Stock Transactions — Ess Tech Inc W Exp 10/08/202

Total Bought
658,803
17 transactions
Total Sold
71,094
16 transactions
Net
+587,709
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LMR Partners LLP0451,284+451,2840.000.00+0.00buy
Baird Financial Group, Inc.227,406405,938+178,5320.000.00+0.00buy
GSA CAPITAL PARTNERS LLP91,195111,805+20,6100.040.05+0.01buy
Steward Partners Investment Advisory, LLC5002,825+2,3250.000.00+0.00buy
BlackRock, Inc.53,02154,593+1,5720.000.00-0.00buy
BARCLAYS PLC1001,670+1,5700.000.00+0.00buy
Tower Research Capital LLC (TRC)01,135+1,1350.000.00+0.00buy
GROUP ONE TRADING LLC0415+4150.000.00+0.00buy
Pathstone Holdings, LLC15,83016,164+3340.000.00-0.00buy
Missouri Trust & Investment Co0333+3330.000.00+0.00buy
Dunhill Financial, LLC333666+3330.000.00+0.00buy
CLEAR STREET LLC100200+1000.000.00+0.00buy
Archer Investment Corp068+680.000.00+0.00buy
SOFTBANK GROUP CORP.2,396,9142,396,980+660.070.06-0.01buy
Farther Finance Advisors, LLC066+660.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO040+400.000.00+0.00buy
MATHER GROUP, LLC.020+200.000.00+0.00buy
ALBION FINANCIAL GROUP /UT131300.000.00-0.00hold
HEIGHTS CAPITAL MANAGEMENT, INC586,218586,21800.020.02+0.00hold
RHUMBLINE ADVISERS20520500.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS49049000.000.00-0.00hold
PRINCIPAL SECURITIES, INC.17217200.000.00-0.00hold
Parkside Financial Bank & Trust23323300.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC333300.000.00-0.00hold
Saba Capital Management, L.P.303,596303,59600.000.00+0.00hold
CWM, LLC2,6662,66600.000.00-0.00hold
Vestcor Inc105,182105,18200.000.00+0.00hold
NewSquare Capital LLC202000.000.00-0.00hold
Allworth Financial LP18118100.000.00-0.00hold
Marathon Trading Investment Management LLC20,13020,13000.000.00-0.00hold
IFP Advisors, Inc333300.000.00-0.00hold
Jackson, Grant Investment Advisers, Inc.202000.000.00-0.00hold
Global Retirement Partners, LLC45645600.000.00-0.00hold
WOLFF WIESE MAGANA LLC666600.000.00-0.00hold
Greenhouse Wealth Management, LLC50,00050,00000.000.00+0.00hold
CoreCap Advisors, LLC6600.000.00-0.00hold
Coston, McIsaac & Partners3300.000.000.00hold
Creative Capital Management Investments LLC131300.000.00-0.00hold
FMR LLC52,48552,48500.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,4432,44300.000.00-0.00hold
Laird Norton Wetherby Trust Company, LLC21,18421,18400.020.02-0.00hold
NORTHERN TRUST CORP10,58810,58800.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
JONES FINANCIAL COMPANIES LLLP131300.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/83283200.000.00-0.00hold
NewEdge Advisors, LLC7472-20.000.00-0.00sell
CITIGROUP INC40-40.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC60-60.000.000.00sell
Arax Advisory Partners510-510.000.00-0.00sell
Green Alpha Advisors, LLC25,02524,933-920.120.12-0.01sell
EARNED WEALTH ADVISORS, LLC2000-2000.000.00-0.00sell
STATE STREET CORP16,53816,304-2340.000.00-0.00sell
IFP Advisors, Inc5000-5000.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC50,45149,798-6530.000.00-0.00sell
Catalyst Funds Management Pty Ltd1,5600-1,5600.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC19,56016,260-3,3000.000.00-0.00sell
VANGUARD GROUP INC191,725187,715-4,0100.000.00-0.00sell
Kepos Capital LP10,3000-10,3000.000.000.00sell
Redmond Asset Management, LLC11,8950-11,8950.020.00-0.02sell
WOLVERINE ASSET MANAGEMENT LLC27,09915,185-11,9140.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC63,12536,752-26,3730.000.00-0.00sell
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