Stock Transactions — Ess Tech Inc W Exp 10/08/202

Total Bought
5,208,086
43 transactions
Total Sold
4,817,453
49 transactions
Net
+390,633
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC108,7521,777,622+1,668,8700.000.00+0.00buy
JANE STREET GROUP, LLC0805,643+805,6430.000.00+0.00buy
GSA CAPITAL PARTNERS LLP147,725752,949+605,2240.010.04+0.03buy
GOLDMAN SACHS GROUP INC160,572636,475+475,9030.000.00+0.00buy
Baird Financial Group, Inc.339,680622,626+282,9460.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd0208,464+208,4640.000.01+0.01buy
Centiva Capital, LP0188,900+188,9000.000.01+0.01buy
Point72 Asia (Singapore) Pte. Ltd.0180,370+180,3700.000.03+0.03buy
HRT FINANCIAL LP0106,889+106,8890.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC0102,262+102,2620.000.00+0.00buy
Paloma Partners Management Co37,571107,596+70,0250.000.01+0.00buy
CITIGROUP INC17,98681,303+63,3170.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP322,743365,167+42,4240.000.00+0.00buy
CWM, LLC041,109+41,1090.000.00+0.00buy
Point72 (DIFC) Ltd039,197+39,1970.000.00+0.00buy
Schonfeld Strategic Advisors LLC039,100+39,1000.000.00+0.00buy
Tower Research Capital LLC (TRC)7,36244,088+36,7260.000.00+0.00buy
AVANTAX ADVISORY SERVICES, INC.035,500+35,5000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC033,498+33,4980.000.00+0.00buy
Catalyst Funds Management Pty Ltd023,400+23,4000.000.01+0.01buy
Russell Investments Group, Ltd.022,870+22,8700.000.00+0.00buy
Cubist Systematic Strategies, LLC020,602+20,6020.000.00+0.00buy
TWO SIGMA SECURITIES, LLC018,477+18,4770.000.00+0.00buy
Savant Capital, LLC015,735+15,7350.000.00+0.00buy
Jump Financial, LLC013,563+13,5630.000.00+0.00buy
Ground Swell Capital, LLC011,100+11,1000.000.01+0.01buy
Fisher Asset Management, LLC010,800+10,8000.000.00+0.00buy
Robertson Stephens Wealth Management, LLC010,362+10,3620.000.00+0.00buy
Freedom Investment Management, Inc.41,91150,881+8,9700.000.00+0.00buy
GROUP ONE TRADING LLC30,14437,144+7,0000.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.19,70725,334+5,6270.000.00+0.00buy
MACQUARIE GROUP LTD04,671+4,6710.000.00+0.00buy
Engineers Gate Manager LP13,95517,030+3,0750.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC24,66727,099+2,4320.000.00-0.00buy
Arax Advisory Partners0768+7680.000.00+0.00buy
LPL Financial LLC23,81924,425+6060.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC25573+5480.000.00+0.00buy
IFP Advisors, Inc0500+5000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0200+2000.000.00+0.00buy
Family Firm, Inc.0169+1690.000.00+0.00buy
Kestra Advisory Services, LLC32,13232,232+1000.000.00-0.00buy
Cerity Partners LLC71,13071,218+880.000.00+0.00buy
Gradient Investments LLC056+560.000.00+0.00buy
ALBION FINANCIAL GROUP /UT20020000.000.00+0.00hold
SOFTBANK GROUP CORP.35,953,69935,953,69900.140.15+0.01hold
BRIGHTON JONES LLC17,72617,72600.000.00+0.00hold
Parkside Financial Bank & Trust3,5003,50000.000.00+0.00hold
HighTower Advisors, LLC138,717138,71700.000.00+0.00hold
HARBOR INVESTMENT ADVISORY, LLC50050000.000.00+0.00hold
Saba Capital Management, L.P.303,596303,59600.000.00-0.00hold
Kepos Capital LP10,30010,30000.000.00+0.00hold
Vestcor Inc105,182105,18200.000.00-0.00hold
Allworth Financial LP22722700.000.00+0.00hold
Marathon Trading Investment Management LLC20,13020,13000.000.00-0.00hold
LMR Partners LLP451,284451,28400.000.00-0.00hold
Dakota Wealth Management21,27621,27600.000.00+0.00hold
NewEdge Advisors, LLC1,1551,15500.000.00-0.00hold
Jackson, Grant Investment Advisers, Inc.30230200.000.00+0.00hold
CLEAR STREET LLC10010000.000.00-0.00hold
Cypress Wealth Services, LLC10,00010,00000.000.00+0.00hold
Steward Partners Investment Advisory, LLC3,0003,00000.000.00+0.00hold
Global Retirement Partners, LLC6,8506,85000.000.00-0.00hold
Western Wealth Management, LLC10,00010,00000.000.00+0.00hold
Parcion Private Wealth LLC17,01317,01300.000.00+0.00hold
WOLFF WIESE MAGANA LLC1,0001,00000.000.00+0.00hold
Greenhouse Wealth Management, LLC50,00050,00000.000.00-0.00hold
KIM, LLC22,51322,51300.000.00-0.00hold
CoreCap Advisors, LLC10010000.000.00+0.00hold
Von Berge Wealth Management Group, LLC10,00010,00000.000.00+0.00hold
Missouri Trust & Investment Co5,0005,00000.000.00+0.00hold
CONSILIO WEALTH ADVISORS, LLC17,01317,01300.010.01+0.00hold
Coston, McIsaac & Partners505000.000.000.00hold
PICKERING ENERGY PARTNERS LP12,00012,00000.100.01-0.09hold
Marex Group plc41,00041,00000.000.00-0.00hold
SEI INVESTMENTS CO28,63228,63200.000.00+0.00hold
US BANCORP \DE\1,7501,75000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
BLAIR WILLIAM & CO/IL33333300.000.00-0.00hold
Avior Wealth Management, LLC240-240.000.00-0.00sell
Financial Avengers, Inc.800-800.000.00-0.00sell
PRINCIPAL SECURITIES, INC.1,025858-1670.000.00-0.00sell
HSBC HOLDINGS PLC10,47810,308-1700.000.00-0.00sell
HRT FINANCIAL LP24,43124,246-1850.000.00-0.00sell
First Command Advisory Services, Inc.3700-3700.000.00-0.00sell
Pathstone Holdings, LLC126,273125,715-5580.000.00+0.00sell
XTX Topco Ltd39,27438,690-5840.000.00-0.00sell
Redmond Asset Management, LLC179,286178,571-7150.040.05+0.01sell
ENVESTNET ASSET MANAGEMENT INC75,42474,677-7470.000.00+0.00sell
Cetera Investment Advisers21,10919,390-1,7190.000.00+0.00sell
AMALGAMATED BANK2,8000-2,8000.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.40,15336,653-3,5000.000.00-0.00sell
ProShare Advisors LLC16,39212,221-4,1710.000.00-0.00sell
Ameritas Investment Partners, Inc.6,0500-6,0500.000.00-0.00sell
BARCLAYS PLC64,38557,303-7,0820.000.00+0.00sell
Laird Norton Wetherby Trust Company, LLC353,453345,953-7,5000.030.04+0.01sell
Legal & General Group Plc7,9460-7,9460.000.00-0.00sell
Green Alpha Advisors, LLC219,440211,340-8,1000.110.14+0.02sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM9,1720-9,1720.000.00-0.00sell
Janney Montgomery Scott LLC10,0000-10,0000.000.00-0.00sell
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