Stock Transactions — BAKKT INC

Total Bought
3,777,278
63 transactions
Total Sold
1,288,499
32 transactions
Net
+2,488,779
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Alyeska Investment Group, L.P.01,023,810+1,023,8100.000.02+0.02buy
Tidal Investments LLC130,123947,547+817,4240.010.02+0.02buy
LMR Partners LLP0566,971+566,9710.000.04+0.04buy
CITADEL ADVISORS LLC80,398367,087+286,6890.000.00+0.00buy
BlackRock, Inc.989,6361,153,865+164,2290.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC0152,430+152,4300.000.00+0.00buy
IMC-Chicago, LLC21,152108,663+87,5110.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC489,428569,841+80,4130.000.00-0.00buy
TUDOR INVESTMENT CORP ET AL075,019+75,0190.000.00+0.00buy
MARSHALL WACE, LLP069,394+69,3940.000.00+0.00buy
UBS Group AG264,462310,881+46,4190.000.00-0.00buy
Realta Investment Advisors9,75055,809+46,0590.030.14+0.11buy
GOLDMAN SACHS GROUP INC044,492+44,4920.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.179,683220,361+40,6780.000.00-0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC031,610+31,6100.000.00+0.00buy
STATE STREET CORP258,384283,772+25,3880.000.00-0.00buy
X-Square Capital, LLC025,000+25,0000.000.06+0.06buy
VOYA INVESTMENT MANAGEMENT LLC39,24859,148+19,9000.000.00+0.00buy
IEQ CAPITAL, LLC018,251+18,2510.000.00+0.00buy
HRT FINANCIAL LP015,472+15,4720.000.00+0.00buy
NORTHERN TRUST CORP93,842108,743+14,9010.000.00-0.00buy
Cetera Investment Advisers014,285+14,2850.000.00+0.00buy
Mariner, LLC011,881+11,8810.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS010,803+10,8030.000.00+0.00buy
AXQ CAPITAL, LP13,54322,711+9,1680.030.02-0.01buy
Bank of New York Mellon Corp24,48133,637+9,1560.000.00+0.00buy
GROUP ONE TRADING LLC4,73713,549+8,8120.000.00+0.00buy
CWM, LLC08,235+8,2350.000.00+0.00buy
State of Wyoming3,36810,679+7,3110.000.01+0.01buy
DEUTSCHE BANK AG\10,00616,368+6,3620.000.00+0.00buy
Nuveen, LLC25,35930,862+5,5030.000.00-0.00buy
Itau Unibanco Holding S.A.05,478+5,4780.000.00+0.00buy
Russell Investments Group, Ltd.2,9497,967+5,0180.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/10,06513,981+3,9160.000.00+0.00buy
Tower Research Capital LLC (TRC)2,4855,369+2,8840.000.00+0.00buy
MATHER GROUP, LLC.02,553+2,5530.000.00+0.00buy
Activest Wealth Management01,700+1,7000.000.00+0.00buy
RHUMBLINE ADVISERS15,97017,650+1,6800.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC01,600+1,6000.000.00+0.00buy
Quent Capital, LLC01,485+1,4850.000.00+0.00buy
FMR LLC2,1363,147+1,0110.000.00+0.00buy
Penserra Capital Management LLC1,6702,652+9820.000.00+0.00buy
CITIGROUP INC3,4734,282+8090.000.00-0.00buy
Advisory Services Network, LLC0728+7280.000.00+0.00buy
EverSource Wealth Advisors, LLC0558+5580.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP1,8922,392+5000.000.00-0.00buy
Allworth Financial LP27510+4830.000.00+0.00buy
Engineers Gate Manager LP16,66017,143+4830.000.00-0.00buy
IFP Advisors, Inc1300+2990.000.00+0.00buy
Root Financial Partners, LLC0275+2750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS3,1613,396+2350.000.00-0.00buy
Kilter Group LLC0210+2100.000.00+0.00buy
GAMMA Investing LLC134331+1970.000.00+0.00buy
SBI Securities Co., Ltd.2,9903,137+1470.000.00-0.00buy
MAI Capital Management097+970.000.00+0.00buy
True Wealth Design, LLC088+880.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.079+790.000.00+0.00buy
Federation des caisses Desjardins du Quebec62139+770.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC059+590.000.00+0.00buy
Rialto Wealth Management, LLC054+540.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM881891+100.000.00-0.00buy
SJS Investment Consulting Inc.05+50.000.00+0.00buy
Wealth Preservation Advisors, LLC02+20.000.00+0.00buy
Ameritas Investment Partners, Inc.93493400.000.00-0.00hold
WOLVERINE ASSET MANAGEMENT LLC12112100.000.00-0.00hold
SIGNATUREFD, LLC606000.000.00-0.00hold
NewEdge Advisors, LLC808000.000.00-0.00hold
Steward Partners Investment Advisory, LLC11511500.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Susquehanna Portfolio Strategies, LLC44,14844,14800.010.00-0.00hold
ORG Wealth Partners, LLC4400.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey2,4392,43900.000.00-0.00hold
US BANCORP \DE\51151100.000.00-0.00hold
Legal & General Group Plc1,3711,37100.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND4,6004,60000.000.00-0.00hold
Clearstead Advisors, LLC10910900.000.00-0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM12,55112,55100.000.00-0.00hold
SageView Advisory Group, LLC30-30.000.00-0.00sell
FEDERATED HERMES, INC.2813-150.000.00-0.00sell
Fortitude Family Office, LLC430-430.000.00-0.00sell
Avion Wealth460-460.000.000.00sell
Farther Finance Advisors, LLC1000-1000.000.00-0.00sell
Sterling Capital Management LLC616438-1780.000.00-0.00sell
AMALGAMATED BANK4510-4510.000.00-0.00sell
Invesco Ltd.29,49128,568-9230.000.00-0.00sell
Belvedere Trading LLC1,2180-1,2180.000.00-0.00sell
BARCLAYS PLC22,34519,838-2,5070.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC40,23435,526-4,7080.000.00-0.00sell
OSAIC HOLDINGS, INC.7,7320-7,7320.000.00-0.00sell
MetLife Investment Management, LLC8,1330-8,1330.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC324,706316,538-8,1680.040.03-0.02sell
WELLS FARGO & COMPANY/MN39,52230,263-9,2590.000.00-0.00sell
CI INVESTMENTS INC.10,1620-10,1620.000.00-0.00sell
Skandinaviska Enskilda Banken AB (publ)10,3110-10,3110.000.00-0.00sell
Stratos Wealth Advisors, LLC11,9120-11,9120.010.00-0.01sell
Alpine Global Management, LLC17,0760-17,0760.040.00-0.04sell
Delta Investment Management, LLC17,1950-17,1950.030.00-0.03sell
Aristides Capital LLC17,6000-17,6000.060.00-0.06sell
MILLENNIUM MANAGEMENT LLC134,963108,009-26,9540.000.00-0.00sell
CANADA PENSION PLAN INVESTMENT BOARD29,3000-29,3000.000.00-0.00sell
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