| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC | 250,905 | 500,000 | +249,095 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 612,250 | 782,745 | +170,495 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 551,186 | 662,004 | +110,818 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 0 | 88,770 | +88,770 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 26,227 | 113,390 | +87,163 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 816,346 | 877,043 | +60,697 | 0.22 | 0.23 | +0.01 | buy |
| Invesco Ltd. | 20,470 | 75,356 | +54,886 | 0.00 | 0.00 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 43,759 | 95,352 | +51,593 | 0.14 | 0.31 | +0.17 | buy |
| Hennion & Walsh Asset Management, Inc. | 69,130 | 119,833 | +50,703 | 0.06 | 0.10 | +0.04 | buy |
| JPMORGAN CHASE & CO | 57,774 | 92,988 | +35,214 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 335,906 | 366,411 | +30,505 | 0.01 | 0.01 | +0.00 | buy |
| Moors & Cabot, Inc. | 19,350 | 48,250 | +28,900 | 0.02 | 0.04 | +0.03 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 532,800 | 557,800 | +25,000 | 0.62 | 0.64 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 0 | 19,360 | +19,360 | 0.00 | 0.00 | +0.00 | buy |
| Claro Advisors LLC | 0 | 17,140 | +17,140 | 0.00 | 0.05 | +0.05 | buy |
| GUGGENHEIM CAPITAL LLC | 63,154 | 79,048 | +15,894 | 0.01 | 0.01 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 12,375 | +12,375 | 0.00 | 0.00 | +0.00 | buy |
| CTC Alternative Strategies, Ltd. | 0 | 10,748 | +10,748 | 0.00 | 0.31 | +0.31 | buy |
| Advisory Services Network, LLC | 0 | 9,100 | +9,100 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 153,591 | 158,301 | +4,710 | 0.00 | 0.00 | -0.00 | buy |
| Hilltop Holdings Inc. | 36,650 | 40,747 | +4,097 | 0.06 | 0.07 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 61,710 | 64,591 | +2,881 | 0.00 | 0.00 | -0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 1,990 | +1,990 | 0.00 | 0.01 | +0.01 | buy |
| Mariner, LLC | 10,810 | 12,368 | +1,558 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 22,162 | 23,122 | +960 | 0.00 | 0.00 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 11,233 | 11,812 | +579 | 0.02 | 0.02 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 15,250 | 15,750 | +500 | 0.00 | 0.00 | -0.00 | buy |
| SIGNATUREFD, LLC | 7,593 | 7,840 | +247 | 0.00 | 0.00 | -0.00 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 2,133 | 2,369 | +236 | 0.01 | 0.01 | +0.00 | buy |
| OPPENHEIMER & CO INC | 78,362 | 78,508 | +146 | 0.02 | 0.02 | -0.00 | buy |
| CWM, LLC | 302 | 302 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 40,150 | 40,150 | 0 | 0.23 | 0.20 | -0.03 | hold |
| IFP Advisors, Inc | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Lido Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rosenberg Matthew Hamilton | 4,000 | 4,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Allie Family Office LLC | 10,000 | 10,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| OSAIC HOLDINGS, INC. | 20,265 | 19,922 | -343 | 0.00 | 0.00 | +0.00 | sell |
| WEDBUSH SECURITIES INC | 21,139 | 20,693 | -446 | 0.01 | 0.01 | -0.00 | sell |
| FNY Investment Advisers, LLC | 1,000 | 0 | -1,000 | 0.01 | 0.00 | -0.01 | sell |
| LPL Financial LLC | 138,115 | 136,752 | -1,363 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 25,579 | 23,118 | -2,461 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 2,709 | 0 | -2,709 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 41,474 | 33,520 | -7,954 | 0.00 | 0.00 | -0.00 | sell |
| SFI Advisors, LLC | 13,552 | 0 | -13,552 | 0.18 | 0.00 | -0.18 | sell |
| Shaker Financial Services, LLC | 17,190 | 0 | -17,190 | 0.11 | 0.00 | -0.11 | sell |
| Steward Partners Investment Advisory, LLC | 59,720 | 40,164 | -19,556 | 0.01 | 0.01 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,557,845 | 1,522,145 | -35,700 | 1.55 | 1.50 | -0.04 | sell |
| AMERIPRISE FINANCIAL INC | 40,250 | 0 | -40,250 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 472,083 | 417,083 | -55,000 | 0.01 | 0.01 | -0.00 | sell |
| Matisse Capital | 103,516 | 0 | -103,516 | 0.97 | 0.00 | -0.97 | sell |
| Saba Capital Management, L.P. | 110,978 | 0 | -110,978 | 0.05 | 0.00 | -0.05 | sell |
| MORGAN STANLEY | 4,700,033 | 4,519,141 | -180,892 | 0.01 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 240,368 | 0 | -240,368 | 0.17 | 0.00 | -0.17 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,461,957 | 1,168,224 | -293,733 | 0.53 | 0.40 | -0.13 | sell |
| Allspring Global Investments Holdings, LLC | 672,102 | 0 | -672,102 | 0.02 | 0.00 | -0.02 | sell |