| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Consolidated Portfolio Review Corp | 43,759 | 95,352 | +51,593 | 0.14 | 0.31 | +0.17 | buy |
| Hennion & Walsh Asset Management, Inc. | 69,130 | 119,833 | +50,703 | 0.06 | 0.10 | +0.04 | buy |
| Moors & Cabot, Inc. | 19,350 | 48,250 | +28,900 | 0.02 | 0.04 | +0.03 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 532,800 | 557,800 | +25,000 | 0.62 | 0.64 | +0.02 | buy |
| Hilltop Holdings Inc. | 36,650 | 40,747 | +4,097 | 0.06 | 0.07 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 11,233 | 11,812 | +579 | 0.02 | 0.02 | +0.00 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 2,133 | 2,369 | +236 | 0.01 | 0.01 | +0.00 | buy |
| 1607 Capital Partners, LLC | 1,557,845 | 1,522,145 | -35,700 | 1.55 | 1.50 | -0.04 | sell |
| COHEN & STEERS, INC. | 472,083 | 417,083 | -55,000 | 0.01 | 0.01 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,461,957 | 1,168,224 | -293,733 | 0.53 | 0.40 | -0.13 | sell |