Stock Transactions — WESTERN ASSET DIVERSIFIED IN

Total Bought
607,433
35 transactions
Total Sold
791,031
26 transactions
Net
-183,598
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC531,289686,930+155,6410.000.00+0.00buy
LPL Financial LLC173,591245,742+72,1510.000.00+0.00buy
MORGAN STANLEY4,350,9064,411,806+60,9000.000.00-0.00buy
WELLS FARGO & COMPANY/MN914,476964,082+49,6060.000.00+0.00buy
STIFEL FINANCIAL CORP215,582249,563+33,9810.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.447,851473,962+26,1110.210.21+0.00buy
GUGGENHEIM CAPITAL LLC194,802219,457+24,6550.020.02+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS50,22073,220+23,0000.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC191,637214,483+22,8460.050.06+0.01buy
ROYAL BANK OF CANADA222,980243,125+20,1450.000.00+0.00buy
Shaker Financial Services, LLC133,212151,466+18,2540.590.71+0.12buy
FIRST TRUST ADVISORS LP163,755181,772+18,0170.000.00+0.00buy
&PARTNERS224,817239,895+15,0780.020.02-0.00buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.011,855+11,8550.000.01+0.01buy
Sovran Advisors, LLC010,715+10,7150.000.01+0.01buy
Cetera Investment Advisers43,37452,380+9,0060.000.00+0.00buy
FIFTH THIRD BANCORP08,241+8,2410.000.00+0.00buy
CoreCap Advisors, LLC08,000+8,0000.000.00+0.00buy
JPMORGAN CHASE & CO176,359181,220+4,8610.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC24,78629,195+4,4090.000.00+0.00buy
Baird Financial Group, Inc.43,73445,785+2,0510.000.00+0.00buy
NewEdge Advisors, LLC35,50537,160+1,6550.000.00+0.00buy
Advisory Services Network, LLC01,600+1,6000.000.00+0.00buy
Allworth Financial LP1,0002,000+1,0000.000.00+0.00buy
Mariner, LLC13,46314,335+8720.000.00-0.00buy
Concurrent Investment Advisors, LLC21,90522,777+8720.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.12,66613,316+6500.000.00-0.00buy
Private Advisor Group, LLC14,97815,471+4930.000.00+0.00buy
Merit Financial Group, LLC10,50710,748+2410.000.00-0.00buy
OPPENHEIMER & CO INC59,39559,622+2270.010.01-0.00buy
BlackRock, Inc.14,41614,543+1270.000.00+0.00buy
WPG Advisers, LLC2,4222,543+1210.020.03+0.00buy
HIGHLINE WEALTH PARTNERS LLC185212+270.000.00+0.00buy
TRUIST FINANCIAL CORP10,26810,291+230.000.00-0.00buy
Centurion Wealth Management LLC21,54921,551+20.070.07+0.00buy
MAI Capital Management1,4101,41000.000.00-0.00hold
COHEN & STEERS, INC.272,993272,99300.010.01-0.00hold
ASSETMARK, INC18518500.000.00-0.00hold
Anfield Capital Management, LLC3,9063,90600.020.01-0.00hold
Steward Partners Investment Advisory, LLC32,67032,67000.000.00-0.00hold
Rockefeller Capital Management L.P.82,10282,10200.000.00-0.00hold
Allie Family Office LLC10,00010,00000.060.06-0.01hold
HARBOUR INVESTMENTS, INC.69069000.000.00-0.00hold
Lido Advisors, LLC10,12510,000-1250.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC14,77814,547-2310.000.00+0.00sell
Bramshill Investments, LLC47,18546,888-2970.040.05+0.02sell
SageView Advisory Group, LLC4000-4000.000.00-0.00sell
WEDBUSH SECURITIES INC23,10922,609-5000.010.01-0.00sell
OSAIC HOLDINGS, INC.18,01617,516-5000.000.00-0.00sell
CWM, LLC2,4771,835-6420.000.00-0.00sell
SeaCrest Wealth Management, LLC16,28315,587-6960.020.02-0.00sell
AdvisorNet Financial, Inc5,5304,517-1,0130.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.5,5724,292-1,2800.010.01-0.00sell
Farther Finance Advisors, LLC1,5000-1,5000.000.00-0.00sell
BANK OF AMERICA CORP /DE/430,240427,372-2,8680.000.00-0.00sell
JOURNEY STRATEGIC WEALTH LLC28,00024,000-4,0000.010.01-0.00sell
UBS Group AG42,41637,678-4,7380.000.00-0.00sell
SIGNATUREFD, LLC4,8570-4,8570.000.00-0.00sell
XTX Topco Ltd14,0520-14,0520.010.00-0.01sell
Invesco Ltd.122,917107,821-15,0960.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,7060-29,7060.000.00-0.00sell
JANE STREET GROUP, LLC50,1720-50,1720.000.00-0.00sell
Integrated Wealth Concepts LLC50,5960-50,5960.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.53,8430-53,8430.050.00-0.05sell
Penserra Capital Management LLC1,468,5161,412,956-55,5600.240.22-0.02sell
BALYASNY ASSET MANAGEMENT L.P.88,8110-88,8110.000.00-0.00sell
Advisors Asset Management, Inc.289,051180,091-108,9600.070.04-0.03sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC135,9290-135,9290.340.00-0.34sell
READYSTATE ASSET MANAGEMENT LP210,47945,820-164,6590.130.04-0.09sell
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