Stock Transactions — THORNBURG INCM BUILDER OPP T

Total Bought
578,942
29 transactions
Total Sold
692,342
14 transactions
Net
-113,400
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
STIFEL FINANCIAL CORP610,211723,548+113,3370.010.01+0.00buy
Advisors Asset Management, Inc.500,072566,631+66,5590.170.20+0.03buy
RAYMOND JAMES FINANCIAL INC760,837826,592+65,7550.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC052,603+52,6030.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.038,502+38,5020.000.03+0.03buy
ROYAL BANK OF CANADA340,717378,931+38,2140.000.00+0.00buy
MORGAN STANLEY394,234431,678+37,4440.000.00+0.00buy
UBS Group AG2,046,5602,079,399+32,8390.010.01+0.00buy
Thomas J. Herzfeld Advisors, Inc.183,561214,693+31,1321.121.50+0.38buy
Concurrent Investment Advisors, LLC020,791+20,7910.000.01+0.01buy
Kingsview Wealth Management, LLC015,965+15,9650.000.01+0.01buy
Kera Capital Partners, Inc.159,780174,739+14,9590.850.68-0.18buy
Rockefeller Capital Management L.P.129,465141,747+12,2820.010.01+0.00buy
BROWN BROTHERS HARRIMAN & CO012,023+12,0230.000.00+0.00buy
Steward Partners Investment Advisory, LLC10,98819,443+8,4550.000.00+0.00buy
Janney Montgomery Scott LLC64,23168,221+3,9900.000.00+0.00buy
LPL Financial LLC175,169178,933+3,7640.000.00-0.00buy
WEDBUSH SECURITIES INC37,10839,035+1,9270.020.03+0.00buy
NewEdge Advisors, LLC14,75316,253+1,5000.000.00+0.00buy
OPPENHEIMER & CO INC42,54844,048+1,5000.010.01-0.00buy
OSAIC HOLDINGS, INC.26,14127,213+1,0720.000.00-0.00buy
Newbridge Financial Services Group, Inc.01,000+1,0000.000.00+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2501,250+1,0000.000.00+0.00buy
Private Advisor Group, LLC117,855118,742+8870.010.01-0.00buy
Global Retirement Partners, LLC0697+6970.000.00+0.00buy
Blue Trust, Inc.0500+5000.000.00+0.00buy
FINANCIAL MANAGEMENT NETWORK INC43,39243,627+2350.160.16-0.01buy
SOA Wealth Advisors, LLC.1,6201,629+90.010.01-0.00buy
&PARTNERS11,53711,538+10.000.00-0.00buy
SILVER OAK SECURITIES, INCORPORATED11,88511,88500.010.02+0.01hold
BROWN ADVISORY INC13,72013,72000.000.00+0.00hold
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC20,50020,50000.060.06+0.00hold
Prosperity Consulting Group, LLC10,00010,00000.010.01+0.00hold
HICKS CAPITAL MANAGEMENT LLC11,85611,85600.280.37+0.09hold
COMERICA BANK6,2006,20000.000.00+0.00hold
CURIO WEALTH, LLC10-10.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC23,03522,785-2500.000.00+0.00sell
Calamos Advisors LLC12,25811,278-9800.000.00-0.00sell
Allworth Financial LP1,5000-1,5000.000.00-0.00sell
D.A. DAVIDSON & CO.67,11364,867-2,2460.010.01-0.00sell
Cambridge Investment Research Advisors, Inc.34,89530,916-3,9790.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC31,94626,846-5,1000.110.09-0.02sell
Lokken Investment Group LLC51,68943,922-7,7670.390.33-0.06sell
Invesco Ltd.69,78459,055-10,7290.000.00-0.00sell
XTX Topco Ltd13,3480-13,3480.010.00-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC13,6200-13,6200.010.00-0.01sell
DKM Wealth Management, Inc.974,543955,163-19,38016.9616.16-0.80sell
WELLS FARGO & COMPANY/MN403,140340,192-62,9480.000.00-0.00sell
Saba Capital Management, L.P.550,4940-550,4940.270.00-0.27sell
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