| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 325,000 | 1,698,142 | +1,373,142 | 0.89 | 2.83 | +1.94 | buy |
| Kynam Capital Management, LP | 916,574 | 2,266,328 | +1,349,754 | 1.15 | 1.76 | +0.60 | buy |
| FARALLON CAPITAL MANAGEMENT LLC | 2,055,000 | 3,290,956 | +1,235,956 | 0.15 | 0.18 | +0.04 | buy |
| Whitefort Capital Management, LP | 774,479 | 1,702,025 | +927,546 | 5.73 | 7.75 | +2.02 | buy |
| FINDELL CAPITAL MANAGEMENT LLC | 2,400,000 | 3,193,539 | +793,539 | 14.38 | 16.62 | +2.24 | buy |
| Walleye Capital LLC | 6,982 | 542,351 | +535,369 | 0.00 | 0.06 | +0.06 | buy |
| TANG CAPITAL MANAGEMENT LLC | 350,000 | 800,000 | +450,000 | 0.43 | 0.57 | +0.14 | buy |
| Woodline Partners LP | 0 | 414,892 | +414,892 | 0.00 | 0.04 | +0.04 | buy |
| Maven Securities LTD | 0 | 400,000 | +400,000 | 0.00 | 0.45 | +0.45 | buy |
| Velan Capital Investment Management LP | 0 | 300,000 | +300,000 | 0.00 | 3.26 | +3.26 | buy |
| JPMORGAN CHASE & CO | 0 | 235,393 | +235,393 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 159,437 | 390,257 | +230,820 | 0.00 | 0.00 | +0.00 | buy |
| Resolute Capital Asset Partners LLC | 0 | 230,000 | +230,000 | 0.00 | 1.20 | +1.20 | buy |
| Anson Funds Management LP | 0 | 176,403 | +176,403 | 0.00 | 0.24 | +0.24 | buy |
| CITADEL ADVISORS LLC | 0 | 147,444 | +147,444 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 120,427 | 257,945 | +137,518 | 0.00 | 0.00 | +0.00 | buy |
| SAPIENT CAPITAL LLC | 0 | 133,600 | +133,600 | 0.00 | 0.03 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 16,788 | 140,190 | +123,402 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 0 | 110,513 | +110,513 | 0.00 | 0.33 | +0.33 | buy |
| GROUP ONE TRADING LLC | 129,761 | 235,887 | +106,126 | 0.05 | 0.09 | +0.04 | buy |
| MARSHALL WACE, LLP | 45,454 | 148,696 | +103,242 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 166,570 | 260,467 | +93,897 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| ACUTA CAPITAL PARTNERS, LLC | 0 | 73,500 | +73,500 | 0.00 | 0.60 | +0.60 | buy |
| BARCLAYS PLC | 27,393 | 99,984 | +72,591 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 183,200 | 250,900 | +67,700 | 0.13 | 0.13 | -0.01 | buy |
| HighVista Strategies LLC | 121,754 | 180,947 | +59,193 | 0.53 | 0.62 | +0.09 | buy |
| NORTHERN TRUST CORP | 438,600 | 493,540 | +54,940 | 0.00 | 0.00 | -0.00 | buy |
| Crestline Management, LP | 0 | 49,059 | +49,059 | 0.00 | 0.03 | +0.03 | buy |
| Cinctive Capital Management LP | 0 | 44,416 | +44,416 | 0.00 | 0.03 | +0.03 | buy |
| Diametric Capital, LP | 83,330 | 124,332 | +41,002 | 0.54 | 0.61 | +0.07 | buy |
| VANGUARD GROUP INC | 3,401,753 | 3,441,929 | +40,176 | 0.00 | 0.00 | -0.00 | buy |
| Kepos Capital LP | 200,000 | 240,000 | +40,000 | 0.93 | 1.05 | +0.12 | buy |
| Russell Investments Group, Ltd. | 68,864 | 106,359 | +37,495 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 32,302 | +32,302 | 0.00 | 0.02 | +0.02 | buy |
| CITIGROUP INC | 19,590 | 50,779 | +31,189 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 10,886 | 41,945 | +31,059 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 29,743 | +29,743 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 568,775 | 595,113 | +26,338 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 82,272 | 107,156 | +24,884 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 0 | 20,995 | +20,995 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 159,991 | 179,923 | +19,932 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 19,544 | +19,544 | 0.00 | 0.00 | +0.00 | buy |
| Valmark Advisers, Inc. | 0 | 17,358 | +17,358 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 17,023 | +17,023 | 0.00 | 0.00 | +0.00 | buy |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 23,100 | 39,658 | +16,558 | 0.07 | 0.16 | +0.09 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 30,347 | 45,279 | +14,932 | 0.03 | 0.03 | +0.00 | buy |
| Ballentine Partners, LLC | 0 | 10,960 | +10,960 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 10,893 | +10,893 | 0.00 | 0.00 | +0.00 | buy |
| Clear Harbor Asset Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| SIGNATUREFD, LLC | 26 | 10,010 | +9,984 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 0 | 9,285 | +9,285 | 0.00 | 0.02 | +0.02 | buy |
| DEUTSCHE BANK AG\ | 25,083 | 33,285 | +8,202 | 0.00 | 0.00 | -0.00 | buy |
| GeoWealth Management, LLC | 0 | 5,994 | +5,994 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 13,039 | 18,708 | +5,669 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 26,032 | 31,566 | +5,534 | 0.00 | 0.00 | -0.00 | buy |
| Brevan Howard Capital Management LP | 12,855 | 16,802 | +3,947 | 0.01 | 0.01 | -0.00 | buy |
| DMC Group, LLC | 10,158 | 13,883 | +3,725 | 0.10 | 0.11 | +0.01 | buy |
| Walleye Trading LLC | 9,931 | 13,201 | +3,270 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 2,061 | +2,061 | 0.00 | 0.03 | +0.03 | buy |
| Planned Solutions, Inc. | 0 | 2,000 | +2,000 | 0.00 | 0.01 | +0.01 | buy |
| ALPS ADVISORS INC | 59,566 | 61,476 | +1,910 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 28,288 | 29,536 | +1,248 | 0.00 | 0.00 | -0.00 | buy |
| GTS SECURITIES LLC | 37,769 | 38,940 | +1,171 | 0.01 | 0.01 | -0.00 | buy |
| Whitcomb & Hess, Inc. | 10,525 | 11,599 | +1,074 | 0.04 | 0.03 | -0.00 | buy |
| Parallel Advisors, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 10,847 | 11,497 | +650 | 0.00 | 0.00 | -0.00 | buy |
| Activest Wealth Management | 0 | 486 | +486 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 59 | 456 | +397 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 18,357 | 18,678 | +321 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 24,917 | 25,231 | +314 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 29,692 | 29,966 | +274 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 72,861 | 73,063 | +202 | 0.00 | 0.00 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 6,741 | 6,860 | +119 | 0.04 | 0.03 | -0.01 | buy |
| FMR LLC | 1,635 | 1,736 | +101 | 0.00 | 0.00 | -0.00 | buy |
| HighMark Wealth Management LLC | 10 | 100 | +90 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 85 | +85 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 20 | 85 | +65 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 105 | 163 | +58 | 0.00 | 0.00 | +0.00 | buy |
| Riverview Trust Co | 0 | 52 | +52 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 4,913 | 4,913 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 66,150 | 66,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANUS HENDERSON GROUP PLC | 33,800 | 33,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANADA PENSION PLAN INVESTMENT BOARD | 66,600 | 66,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 33,551 | 33,551 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 558,658 | 558,658 | 0 | 0.20 | 0.17 | -0.04 | hold |
| Advisory Services Network, LLC | 57,790 | 57,790 | 0 | 0.01 | 0.01 | 0.00 | hold |
| Arax Advisory Partners | 109 | 109 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBERT FUND ADVISORS, INC. | 339,158 | 339,158 | 0 | 3.27 | 2.73 | -0.54 | hold |
| Birchview Capital, LP | 10,000 | 10,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| Providence Capital Advisors, LLC | 19 | 19 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Patient Square Capital LP | 7,182,532 | 7,182,532 | 0 | 40.01 | 26.66 | -13.35 | hold |
| Deuterium Capital Management, LLC | 10,000 | 10,000 | 0 | 0.20 | 0.18 | -0.02 | hold |
| Covestor Ltd | 73 | 73 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Family Office, LLC | 2,156 | 2,156 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Smartleaf Asset Management LLC | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,342 | 11,342 | 0 | 0.00 | 0.00 | -0.00 | hold |