Stock Transactions — WESTERN ASSET DIVERSIFIED IN

Total Bought
1,688,576
35 transactions
Total Sold
1,387,271
28 transactions
Net
+301,305
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC95,604531,289+435,6850.000.00+0.00buy
&PARTNERS0224,817+224,8170.000.02+0.02buy
READYSTATE ASSET MANAGEMENT LP0210,479+210,4790.000.13+0.13buy
SIT INVESTMENT ASSOCIATES INC0191,637+191,6370.000.05+0.05buy
Penserra Capital Management LLC1,332,6211,468,516+135,8950.230.24+0.01buy
Shaker Financial Services, LLC0133,212+133,2120.000.59+0.59buy
BALYASNY ASSET MANAGEMENT L.P.088,811+88,8110.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.053,843+53,8430.000.05+0.05buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP029,706+29,7060.000.00+0.00buy
Concurrent Investment Advisors, LLC021,905+21,9050.000.00+0.00buy
GUGGENHEIM CAPITAL LLC176,139194,802+18,6630.020.02+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS32,00050,220+18,2200.000.00+0.00buy
STIFEL FINANCIAL CORP198,979215,582+16,6030.000.00+0.00buy
XTX Topco Ltd014,052+14,0520.000.01+0.01buy
JANE STREET GROUP, LLC37,61450,172+12,5580.000.00+0.00buy
Global Retirement Partners, LLC1,71013,860+12,1500.000.00+0.00buy
FIRST TRUST ADVISORS LP151,745163,755+12,0100.000.00-0.00buy
NewEdge Advisors, LLC24,35835,505+11,1470.000.00+0.00buy
Baird Financial Group, Inc.32,87543,734+10,8590.000.00+0.00buy
BlackRock, Inc.6,98014,416+7,4360.000.00+0.00buy
Integrated Wealth Concepts LLC43,42250,596+7,1740.010.01+0.00buy
Pinnacle Wealth Planning Services, Inc.05,572+5,5720.000.01+0.01buy
ROYAL BANK OF CANADA217,847222,980+5,1330.000.00-0.00buy
OPPENHEIMER & CO INC56,67859,395+2,7170.010.01+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC133,668135,929+2,2610.380.34-0.05buy
OSAIC HOLDINGS, INC.16,01618,016+2,0000.000.00+0.00buy
MAI Capital Management01,410+1,4100.000.00+0.00buy
JPMORGAN CHASE & CO175,709176,359+6500.000.00-0.00buy
Private Advisor Group, LLC14,37414,978+6040.000.00-0.00buy
AdvisorNet Financial, Inc5,1295,530+4010.000.00-0.00buy
SageView Advisory Group, LLC0400+4000.000.00+0.00buy
Bramshill Investments, LLC46,86547,185+3200.050.04-0.01buy
SIGNATUREFD, LLC4,6614,857+1960.000.00-0.00buy
CWM, LLC2,4312,477+460.000.00-0.00buy
Centurion Wealth Management LLC21,54521,549+40.070.07-0.01buy
COHEN & STEERS, INC.272,993272,99300.010.01-0.00hold
CIBC Private Wealth Group LLC1,8001,80000.000.00-0.00hold
ASSETMARK, INC18518500.000.00-0.00hold
Allworth Financial LP1,0001,00000.000.00-0.00hold
Anfield Capital Management, LLC3,9063,90600.020.02+0.00hold
Lido Advisors, LLC10,12510,12500.000.00-0.00hold
Steward Partners Investment Advisory, LLC32,67032,67000.000.00-0.00hold
Rockefeller Capital Management L.P.82,10282,10200.000.00-0.00hold
Allie Family Office LLC10,00010,00000.070.06-0.01hold
Farther Finance Advisors, LLC1,5001,50000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC18518500.000.00-0.00hold
HARBOUR INVESTMENTS, INC.69069000.000.00-0.00hold
Decker Retirement Planning Inc.1000-1000.000.00-0.00sell
COMERICA BANK10,19310,087-1060.000.00-0.00sell
PIN OAK INVESTMENT ADVISORS INC1250-1250.000.00-0.00sell
WPG Advisers, LLC2,6242,422-2020.030.02-0.01sell
ENVESTNET ASSET MANAGEMENT INC25,02424,786-2380.000.00-0.00sell
SeaCrest Wealth Management, LLC16,59316,283-3100.030.02-0.00sell
Cetera Investment Advisers43,76543,374-3910.000.00-0.00sell
Merit Financial Group, LLC11,07810,507-5710.000.00-0.00sell
FNY Investment Advisers, LLC1,0000-1,0000.000.00-0.00sell
WEDBUSH SECURITIES INC24,65923,109-1,5500.010.01-0.00sell
TRUIST FINANCIAL CORP12,05910,268-1,7910.000.00-0.00sell
JOURNEY STRATEGIC WEALTH LLC30,00028,000-2,0000.010.01-0.00sell
Mariner, LLC15,89713,463-2,4340.000.00-0.00sell
Newbridge Financial Services Group, Inc.2,5040-2,5040.010.00-0.01sell
BANK OF AMERICA CORP /DE/433,868430,240-3,6280.000.00-0.00sell
LPL Financial LLC177,389173,591-3,7980.000.00-0.00sell
UBS Group AG48,22842,416-5,8120.000.00-0.00sell
Advisory Services Network, LLC6,6000-6,6000.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.458,916447,851-11,0650.240.21-0.03sell
HRT FINANCIAL LP13,0840-13,0840.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.41,44912,666-28,7830.000.00-0.00sell
Invesco Ltd.167,038122,917-44,1210.000.00-0.00sell
Advisors Asset Management, Inc.398,104289,051-109,0530.100.07-0.03sell
Consolidated Portfolio Review Corp143,6190-143,6190.270.00-0.27sell
WELLS FARGO & COMPANY/MN1,068,646914,476-154,1700.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC271,39114,778-256,6130.010.00-0.00sell
Polar Asset Management Partners Inc.262,1300-262,1300.080.00-0.08sell
MORGAN STANLEY4,682,3794,350,906-331,4730.000.00-0.00sell
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