| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | 861,231 | 2,417,005 | +1,555,774 | 0.00 | 0.00 | +0.00 | buy |
| Tyro Capital Management LLC | 0 | 1,241,839 | +1,241,839 | 0.00 | 6.07 | +6.07 | buy |
| CenterBook Partners LP | 121,072 | 1,103,850 | +982,778 | 0.11 | 0.76 | +0.65 | buy |
| Shay Capital LLC | 0 | 705,758 | +705,758 | 0.00 | 2.00 | +2.00 | buy |
| Hudson Bay Capital Management LP | 0 | 588,556 | +588,556 | 0.00 | 0.05 | +0.05 | buy |
| TWO SIGMA INVESTMENTS, LP | 434,090 | 746,998 | +312,908 | 0.01 | 0.02 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 187,718 | 482,822 | +295,104 | 0.00 | 0.00 | +0.00 | buy |
| Whitefort Capital Management, LP | 1,050,180 | 1,331,602 | +281,422 | 7.29 | 6.42 | -0.87 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 750,787 | 999,609 | +248,822 | 0.02 | 0.02 | +0.00 | buy |
| FARALLON CAPITAL MANAGEMENT LLC | 3,990,956 | 4,238,762 | +247,806 | 0.32 | 0.24 | -0.08 | buy |
| MARSHALL WACE, LLP | 416,527 | 660,762 | +244,235 | 0.01 | 0.01 | +0.00 | buy |
| Opaleye Management Inc. | 2,260,000 | 2,475,000 | +215,000 | 7.42 | 6.24 | -1.18 | buy |
| Eversept Partners, LP | 150,480 | 358,828 | +208,348 | 0.25 | 0.45 | +0.20 | buy |
| BlackRock, Inc. | 4,731,960 | 4,892,135 | +160,175 | 0.00 | 0.00 | -0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 144,826 | +144,826 | 0.00 | 0.00 | +0.00 | buy |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | 30,000 | 170,000 | +140,000 | 0.00 | 0.02 | +0.02 | buy |
| VANGUARD GROUP INC | 3,466,640 | 3,593,558 | +126,918 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 119,179 | +119,179 | 0.00 | 0.06 | +0.06 | buy |
| DG Capital Management, LLC | 0 | 118,995 | +118,995 | 0.00 | 0.70 | +0.70 | buy |
| FINDELL CAPITAL MANAGEMENT LLC | 2,890,000 | 3,000,000 | +110,000 | 20.50 | 18.32 | -2.18 | buy |
| Woodline Partners LP | 300,160 | 400,160 | +100,000 | 0.03 | 0.03 | -0.00 | buy |
| Knott David M Jr | 0 | 90,000 | +90,000 | 0.00 | 0.51 | +0.51 | buy |
| Verition Fund Management LLC | 31,246 | 120,000 | +88,754 | 0.00 | 0.01 | +0.01 | buy |
| Pale Fire Capital SE | 0 | 85,700 | +85,700 | 0.00 | 0.11 | +0.11 | buy |
| HRT FINANCIAL LP | 0 | 73,034 | +73,034 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 84,722 | 156,360 | +71,638 | 0.00 | 0.00 | +0.00 | buy |
| Anson Funds Management LP | 0 | 71,451 | +71,451 | 0.00 | 0.16 | +0.16 | buy |
| SUPERSTRING CAPITAL MANAGEMENT LP | 0 | 71,071 | +71,071 | 0.00 | 1.10 | +1.10 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 250,900 | 321,200 | +70,300 | 0.18 | 0.17 | -0.01 | buy |
| AWH Capital, L.P. | 0 | 69,500 | +69,500 | 0.00 | 1.01 | +1.01 | buy |
| UBS Group AG | 207,418 | 274,648 | +67,230 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 86,158 | 148,601 | +62,443 | 1.51 | 0.99 | -0.52 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 62,235 | +62,235 | 0.00 | 0.02 | +0.02 | buy |
| Walleye Capital LLC | 33,521 | 93,328 | +59,807 | 0.01 | 0.01 | +0.01 | buy |
| Stonepine Capital Management, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.61 | +0.61 | buy |
| ROYAL BANK OF CANADA | 11,936 | 61,584 | +49,648 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,787,707 | 1,830,701 | +42,994 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 79,027 | 120,309 | +41,282 | 0.04 | 0.04 | -0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 38,091 | +38,091 | 0.00 | 0.01 | +0.01 | buy |
| Nebula Research & Development LLC | 0 | 37,793 | +37,793 | 0.00 | 0.04 | +0.04 | buy |
| TWO SIGMA ADVISERS, LP | 287,800 | 324,400 | +36,600 | 0.01 | 0.01 | -0.00 | buy |
| Alpine Global Management, LLC | 76,955 | 109,707 | +32,752 | 0.30 | 0.31 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,373,248 | 1,405,747 | +32,499 | 0.00 | 0.00 | -0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 29,922 | +29,922 | 0.00 | 0.12 | +0.12 | buy |
| Caption Management, LLC | 0 | 29,100 | +29,100 | 0.00 | 0.03 | +0.03 | buy |
| Greenland Capital Management LP | 45,000 | 72,500 | +27,500 | 0.11 | 0.12 | +0.00 | buy |
| Mach-1 Financial Group, LLC | 0 | 26,132 | +26,132 | 0.00 | 0.10 | +0.10 | buy |
| MARK ASSET MANAGEMENT LP | 0 | 25,500 | +25,500 | 0.00 | 0.04 | +0.04 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 33,709 | 58,140 | +24,431 | 0.05 | 0.07 | +0.02 | buy |
| Swiss National Bank | 98,400 | 122,200 | +23,800 | 0.00 | 0.00 | -0.00 | buy |
| Exome Asset Management LLC | 0 | 20,500 | +20,500 | 0.00 | 0.21 | +0.21 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 18,547 | +18,547 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 421,000 | 434,900 | +13,900 | 0.00 | 0.00 | -0.00 | buy |
| SummitTX Capital, L.P. | 0 | 13,774 | +13,774 | 0.00 | 0.01 | +0.01 | buy |
| Tradition Wealth Management, LLC | 0 | 13,612 | +13,612 | 0.00 | 0.01 | +0.01 | buy |
| Quantinno Capital Management LP | 0 | 13,532 | +13,532 | 0.00 | 0.00 | +0.00 | buy |
| Meridian Wealth Management, LLC | 0 | 13,450 | +13,450 | 0.00 | 0.01 | +0.01 | buy |
| Legal & General Group Plc | 83,041 | 94,152 | +11,111 | 0.00 | 0.00 | -0.00 | buy |
| Pictet Asset Management Holding SA | 0 | 10,564 | +10,564 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 30,979 | 41,280 | +10,301 | 0.00 | 0.00 | +0.00 | buy |
| Blueshift Asset Management, LLC | 0 | 10,163 | +10,163 | 0.00 | 0.04 | +0.04 | buy |
| DRW Securities, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| FIFTH LANE CAPITAL, LP | 0 | 10,000 | +10,000 | 0.00 | 0.15 | +0.15 | buy |
| Advisory Services Network, LLC | 67,180 | 76,065 | +8,885 | 0.02 | 0.02 | +0.00 | buy |
| Bank of New York Mellon Corp | 194,131 | 202,745 | +8,614 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 19,075 | 26,840 | +7,765 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 196,226 | 203,978 | +7,752 | 0.00 | 0.00 | -0.00 | buy |
| Whitcomb & Hess, Inc. | 21,300 | 27,827 | +6,527 | 0.10 | 0.10 | +0.00 | buy |
| RHUMBLINE ADVISERS | 85,463 | 91,689 | +6,226 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,752 | 6,679 | +4,927 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 27,377 | 32,057 | +4,680 | 0.00 | 0.00 | -0.00 | buy |
| Walleye Trading LLC | 0 | 4,252 | +4,252 | 0.00 | 0.00 | +0.00 | buy |
| Arizona State Retirement System | 14,539 | 18,657 | +4,118 | 0.00 | 0.00 | -0.00 | buy |
| Sigma Planning Corp | 65,275 | 69,185 | +3,910 | 0.03 | 0.03 | -0.00 | buy |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 13,707 | 17,185 | +3,478 | 0.00 | 0.00 | +0.00 | buy |
| KLP KAPITALFORVALTNING AS | 10,400 | 13,200 | +2,800 | 0.00 | 0.00 | -0.00 | buy |
| Quarry LP | 5,389 | 7,434 | +2,045 | 0.02 | 0.02 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 16,738 | 18,594 | +1,856 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 5,000 | 6,200 | +1,200 | 0.00 | 0.00 | -0.00 | buy |
| Ballentine Partners, LLC | 11,020 | 12,139 | +1,119 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 38,077 | 39,008 | +931 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 378 | 1,071 | +693 | 0.00 | 0.00 | +0.00 | buy |
| BNP Paribas Asset Management Holding S.A. | 0 | 629 | +629 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 90,049 | 90,672 | +623 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 52 | 585 | +533 | 0.00 | 0.00 | +0.00 | buy |
| AlphaQuest LLC | 0 | 409 | +409 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | 1,400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 36,065 | 36,453 | +388 | 0.00 | 0.00 | -0.00 | buy |
| Caligan Partners LP | 8,118,592 | 8,118,892 | +300 | 24.99 | 19.64 | -5.35 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 5,594 | 5,870 | +276 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 36 | 306 | +270 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 202 | +202 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 141 | 328 | +187 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 173 | +173 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 3 | 120 | +117 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 300 | 392 | +92 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 41,999 | 42,090 | +91 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 70 | 148 | +78 | 0.00 | 0.00 | +0.00 | buy |
| GREENLEAF TRUST | 14,016 | 14,087 | +71 | 0.00 | 0.00 | -0.00 | buy |