Stock Transactions — THORNBURG INCM BUILDER OPP T

Total Bought
805,272
31 transactions
Total Sold
125,640
12 transactions
Net
+679,632
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Kera Capital Partners, Inc.174,739401,619+226,8800.681.20+0.52buy
Kestra Advisory Services, LLC090,799+90,7990.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC52,603120,403+67,8000.000.00+0.00buy
ROYAL BANK OF CANADA378,931446,008+67,0770.000.00+0.00buy
MORGAN STANLEY431,678494,349+62,6710.000.00+0.00buy
Concurrent Investment Advisors, LLC20,79173,529+52,7380.010.03+0.02buy
WELLS FARGO & COMPANY/MN340,192382,394+42,2020.000.00+0.00buy
Advisors Asset Management, Inc.566,631606,770+40,1390.200.20+0.01buy
LPL Financial LLC178,933218,305+39,3720.000.00+0.00buy
COMERICA BANK6,20023,600+17,4000.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.38,50253,457+14,9550.030.04+0.01buy
Virtu Financial LLC014,802+14,8020.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.214,693227,958+13,2651.501.55+0.05buy
LaSalle St. Investment Advisors, LLC011,544+11,5440.000.04+0.04buy
ENVESTNET ASSET MANAGEMENT INC010,418+10,4180.000.00+0.00buy
Invesco Ltd.59,05566,502+7,4470.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC826,592831,007+4,4150.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.30,91633,806+2,8900.000.00-0.00buy
Lokken Investment Group LLC43,92246,509+2,5870.330.32-0.01buy
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC20,50023,031+2,5310.060.06+0.00buy
Calamos Advisors LLC11,27813,728+2,4500.000.00+0.00buy
Private Advisor Group, LLC118,742121,070+2,3280.010.01-0.00buy
OSAIC HOLDINGS, INC.27,21329,247+2,0340.000.00-0.00buy
Steward Partners Investment Advisory, LLC19,44321,460+2,0170.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC22,78524,240+1,4550.000.00+0.00buy
HICKS CAPITAL MANAGEMENT LLC11,85612,856+1,0000.370.42+0.05buy
FINANCIAL MANAGEMENT NETWORK INC43,62744,580+9530.160.15-0.01buy
NewEdge Advisors, LLC16,25317,153+9000.000.00-0.00buy
D.A. DAVIDSON & CO.64,86765,039+1720.010.01-0.00buy
SOA Wealth Advisors, LLC.1,6291,655+260.010.01-0.00buy
&PARTNERS11,53811,543+50.000.00-0.00buy
SILVER OAK SECURITIES, INCORPORATED11,88511,88500.020.02-0.00hold
BROWN ADVISORY INC13,72013,72000.000.00+0.00hold
BROWN BROTHERS HARRIMAN & CO12,02312,02300.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Prosperity Consulting Group, LLC10,00010,00000.010.01-0.00hold
Rockefeller Capital Management L.P.141,747141,422-3250.010.01-0.00sell
Blue Trust, Inc.5000-5000.000.00-0.00sell
Global Retirement Partners, LLC697151-5460.000.00-0.00sell
WEDBUSH SECURITIES INC39,03538,419-6160.030.02-0.00sell
Janney Montgomery Scott LLC68,22167,282-9390.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.1,250200-1,0500.000.01+0.00sell
OPPENHEIMER & CO INC44,04839,598-4,4500.010.01-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC26,84615,536-11,3100.090.05-0.04sell
DKM Wealth Management, Inc.955,163941,073-14,09016.1615.02-1.14sell
Kingsview Wealth Management, LLC15,9650-15,9650.010.00-0.01sell
STIFEL FINANCIAL CORP723,548704,696-18,8520.010.01-0.00sell
UBS Group AG2,079,3992,022,402-56,9970.010.01-0.00sell
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