.09-0.02sell
PFG Investments, LLC32,00322,216-9,7870.020.01-0.01sell
U.S. Capital Wealth Advisors, LLC66,59355,556-11,0370.020.02-0.01sell
TRUIST FINANCIAL CORP30,86616,146-14,7200.000.00-0.00sell
Corient Private Wealth LLC16,1440-16,1440.000.00-0.00sell
Plancorp, LLC16,8120-16,8120.010.00-0.01sell
OPPENHEIMER & CO INC194,082175,246-18,8360.030.03+0.00sell
Concurrent Investment Advisors, LLC45,49522,950-22,5450.010.00-0.01sell
SteelPeak Wealth, LLC23,0000-23,0000.010.00-0.01sell
WELLS FARGO & COMPANY/MN417,961388,454-29,5070.000.00-0.00sell
Pathstone Holdings, LLC395,378346,620-48,7580.020.02-0.00sell
Rockefeller Capital Management L.P.848,134793,031-55,1030.020.02-0.00sell
UBS Group AG691,976620,778-71,1980.000.00-0.00sell
Quarry LP109,9610-109,9610.350.00-0.35sell
ABSOLUTE INVESTMENT ADVISERS, LLC280,7420-280,7420.460.00-0.46sell
STIFEL FINANCIAL CORP567,851263,515-304,3360.010.00-0.00sell
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