| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 0 | 602,607 | +602,607 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 0 | 133,867 | +133,867 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 180,000 | 210,146 | +30,146 | 0.03 | 0.02 | -0.01 | buy |
| PKS Advisory Services, LLC | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 31,339 | 47,532 | +16,193 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 12,700 | +12,700 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 87,448 | 88,982 | +1,534 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 3,634 | 4,834 | +1,200 | 0.00 | 0.00 | -0.00 | buy |
| Green Alpha Advisors, LLC | 114,580 | 115,775 | +1,195 | 0.13 | 0.07 | -0.06 | buy |
| BARCLAYS PLC | 0 | 639 | +639 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 380 | 981 | +601 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 100 | +100 | 0.00 | 0.00 | 0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 149 | 243 | +94 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| SOFTBANK GROUP CORP. | 2,396,980 | 2,396,980 | 0 | 0.02 | 0.01 | -0.01 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alyeska Investment Group, L.P. | 1,400,000 | 1,400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 33 | 33 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 303,596 | 303,596 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MATHER GROUP, LLC. | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vestcor Inc | 105,182 | 105,182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marathon Trading Investment Management LLC | 20,130 | 20,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 391,284 | 391,284 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 6 | 6 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 2,024 | 2,024 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 366 | 366 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 2,707 | 2,707 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Archer Investment Corp | 68 | 68 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MTM Investment Management, LLC | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLFF WIESE MAGANA LLC | 66 | 66 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIMORIS WEALTH ADVISORS, LLC | 16,500 | 16,500 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Coston, McIsaac & Partners | 3 | 3 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Smartleaf Asset Management LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 832 | 832 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 409 | 409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 46,975 | 46,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 52,489 | 52,485 | -4 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 163 | 157 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Missouri Trust & Investment Co | 633 | 0 | -633 | 0.00 | 0.00 | -0.00 | sell |
| Western Wealth Management, LLC | 666 | 0 | -666 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 223,561 | 210,037 | -13,524 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 13,891 | 0 | -13,891 | 0.00 | 0.00 | 0.00 | sell |
| Resurgent Financial Advisors LLC | 15,606 | 0 | -15,606 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 16,592 | 0 | -16,592 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 18,679 | 0 | -18,679 | 0.00 | 0.00 | -0.00 | sell |
| Greenhouse Wealth Management, LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 586,218 | 510,721 | -75,497 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 145,578 | 11,045 | -134,533 | 0.01 | 0.00 | -0.01 | sell |
| Arosa Capital Management LP | 910,000 | 550,000 | -360,000 | 0.69 | 0.46 | -0.24 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 963,495 | 548,621 | -414,874 | 0.32 | 0.12 | -0.20 | sell |