Stock Transactions — THORNBURG INCM BUILDER OPP T

Total Bought
502,024
24 transactions
Total Sold
649,748
20 transactions
Net
-147,724
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY586,827722,199+135,3720.000.00+0.00buy
WELLS FARGO & COMPANY/MN410,408483,809+73,4010.000.00+0.00buy
UBS Group AG1,786,4901,843,177+56,6870.010.01-0.00buy
STIFEL FINANCIAL CORP721,378773,380+52,0020.010.02+0.00buy
LPL Financial LLC260,739303,728+42,9890.000.00+0.00buy
FIFTH THIRD BANCORP021,300+21,3000.000.00+0.00buy
Kera Capital Partners, Inc.434,901453,342+18,4411.141.18+0.04buy
DAVENPORT & Co LLC018,250+18,2500.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.84,503102,350+17,8470.060.07+0.01buy
Invesco Ltd.67,05479,288+12,2340.000.00+0.00buy
DKM Wealth Management, Inc.952,992964,573+11,58114.2914.71+0.42buy
Cetera Investment Advisers010,169+10,1690.000.00+0.00buy
OSAIC HOLDINGS, INC.38,51146,576+8,0650.000.00+0.00buy
Concurrent Investment Advisors, LLC84,23892,046+7,8080.020.02+0.00buy
Steward Partners Investment Advisory, LLC22,25027,154+4,9040.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.33,80638,359+4,5530.000.00+0.00buy
&PARTNERS11,54614,416+2,8700.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO02,678+2,6780.000.00+0.00buy
D.A. DAVIDSON & CO.68,93469,175+2410.010.01+0.00buy
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC27,83128,031+2000.070.08+0.00buy
HIGHLINE WEALTH PARTNERS LLC0150+1500.000.00+0.00buy
FINANCIAL MANAGEMENT NETWORK INC44,03144,171+1400.140.15+0.01buy
WEDBUSH SECURITIES INC39,96940,087+1180.020.02+0.00buy
SOA Wealth Advisors, LLC.1,6811,705+240.010.01+0.00buy
WEBSTER BANK, N. A.3,0003,00000.010.01+0.00hold
WHITTIER TRUST CO50050000.000.00+0.00hold
BROWN ADVISORY INC13,72013,72000.000.00+0.00hold
BROWN BROTHERS HARRIMAN & CO12,02312,02300.000.00+0.00hold
Prosperity Consulting Group, LLC10,00010,00000.010.01+0.00hold
LaSalle St. Investment Advisors, LLC11,89011,89000.040.04-0.00hold
HICKS CAPITAL MANAGEMENT LLC12,85612,85600.260.27+0.01hold
Pinnacle Wealth Planning Services, Inc.90-90.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.450200-2500.000.00-0.00sell
Rockefeller Capital Management L.P.157,334157,048-2860.010.01+0.00sell
NewEdge Advisors, LLC15,56315,263-3000.000.00+0.00sell
Dakota Wealth Management49,74847,226-2,5220.020.02+0.00sell
Janney Montgomery Scott LLC63,63361,007-2,6260.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC13,3969,204-4,1920.040.03-0.01sell
Private Advisor Group, LLC121,836115,774-6,0620.010.01-0.00sell
OPPENHEIMER & CO INC35,97928,165-7,8140.010.01-0.00sell
SILVER OAK SECURITIES, INCORPORATED10,0600-10,0600.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC20,4400-20,4400.000.00-0.00sell
Kestra Advisory Services, LLC91,39868,728-22,6700.010.01-0.00sell
WOLVERINE ASSET MANAGEMENT LLC69,87528,663-41,2120.020.01-0.01sell
Shaker Financial Services, LLC54,86611,623-43,2430.350.09-0.27sell
ROYAL BANK OF CANADA491,279447,955-43,3240.000.00+0.00sell
READYSTATE ASSET MANAGEMENT LP47,5240-47,5240.040.00-0.04sell
RAYMOND JAMES FINANCIAL INC697,456626,909-70,5470.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC154,77573,216-81,5590.000.00-0.00sell
Advisors Asset Management, Inc.675,405592,552-82,8530.230.21-0.02sell
Thomas J. Herzfeld Advisors, Inc.231,75769,502-162,2551.580.50-1.08sell
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