Stock Transactions — Ess Tech Inc W Exp 10/08/202

Total Bought
737,938
13 transactions
Total Sold
124,085
13 transactions
Net
+613,853
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Arosa Capital Management LP0675,417+675,4170.001.58+1.58buy
VANGUARD GROUP INC229,870264,332+34,4620.000.00+0.00buy
GTS SECURITIES LLC017,097+17,0970.000.00+0.00buy
XTX Topco Ltd14,72520,860+6,1350.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC54,09956,813+2,7140.000.00+0.00buy
Tower Research Capital LLC (TRC)2,8904,648+1,7580.000.00+0.00buy
Missouri Trust & Investment Co333633+3000.000.00+0.00buy
MATHER GROUP, LLC.020+200.000.00+0.00buy
Golden State Wealth Management, LLC2,7072,720+130.000.00+0.00buy
SBI Securities Co., Ltd.7483+90.000.00+0.00buy
Groupe la Francaise06+60.000.00+0.00buy
BlackRock, Inc.53,14553,149+40.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS444447+30.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC27,56027,56000.000.00+0.00hold
SOFTBANK GROUP CORP.2,396,9802,396,98000.010.01+0.00hold
HEIGHTS CAPITAL MANAGEMENT, INC586,218586,21800.010.01+0.00hold
PRINCIPAL SECURITIES, INC.10810800.000.00-0.00hold
WOLVERINE ASSET MANAGEMENT LLC2,3892,38900.000.00-0.00hold
Parkside Financial Bank & Trust23323300.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC333300.000.00+0.00hold
Saba Capital Management, L.P.303,596303,59600.000.00+0.00hold
CWM, LLC2,6662,66600.000.00-0.00hold
Vestcor Inc105,182105,18200.000.00-0.00hold
Allworth Financial LP16616600.000.00+0.00hold
Marathon Trading Investment Management LLC20,13020,13000.000.00-0.00hold
LMR Partners LLP451,284451,28400.000.00-0.00hold
NewEdge Advisors, LLC727200.000.00+0.00hold
Parallel Advisors, LLC30030000.000.00+0.00hold
Archer Investment Corp686800.000.00+0.00hold
MTM Investment Management, LLC404000.000.00+0.00hold
WOLFF WIESE MAGANA LLC666600.000.00+0.00hold
Greenhouse Wealth Management, LLC50,00050,00000.000.00-0.00hold
Coston, McIsaac & Partners3300.000.000.00hold
BARCLAYS PLC1,6701,67000.000.00+0.00hold
FMR LLC52,48552,48500.000.00+0.00hold
NORTHERN TRUST CORP10,58810,58800.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/83283200.000.00+0.00hold
GROUP ONE TRADING LLC40940900.000.00+0.00hold
STATE STREET CORP16,30416,30400.000.00+0.00hold
NewSquare Capital LLC50-50.000.00-0.00sell
CoreCap Advisors, LLC60-60.000.00-0.00sell
ALBION FINANCIAL GROUP /UT130-130.000.00-0.00sell
Creative Capital Management Investments LLC130-130.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP130-130.000.00-0.00sell
Strategic Wealth Partners, Ltd.350-350.000.00-0.00sell
Farther Finance Advisors, LLC660-660.000.00-0.00sell
Global Retirement Partners, LLC456366-900.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1230-1230.000.00-0.00sell
FNY Investment Advisers, LLC7500-7500.000.000.00sell
Green Alpha Advisors, LLC12,38110,628-1,7530.020.02-0.00sell
Laird Norton Wetherby Trust Company, LLC21,1840-21,1840.000.00-0.00sell
GSA CAPITAL PARTNERS LLP100,0340-100,0340.010.00-0.01sell
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