Stock Transactions — Ess Tech Inc W Exp 10/08/202

Total Bought
1,049,542
34 transactions
Total Sold
5,431,811
45 transactions
Net
-4,382,269
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
VANGUARD GROUP INC3,051,7793,263,849+212,0700.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP212,031322,743+110,7120.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,757,5761,866,051+108,4750.000.00-0.00buy
Baird Financial Group, Inc.245,100339,680+94,5800.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC484,200578,400+94,2000.000.00-0.00buy
GSA CAPITAL PARTNERS LLP63,118147,725+84,6070.010.01+0.00buy
SG Americas Securities, LLC043,350+43,3500.000.00+0.00buy
Paloma Partners Management Co037,571+37,5710.000.00+0.00buy
XTX Topco Ltd10,72639,274+28,5480.000.00+0.00buy
FMR LLC793,697819,510+25,8130.000.00-0.00buy
Green Alpha Advisors, LLC196,418219,440+23,0220.160.11-0.05buy
Dakota Wealth Management021,276+21,2760.000.00+0.00buy
Cetera Investment Advisers021,109+21,1090.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.019,707+19,7070.000.00+0.00buy
Walleye Capital LLC019,499+19,4990.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC751,989766,724+14,7350.000.00-0.00buy
Simplicity Wealth,LLC014,596+14,5960.000.00+0.00buy
Bleakley Financial Group, LLC014,596+14,5960.000.00+0.00buy
HSBC HOLDINGS PLC010,478+10,4780.000.00+0.00buy
Von Berge Wealth Management Group, LLC010,000+10,0000.000.00+0.00buy
GROUP ONE TRADING LLC21,31730,144+8,8270.000.00+0.00buy
GOLDMAN SACHS GROUP INC153,011160,572+7,5610.000.00-0.00buy
SIMPLEX TRADING, LLC5,52511,220+5,6950.000.00+0.00buy
RHUMBLINE ADVISERS127,783132,822+5,0390.000.00-0.00buy
CITIGROUP INC13,64517,986+4,3410.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC15,79918,663+2,8640.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/20,14321,821+1,6780.000.00-0.00buy
HRT FINANCIAL LP22,89924,431+1,5320.000.00-0.00buy
ProShare Advisors LLC15,10016,392+1,2920.000.00-0.00buy
LPL Financial LLC22,74423,819+1,0750.000.00-0.00buy
First Command Advisory Services, Inc.0370+3700.000.00+0.00buy
HighTower Advisors, LLC138,517138,717+2000.000.00-0.00buy
CoreCap Advisors, LLC0100+1000.000.00+0.00buy
Avior Wealth Management, LLC024+240.000.00+0.00buy
ALBION FINANCIAL GROUP /UT20020000.000.00-0.00hold
Ameritas Investment Partners, Inc.6,0506,05000.000.00-0.00hold
SOFTBANK GROUP CORP.35,953,69935,953,69900.220.14-0.08hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC150,000150,00000.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.24,53024,53000.000.00-0.00hold
PRIVATE TRUST CO NA10,50010,50000.000.00-0.00hold
WOLVERINE ASSET MANAGEMENT LLC24,66724,66700.000.00+0.00hold
Janney Montgomery Scott LLC10,00010,00000.000.00-0.00hold
BRIGHTON JONES LLC17,72617,72600.000.00-0.00hold
Parkside Financial Bank & Trust3,5003,50000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC50050000.000.00-0.00hold
Saba Capital Management, L.P.303,596303,59600.000.00-0.00hold
Kepos Capital LP10,30010,30000.000.00-0.00hold
Vestcor Inc105,182105,18200.000.00-0.00hold
Allworth Financial LP22722700.000.00-0.00hold
Cerity Partners LLC71,13071,13000.000.00-0.00hold
Marathon Trading Investment Management LLC20,13020,13000.000.00+0.00hold
LMR Partners LLP451,284451,28400.000.00-0.00hold
NewEdge Advisors, LLC1,1551,15500.000.00-0.00hold
Jackson, Grant Investment Advisers, Inc.30230200.000.00-0.00hold
CLEAR STREET LLC10010000.000.00-0.00hold
Cypress Wealth Services, LLC10,00010,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC3,0003,00000.000.00-0.00hold
Global Retirement Partners, LLC6,8506,85000.000.00-0.00hold
Western Wealth Management, LLC10,00010,00000.000.00-0.00hold
Parcion Private Wealth LLC17,01317,01300.000.00-0.00hold
WOLFF WIESE MAGANA LLC1,0001,00000.000.00-0.00hold
Greenhouse Wealth Management, LLC50,00050,00000.000.00-0.00hold
Financial Avengers, Inc.808000.000.00-0.00hold
KIM, LLC22,51322,51300.000.00+0.00hold
Missouri Trust & Investment Co5,0005,00000.000.00-0.00hold
CONSILIO WEALTH ADVISORS, LLC17,01317,01300.010.01-0.00hold
Coston, McIsaac & Partners505000.000.000.00hold
Marex Group plc41,00041,00000.000.00-0.00hold
SEI INVESTMENTS CO28,63228,63200.000.00-0.00hold
US BANCORP \DE\1,7501,75000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.40,15340,15300.000.00-0.00hold
Laird Norton Wetherby Trust Company, LLC353,453353,45300.050.03-0.01hold
AMERICAN CENTURY COMPANIES INC12,53812,53800.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Legal & General Group Plc7,9467,94600.000.00-0.00hold
DEUTSCHE BANK AG\37,85737,85700.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC4725-220.000.00-0.00sell
Farther Finance Advisors, LLC710-710.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND21,16821,055-1130.000.00-0.00sell
PRINCIPAL SECURITIES, INC.1,3101,025-2850.000.00-0.00sell
BLAIR WILLIAM & CO/IL716333-3830.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.45,35144,965-3860.000.00-0.00sell
Pathstone Holdings, LLC127,795126,273-1,5220.000.00-0.00sell
PICKERING ENERGY PARTNERS LP14,00012,000-2,0000.290.10-0.20sell
Redmond Asset Management, LLC181,432179,286-2,1460.070.04-0.03sell
AMALGAMATED BANK7,6822,800-4,8820.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM15,0189,172-5,8460.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC39,19832,205-6,9930.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC82,44275,424-7,0180.000.00-0.00sell
Tower Research Capital LLC (TRC)14,6117,362-7,2490.000.00-0.00sell
Freedom Investment Management, Inc.52,48741,911-10,5760.000.00-0.00sell
PRINCIPAL FINANCIAL GROUP INC11,6530-11,6530.000.00-0.00sell
Mariner, LLC13,7310-13,7310.000.00-0.00sell
Kestra Advisory Services, LLC49,28232,132-17,1500.000.00-0.00sell
Engineers Gate Manager LP31,21413,955-17,2590.000.00-0.00sell
Dynamic Technology Lab Private Ltd19,1840-19,1840.000.00-0.00sell
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND160,467137,142-23,3250.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM23,6940-23,6940.000.00-0.00sell
OSAIC HOLDINGS, INC.70,86946,747-24,1220.000.00-0.00sell
Page 1 of 2