| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 325,000 | 1,698,142 | +1,373,142 | 0.89 | 2.83 | +1.94 | buy |
| Kynam Capital Management, LP | 916,574 | 2,266,328 | +1,349,754 | 1.15 | 1.76 | +0.60 | buy |
| Whitefort Capital Management, LP | 774,479 | 1,702,025 | +927,546 | 5.73 | 7.75 | +2.02 | buy |
| FINDELL CAPITAL MANAGEMENT LLC | 2,400,000 | 3,193,539 | +793,539 | 14.38 | 16.62 | +2.24 | buy |
| TANG CAPITAL MANAGEMENT LLC | 350,000 | 800,000 | +450,000 | 0.43 | 0.57 | +0.14 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 183,200 | 250,900 | +67,700 | 0.13 | 0.13 | -0.01 | buy |
| HighVista Strategies LLC | 121,754 | 180,947 | +59,193 | 0.53 | 0.62 | +0.09 | buy |
| Diametric Capital, LP | 83,330 | 124,332 | +41,002 | 0.54 | 0.61 | +0.07 | buy |
| Kepos Capital LP | 200,000 | 240,000 | +40,000 | 0.93 | 1.05 | +0.12 | buy |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 23,100 | 39,658 | +16,558 | 0.07 | 0.12 | +0.05 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 30,347 | 45,279 | +14,932 | 0.03 | 0.04 | +0.00 | buy |
| DMC Group, LLC | 10,158 | 13,883 | +3,725 | 0.10 | 0.11 | +0.01 | buy |
| Quarry LP | 20,500 | 17,000 | +3,500 | 0.11 | 0.05 | 0.00 | sell |
| ALPS ADVISORS INC | 59,566 | 61,476 | +1,910 | 0.00 | 0.00 | -0.00 | buy |
| Whitcomb & Hess, Inc. | 10,525 | 11,599 | +1,074 | 0.04 | 0.03 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 6,741 | 6,860 | +119 | 0.04 | 0.03 | -0.01 | buy |
| HighMark Wealth Management LLC | 10 | 100 | +90 | 0.00 | 0.00 | +0.00 | buy |
| McAdam, LLC | 12,034 | 11,833 | -201 | 0.01 | 0.01 | -0.00 | sell |
| GREENLEAF TRUST | 13,888 | 13,623 | -265 | 0.00 | 0.00 | -0.00 | sell |
| Empirical Asset Management, LLC | 11,537 | 10,704 | -833 | 0.01 | 0.00 | -0.00 | sell |
| Catalina Capital Group, LLC | 20,621 | 17,182 | -3,439 | 0.09 | 0.06 | -0.04 | sell |
| SkyView Investment Advisors, LLC | 68,999 | 50,000 | -18,999 | 0.15 | 0.08 | -0.06 | sell |
| Alpine Global Management, LLC | 150,000 | 100,000 | -50,000 | 0.31 | 0.24 | -0.07 | sell |
| LB Partners LLC | 282,947 | 200,000 | -82,947 | 2.83 | 1.74 | -1.09 | sell |
| Eversept Partners, LP | 373,554 | 137,949 | -235,605 | 0.31 | 0.09 | -0.21 | sell |
| Vestal Point Capital, LP | 1,830,000 | 1,500,000 | -330,000 | 1.64 | 1.18 | -0.45 | sell |
| Caligan Partners LP | 10,360,945 | 8,118,592 | -2,242,353 | 29.05 | 25.73 | -3.31 | sell |