Stock Transactions — THORNBURG INCM BUILDER OPP T

Total Bought
555,598
26 transactions
Total Sold
848,477
17 transactions
Net
-292,879
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG1,292,4891,477,615+185,1260.010.01-0.00buy
STIFEL FINANCIAL CORP257,708337,551+79,8430.010.01+0.00buy
ROYAL BANK OF CANADA578,116648,676+70,5600.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.047,281+47,2810.000.07+0.07buy
Avior Wealth Management, LLC029,655+29,6550.000.02+0.02buy
LPL Financial LLC48,24971,016+22,7670.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC021,419+21,4190.000.00+0.00buy
Shaker Financial Services, LLC019,500+19,5000.000.12+0.12buy
Livelsberger Financial Advisory012,365+12,3650.003.71+3.71buy
Invesco Ltd.130,426141,953+11,5270.000.00+0.00buy
Prosperity Consulting Group, LLC010,000+10,0000.000.02+0.02buy
US BANCORP \DE\07,500+7,5000.000.00+0.00buy
Janney Montgomery Scott LLC52,84460,297+7,4530.000.00+0.00buy
Walleye Capital LLC44,58752,008+7,4210.010.01-0.00buy
WELLS FARGO & COMPANY/MN283,995289,963+5,9680.000.00-0.00buy
Lokken Investment Group LLC43,97348,520+4,5470.390.39+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC03,948+3,9480.000.01+0.01buy
NewEdge Advisors, LLC28,70430,876+2,1720.000.00+0.00buy
Rockefeller Capital Management L.P.62,82564,675+1,8500.000.00-0.00buy
Private Advisor Group, LLC88,99890,615+1,6170.010.01-0.00buy
D.A. DAVIDSON & CO.48,08349,349+1,2660.010.01-0.00buy
Steward Partners Investment Advisory, LLC11,93312,992+1,0590.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0735+7350.000.00+0.00buy
ASSETMARK, INC014+140.000.00+0.00buy
FINANCIAL MANAGEMENT NETWORK INC60,08560,089+40.270.24-0.03buy
COMERICA BANK3,6103,611+10.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD13,12213,12200.020.02+0.00hold
&PARTNERS12,30812,30800.050.03-0.02hold
COHEN & STEERS, INC.171,235171,23500.010.01+0.00hold
BROWN ADVISORY INC15,12015,12000.000.00-0.00hold
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC15,62515,62500.040.04-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC21,63521,63500.000.00-0.00hold
Elequin Capital, LP7580-7580.000.00-0.00sell
CWM, LLC8410-8410.000.00-0.00sell
MORGAN STANLEY267,491266,207-1,2840.000.00-0.00sell
OPPENHEIMER & CO INC33,34531,345-2,0000.010.01-0.00sell
OSAIC HOLDINGS, INC.29,19326,969-2,2240.000.00+0.00sell
WEDBUSH SECURITIES INC43,51841,005-2,5130.030.02-0.01sell
Realta Investment Advisors18,78215,548-3,2340.070.05-0.01sell
Thomas J. Herzfeld Advisors, Inc.210,387204,358-6,0291.201.17-0.03sell
WOLVERINE ASSET MANAGEMENT LLC19,7100-19,7100.000.00-0.00sell
StoneX Group Inc.20,0000-20,0000.030.00-0.03sell
AQR Arbitrage LLC20,3470-20,3470.010.00-0.01sell
KAYNE ANDERSON CAPITAL ADVISORS LP23,1000-23,1000.010.00-0.01sell
Cape Investment Advisory, Inc.24,6270-24,6270.190.00-0.19sell
1607 Capital Partners, LLC248,297222,351-25,9460.270.29+0.02sell
Advisors Asset Management, Inc.569,952536,096-33,8560.180.17-0.01sell
Saba Capital Management, L.P.754,071688,738-65,3330.290.24-0.04sell
Penserra Capital Management LLC596,6750-596,6750.170.00-0.17sell
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