| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 5,222,246 | 5,449,279 | +227,033 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 215,166 | 324,742 | +109,576 | 0.06 | 0.09 | +0.03 | buy |
| WELLS FARGO & COMPANY/MN | 736,994 | 815,594 | +78,600 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 33,542 | 111,252 | +77,710 | 0.00 | 0.00 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 94,412 | 149,057 | +54,645 | 0.36 | 0.50 | +0.14 | buy |
| Invesco Ltd. | 123,522 | 175,574 | +52,052 | 0.00 | 0.00 | +0.00 | buy |
| Simplicity Wealth,LLC | 0 | 46,946 | +46,946 | 0.00 | 0.02 | +0.02 | buy |
| Shaker Financial Services, LLC | 0 | 39,343 | +39,343 | 0.00 | 0.23 | +0.23 | buy |
| Hennion & Walsh Asset Management, Inc. | 155,808 | 192,892 | +37,084 | 0.12 | 0.14 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 73,838 | 104,614 | +30,776 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 104,319 | 127,614 | +23,295 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 165,978 | 187,820 | +21,842 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 925,630 | 946,668 | +21,038 | 0.17 | 0.17 | +0.00 | buy |
| JOURNEY STRATEGIC WEALTH LLC | 0 | 18,221 | +18,221 | 0.00 | 0.01 | +0.01 | buy |
| Keel Point, LLC | 0 | 15,255 | +15,255 | 0.00 | 0.02 | +0.02 | buy |
| TRUIST FINANCIAL CORP | 0 | 14,451 | +14,451 | 0.00 | 0.00 | +0.00 | buy |
| Naviter Wealth, LLC | 0 | 11,100 | +11,100 | 0.00 | 0.02 | +0.02 | buy |
| WEDBUSH SECURITIES INC | 21,288 | 25,728 | +4,440 | 0.01 | 0.01 | +0.00 | buy |
| Mariner, LLC | 13,058 | 16,996 | +3,938 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 23,328 | 24,034 | +706 | 0.00 | 0.00 | -0.00 | buy |
| Castleview Partners, LLC | 0 | 401 | +401 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 8,076 | 8,322 | +246 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 14,257 | 14,385 | +128 | 0.09 | 0.08 | -0.01 | buy |
| SeaCrest Wealth Management, LLC | 13,247 | 13,363 | +116 | 0.02 | 0.02 | -0.00 | buy |
| Hilltop Holdings Inc. | 41,147 | 41,147 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Laird Norton Wetherby Wealth Management, LLC | 11,400 | 11,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COHEN & STEERS, INC. | 427,083 | 427,083 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,800 | 1,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 302 | 302 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 40,150 | 40,150 | 0 | 0.20 | 0.21 | +0.01 | hold |
| Lido Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 2,369 | 2,369 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Coppell Advisory Solutions LLC | 1,990 | 1,990 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Allie Family Office LLC | 10,000 | 10,000 | 0 | 0.09 | 0.09 | +0.00 | hold |
| CLEAR STREET LLC | 32 | 0 | -32 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 377 | 250 | -127 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 62,879 | 62,485 | -394 | 0.02 | 0.01 | -0.00 | sell |
| IFP Advisors, Inc | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 23,144 | 22,381 | -763 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 1,000 | 0 | -1,000 | 0.01 | 0.00 | -0.01 | sell |
| COMERICA BANK | 23,383 | 20,394 | -2,989 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 35,870 | 32,554 | -3,316 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 40,164 | 36,556 | -3,608 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 44,762 | 40,249 | -4,513 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 17,200 | 12,200 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 160,675 | 153,818 | -6,857 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 17,875 | 10,655 | -7,220 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 10,941 | 2,358 | -8,583 | 0.01 | 0.00 | -0.01 | sell |
| Janney Montgomery Scott LLC | 10,225 | 0 | -10,225 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 30,342 | 18,121 | -12,221 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 64,840 | 52,202 | -12,638 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,775 | 0 | -12,775 | 0.02 | 0.00 | -0.02 | sell |
| US BANCORP \DE\ | 14,600 | 0 | -14,600 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 78,536 | 61,572 | -16,964 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 48,000 | 13,000 | -35,000 | 0.04 | 0.01 | -0.03 | sell |
| STIFEL FINANCIAL CORP | 328,700 | 259,592 | -69,108 | 0.01 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 116,663 | 16,000 | -100,663 | 0.10 | 0.02 | -0.09 | sell |
| SIT INVESTMENT ASSOCIATES INC | 353,059 | 230,651 | -122,408 | 0.12 | 0.08 | -0.04 | sell |
| BANK OF AMERICA CORP /DE/ | 820,318 | 576,294 | -244,024 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 431,580 | 31,280 | -400,300 | 0.51 | 0.04 | -0.47 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 476,211 | 14,258 | -461,953 | 0.57 | 0.02 | -0.55 | sell |
| FRANKLIN RESOURCES INC | 500,000 | 0 | -500,000 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 623,451 | 116,152 | -507,299 | 0.04 | 0.01 | -0.03 | sell |