| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. | 438,083 | 472,083 | +34,000 | 0.01 | 0.01 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 10,376 | 43,759 | +33,383 | 0.03 | 0.14 | +0.11 | buy |
| Hennion & Walsh Asset Management, Inc. | 48,663 | 69,130 | +20,467 | 0.04 | 0.06 | +0.02 | buy |
| Hilltop Holdings Inc. | 35,050 | 36,650 | +1,600 | 0.06 | 0.06 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 11,034 | 11,233 | +199 | 0.02 | 0.02 | +0.00 | buy |
| Moors & Cabot, Inc. | 19,550 | 19,350 | -200 | 0.02 | 0.02 | -0.00 | sell |
| Matisse Capital | 110,000 | 103,516 | -6,484 | 0.92 | 0.97 | +0.05 | sell |
| Shaker Financial Services, LLC | 56,562 | 17,190 | -39,372 | 0.34 | 0.11 | -0.23 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 582,581 | 532,800 | -49,781 | 0.63 | 0.62 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,522,843 | 1,461,957 | -60,886 | 0.54 | 0.53 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 714,027 | 240,368 | -473,659 | 0.48 | 0.17 | -0.32 | sell |