| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Consolidated Portfolio Review Corp | 94,412 | 149,057 | +54,645 | 0.36 | 0.50 | +0.14 | buy |
| Hennion & Walsh Asset Management, Inc. | 155,808 | 192,892 | +37,084 | 0.12 | 0.14 | +0.02 | buy |
| Catalina Capital Group, LLC | 14,257 | 14,385 | +128 | 0.09 | 0.08 | -0.01 | buy |
| SeaCrest Wealth Management, LLC | 13,247 | 13,363 | +116 | 0.02 | 0.02 | -0.00 | buy |
| Moors & Cabot, Inc. | 48,000 | 13,000 | -35,000 | 0.04 | 0.01 | -0.03 | sell |
| PFG Investments, LLC | 116,663 | 16,000 | -100,663 | 0.10 | 0.02 | -0.09 | sell |
| SIT INVESTMENT ASSOCIATES INC | 353,059 | 230,651 | -122,408 | 0.12 | 0.08 | -0.04 | sell |
| 1607 Capital Partners, LLC | 431,580 | 31,280 | -400,300 | 0.51 | 0.04 | -0.47 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 476,211 | 14,258 | -461,953 | 0.57 | 0.02 | -0.55 | sell |