| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 963,495 | +963,495 | 0.00 | 0.32 | +0.32 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 136,470 | 223,561 | +87,091 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 74,724 | 145,578 | +70,854 | 0.01 | 0.01 | -0.00 | buy |
| NORTHERN TRUST CORP | 10,588 | 31,339 | +20,751 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 18,679 | +18,679 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 16,592 | +16,592 | 0.00 | 0.00 | +0.00 | buy |
| Resurgent Financial Advisors LLC | 0 | 15,606 | +15,606 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 0 | 13,891 | +13,891 | 0.00 | 0.00 | 0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 10,000 | 20,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| PRIMORIS WEALTH ADVISORS, LLC | 10,000 | 16,500 | +6,500 | 0.01 | 0.01 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 2,024 | +2,024 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 2,334 | 3,634 | +1,300 | 0.00 | 0.00 | -0.00 | buy |
| Western Wealth Management, LLC | 0 | 666 | +666 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 149 | +149 | 0.00 | 0.00 | +0.00 | buy |
| MATHER GROUP, LLC. | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 52,486 | 52,489 | +3 | 0.00 | 0.00 | -0.00 | buy |
| SOFTBANK GROUP CORP. | 2,396,980 | 2,396,980 | 0 | 0.03 | 0.02 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 586,218 | 586,218 | 0 | 0.01 | 0.00 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 163 | 163 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alyeska Investment Group, L.P. | 1,400,000 | 1,400,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Parkside Financial Bank & Trust | 233 | 233 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 33 | 33 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 303,596 | 303,596 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vestcor Inc | 105,182 | 105,182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marathon Trading Investment Management LLC | 20,130 | 20,130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 391,284 | 391,284 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shay Capital LLC | 180,000 | 180,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Pinnacle Wealth Planning Services, Inc. | 6 | 6 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 2,707 | 2,707 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Archer Investment Corp | 68 | 68 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MTM Investment Management, LLC | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLFF WIESE MAGANA LLC | 66 | 66 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Greenhouse Wealth Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Missouri Trust & Investment Co | 633 | 633 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Coston, McIsaac & Partners | 3 | 3 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Smartleaf Asset Management LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 832 | 832 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 409 | 409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 46,975 | 46,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Navalign, LLC | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 120 | 0 | -120 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 571 | 380 | -191 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 88,982 | 87,448 | -1,534 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,494 | 0 | -2,494 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 2,672 | 0 | -2,672 | 0.00 | 0.00 | -0.00 | sell |
| Navalign, LLC | 3,600 | 0 | -3,600 | 0.00 | 0.00 | -0.00 | sell |
| Green Alpha Advisors, LLC | 118,683 | 114,580 | -4,103 | 0.20 | 0.13 | -0.07 | sell |
| MILLENNIUM MANAGEMENT LLC | 10,111 | 0 | -10,111 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 16,498 | 0 | -16,498 | 0.00 | 0.00 | -0.00 | sell |
| Arosa Capital Management LP | 950,000 | 910,000 | -40,000 | 1.15 | 0.69 | -0.45 | sell |
| XTX Topco Ltd | 49,609 | 0 | -49,609 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 50,370 | 0 | -50,370 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 74,259 | 0 | -74,259 | 0.00 | 0.00 | -0.00 | sell |