Stock Transactions — THORNBURG INCM BUILDER OPP T

Total Bought
749,244
31 transactions
Total Sold
276,416
12 transactions
Net
+472,828
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG1,800,6442,032,445+231,8010.010.01-0.00buy
STIFEL FINANCIAL CORP480,098575,592+95,4940.010.01+0.00buy
MORGAN STANLEY293,906372,305+78,3990.000.00+0.00buy
LPL Financial LLC81,200156,026+74,8260.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC071,548+71,5480.000.02+0.02buy
ROYAL BANK OF CANADA308,194332,268+24,0740.000.00-0.00buy
Advisors Asset Management, Inc.518,493542,284+23,7910.170.16-0.01buy
READYSTATE ASSET MANAGEMENT LP021,219+21,2190.000.01+0.01buy
Rockefeller Capital Management L.P.107,283125,066+17,7830.010.01+0.00buy
JANE STREET GROUP, LLC013,684+13,6840.000.00+0.00buy
Virtu Financial LLC013,635+13,6350.000.01+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC013,620+13,6200.000.01+0.01buy
WEDBUSH SECURITIES INC30,29142,171+11,8800.020.02+0.00buy
SILVER OAK SECURITIES, INCORPORATED011,135+11,1350.000.02+0.02buy
CITADEL ADVISORS LLC010,158+10,1580.000.00+0.00buy
BECK MACK & OLIVER LLC010,000+10,0000.000.00+0.00buy
SouthState Corp05,371+5,3710.000.01+0.01buy
OPPENHEIMER & CO INC37,84542,548+4,7030.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC18,93322,085+3,1520.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC29,76232,680+2,9180.100.10+0.00buy
Calamos Advisors LLC10,29812,748+2,4500.000.00+0.00buy
D.A. DAVIDSON & CO.50,54852,840+2,2920.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.34,12135,863+1,7420.000.00-0.00buy
&PARTNERS10,74412,323+1,5790.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0750+7500.000.00+0.00buy
ST GERMAIN D J CO INC0650+6500.000.00+0.00buy
Private Advisor Group, LLC117,706117,972+2660.010.01-0.00buy
Lokken Investment Group LLC49,35249,513+1610.370.35-0.02buy
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC20,40020,500+1000.060.05-0.01buy
OSAIC HOLDINGS, INC.25,34925,391+420.000.00-0.00buy
Steward Partners Investment Advisory, LLC12,96012,981+210.000.00-0.00buy
SOA Wealth Advisors, LLC.1,6201,62000.010.00-0.00hold
Prosperity Consulting Group, LLC10,00010,00000.010.01-0.00hold
MOSAIC FINANCIAL GROUP, LLC10,00010,00000.130.12-0.01hold
COMERICA BANK5,6005,60000.000.00-0.00hold
Janney Montgomery Scott LLC61,00160,583-4180.000.00-0.00sell
BROWN ADVISORY INC14,72013,720-1,0000.000.00-0.00sell
CWM, LLC1,7860-1,7860.000.00-0.00sell
NewEdge Advisors, LLC17,25314,753-2,5000.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.189,418184,536-4,8821.120.96-0.16sell
Walleye Capital LLC24,95919,752-5,2070.000.00-0.00sell
FINANCIAL MANAGEMENT NETWORK INC44,01136,789-7,2220.160.13-0.04sell
Invesco Ltd.101,08390,480-10,6030.000.00-0.00sell
WELLS FARGO & COMPANY/MN307,753284,987-22,7660.000.00-0.00sell
1607 Capital Partners, LLC47,33421,404-25,9300.080.03-0.05sell
COHEN & STEERS, INC.150,32385,701-64,6220.000.00-0.00sell
Saba Capital Management, L.P.835,447705,967-129,4800.330.29-0.04sell
Page 1 of 1