| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 4,519,141 | 5,222,246 | +703,105 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 88,770 | 215,166 | +126,396 | 0.03 | 0.06 | +0.03 | buy |
| PFG Investments, LLC | 0 | 116,663 | +116,663 | 0.00 | 0.10 | +0.10 | buy |
| WELLS FARGO & COMPANY/MN | 662,004 | 736,994 | +74,990 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 19,360 | 73,838 | +54,478 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 877,043 | 925,630 | +48,587 | 0.23 | 0.17 | -0.06 | buy |
| Invesco Ltd. | 75,356 | 123,522 | +48,166 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 782,745 | 820,318 | +37,573 | 0.00 | 0.00 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 119,833 | 155,808 | +35,975 | 0.10 | 0.12 | +0.02 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 35,870 | +35,870 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 30,342 | +30,342 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 79,048 | 104,319 | +25,271 | 0.01 | 0.01 | +0.00 | buy |
| LPL Financial LLC | 136,752 | 160,675 | +23,923 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 23,144 | +23,144 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 14,600 | +14,600 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 12,775 | +12,775 | 0.00 | 0.02 | +0.02 | buy |
| Laird Norton Wetherby Wealth Management, LLC | 0 | 11,400 | +11,400 | 0.00 | 0.01 | +0.01 | buy |
| Avior Wealth Management, LLC | 0 | 10,941 | +10,941 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 0 | 10,225 | +10,225 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 417,083 | 427,083 | +10,000 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 158,301 | 165,978 | +7,677 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 1,800 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 15,750 | 17,200 | +1,450 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 11,812 | 13,247 | +1,435 | 0.02 | 0.02 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.01 | +0.01 | buy |
| Mariner, LLC | 12,368 | 13,058 | +690 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 20,693 | 21,288 | +595 | 0.01 | 0.01 | -0.00 | buy |
| Hilltop Holdings Inc. | 40,747 | 41,147 | +400 | 0.07 | 0.07 | +0.00 | buy |
| ASSETMARK, INC | 0 | 377 | +377 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 23,118 | 23,383 | +265 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 64,591 | 64,840 | +249 | 0.00 | 0.00 | -0.00 | buy |
| SIGNATUREFD, LLC | 7,840 | 8,076 | +236 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 23,122 | 23,328 | +206 | 0.00 | 0.00 | -0.00 | buy |
| CLEAR STREET LLC | 0 | 32 | +32 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 33,520 | 33,542 | +22 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 302 | 302 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 40,150 | 40,150 | 0 | 0.20 | 0.20 | +0.00 | hold |
| IFP Advisors, Inc | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 40,164 | 40,164 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 2,369 | 2,369 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allie Family Office LLC | 10,000 | 10,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Catalina Capital Group, LLC | 14,257 | 14,257 | 0 | 0.15 | 0.09 | -0.07 | hold |
| FRANKLIN RESOURCES INC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthCollab, LLC | 167 | 0 | -167 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 48,250 | 48,000 | -250 | 0.04 | 0.04 | -0.00 | sell |
| Consolidated Portfolio Review Corp | 95,352 | 94,412 | -940 | 0.31 | 0.36 | +0.05 | sell |
| OSAIC HOLDINGS, INC. | 19,922 | 17,875 | -2,047 | 0.00 | 0.00 | +0.00 | sell |
| Rosenberg Matthew Hamilton | 4,000 | 0 | -4,000 | 0.02 | 0.00 | -0.02 | sell |
| Advisory Services Network, LLC | 9,100 | 0 | -9,100 | 0.00 | 0.00 | -0.00 | sell |
| CTC Alternative Strategies, Ltd. | 10,748 | 0 | -10,748 | 0.31 | 0.00 | -0.31 | sell |
| NOMURA HOLDINGS INC | 12,375 | 0 | -12,375 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 638,692 | 623,451 | -15,241 | 0.05 | 0.04 | -0.01 | sell |
| OPPENHEIMER & CO INC | 78,508 | 62,879 | -15,629 | 0.02 | 0.02 | -0.01 | sell |
| Claro Advisors LLC | 17,140 | 0 | -17,140 | 0.05 | 0.00 | -0.05 | sell |
| UBS Group AG | 113,390 | 78,536 | -34,854 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 366,411 | 328,700 | -37,711 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 92,988 | 44,762 | -48,226 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 557,800 | 476,211 | -81,589 | 0.64 | 0.57 | -0.08 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,168,224 | 353,059 | -815,165 | 0.40 | 0.12 | -0.29 | sell |
| 1607 Capital Partners, LLC | 1,522,145 | 431,580 | -1,090,565 | 1.50 | 0.51 | -1.00 | sell |