Stock TransactionsCATERPILLAR INC

Total Bought
8,576,255
1,094 transactions
Total Sold
16,395,595
1,057 transactions
Net
-7,819,340
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Pacer Advisors, Inc.50,0971,414,280+1,364,1830.041.12+1.08buy
Altshuler Shaham Ltd101,000,626+1,000,6160.008.00+8.00buy
Capital Research Global Investors2,924,0543,736,163+812,1090.220.27+0.05buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC3,940,3914,204,445+264,0540.340.36+0.02buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC20,803284,837+264,0340.030.35+0.32buy
BNP PARIBAS FINANCIAL MARKETS495,692709,785+214,0930.150.19+0.04buy
Connor, Clark & Lunn Investment Management Ltd.56,198256,656+200,4580.090.37+0.28buy
D. E. Shaw & Co., Inc.465,817663,058+197,2410.210.29+0.08buy
Alecta Tjanstepension Omsesidigt131,600328,600+197,0000.250.61+0.36buy
Invesco Ltd.2,991,4033,141,936+150,5330.210.21-0.01buy
Fisher Asset Management, LLC9,081,7759,210,125+128,3501.311.31+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD273,366397,852+124,4860.090.13+0.03buy
Aberdeen Group plc294,575416,760+122,1850.200.27+0.07buy
NATIXIS10,055123,080+113,0250.020.22+0.20buy
FRANKLIN RESOURCES INC463,786569,535+105,7490.050.06+0.01buy
Capital Wealth Planning, LLC1,531,2081,632,473+101,2655.144.67-0.47buy
Mitsubishi UFJ Asset Management Co., Ltd.1,081,9091,181,849+99,9400.380.36-0.02buy
Qube Research & Technologies Ltd573,134668,695+95,5610.370.37+0.00buy
EDMOND DE ROTHSCHILD HOLDING S.A.2,43794,648+92,2110.020.55+0.54buy
Brandywine Global Investment Management, LLC507,817597,249+89,4321.341.42+0.08buy
HSBC HOLDINGS PLC1,027,0771,114,592+87,5150.230.25+0.01buy
AMERICAN CENTURY COMPANIES INC514,295598,234+83,9390.110.13+0.01buy
PineBridge Investments, L.P.23,026100,441+77,4150.060.26+0.20buy
Wealthfront Advisers LLC138,60563,502+75,1030.030.060.00sell
National Pension Service922,596997,577+74,9810.320.32-0.00buy
ROYAL BANK OF CANADA1,882,8141,957,227+74,4130.150.150.00buy
GEODE CAPITAL MANAGEMENT, LLC10,449,77010,516,618+66,8480.310.28-0.02buy
Cerity Partners LLC230,215294,869+64,6540.190.20+0.02buy
ADAGE CAPITAL PARTNERS GP, L.L.C.72,027134,754+62,7270.050.08+0.04buy
THRIVENT FINANCIAL FOR LUTHERANS492,395551,765+59,3700.360.42+0.06buy
Man Group plc33,30092,010+58,7100.040.10+0.06buy
BARCLAYS PLC1,310,7631,364,224+53,4610.250.21-0.04buy
Swedbank AB281,628334,218+52,5900.130.15+0.02buy
Eisler Capital Management Ltd.5,97256,049+50,0770.070.55+0.48buy
AVIVA PLC292,453339,518+47,0650.280.27-0.01buy
DekaBank Deutsche Girozentrale326,603372,828+46,2250.220.24+0.02buy
Rockefeller Capital Management L.P.277,416322,054+44,6380.260.27+0.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al83,712122,412+38,7000.230.30+0.07buy
Zimmer Partners, LP30,12067,950+37,8300.190.42+0.23buy
Squarepoint Ops LLC196,370233,825+37,4550.210.21+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC197,515229,116+31,6010.630.63-0.00buy
LPL Financial LLC909,922940,372+30,4500.140.13-0.01buy
RWA WEALTH PARTNERS, LLC66,15195,599+29,4480.300.40+0.10buy
MACQUARIE GROUP LTD101,704130,733+29,0290.040.05+0.02buy
Tidal Investments LLC73,746102,508+28,7620.230.29+0.07buy
ACADIAN ASSET MANAGEMENT LLC13,09341,743+28,6500.010.04+0.03buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC163,070191,640+28,5700.120.12+0.01buy
Empowered Funds, LLC29,18957,497+28,3080.160.28+0.12buy
Allspring Global Investments Holdings, LLC105,774133,397+27,6230.060.08+0.02buy
APG Asset Management N.V.440,641468,160+27,5190.430.44+0.01buy
COMMERZBANK AKTIENGESELLSCHAFT /FI282,244308,391+26,1472.472.37-0.10buy
Brookstone Capital Management31,27655,711+24,4350.170.26+0.10buy
ROYAL LONDON ASSET MANAGEMENT LTD256,111278,955+22,8440.230.22-0.01buy
Creative Planning241,658262,465+20,8070.090.08-0.00buy
Focus Partners Wealth270,258291,012+20,7540.260.24-0.01buy
BNP PARIBAS5,61525,550+19,9350.050.35+0.30buy
NewEdge Advisors, LLC185,896205,136+19,2400.420.42-0.00buy
INTEGRITY ALLIANCE, LLC.1,52320,181+18,6580.060.26+0.20buy
LMR Partners LLP86219,402+18,5400.010.13+0.12buy
PANAGORA ASSET MANAGEMENT INC9,19927,575+18,3760.020.05+0.03buy
JONES FINANCIAL COMPANIES LLLP50,46267,843+17,3810.020.02+0.00buy
Sumitomo Mitsui DS Asset Management Company, Ltd273,667290,830+17,1631.010.98-0.04buy
GWN SECURITIES INC.2,85619,855+16,9990.310.39+0.08buy
Ensign Peak Advisors, Inc199,561216,547+16,9860.130.14+0.01buy
Quantinno Capital Management LP96,152113,102+16,9500.350.25-0.10buy
ROTHSCHILD INVESTMENT LLC9,30526,137+16,8320.220.58+0.36buy
Legal & General Group Plc2,591,8152,608,104+16,2890.250.24-0.02buy
Treasurer of the State of North Carolina229,295245,394+16,0990.320.32-0.00buy
Edgestream Partners, L.P.2,73218,596+15,8640.040.21+0.17buy
PRICE T ROWE ASSOCIATES INC /MD/1,022,4181,038,105+15,6870.040.04-0.00buy
Russell Investments Group, Ltd.158,247173,702+15,4550.080.08-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC3,289,1013,304,448+15,3470.240.22-0.02buy
Rathbones Group PLC207,183222,471+15,2880.360.35-0.01buy
PNC FINANCIAL SERVICES GROUP, INC.404,023419,278+15,2550.100.07-0.03buy
Alpha Cubed Investments, LLC125,141139,204+14,0632.082.05-0.03buy
CW Advisors, LLC60,64074,667+14,0270.300.30-0.01buy
VAN ECK ASSOCIATES CORP99,677113,661+13,9840.050.05+0.00buy
Covington Investment Advisors Inc.1,47515,380+13,9050.800.79-0.01buy
OneAscent Financial Services LLC11,97625,710+13,7340.370.55+0.18buy
Daiwa Securities Group Inc.148,677161,873+13,1960.240.23-0.02buy
J.W. COLE ADVISORS, INC.9,65622,616+12,9600.140.23+0.09buy
Achmea Investment Management B.V.108,618121,134+12,5160.650.58-0.07buy
Zurcher Kantonalbank (Zurich Cantonalbank)263,026275,378+12,3520.280.27-0.01buy
Aptus Capital Advisors, LLC96,109108,134+12,0250.420.40-0.01buy
NEOS Investment Management LLC38,47350,101+11,6280.330.31-0.02buy
Woodline Partners LP28,99440,378+11,3840.070.09+0.02buy
Resona Asset Management Co.,Ltd.152,442163,665+11,2230.330.31-0.02buy
CONNING INC.98,293109,385+11,0921.251.26+0.01buy
Lido Advisors, LLC45,82656,757+10,9310.100.11+0.01buy
Mariner, LLC231,214240,807+9,5930.150.14-0.01buy
SG Americas Securities, LLC194,666204,201+9,5350.310.24-0.08buy
DELTA CAPITAL MANAGEMENT LLC1,0009,880+8,8800.211.89+1.68buy
Goelzer Investment Management, Inc.15,63924,485+8,8460.330.47+0.14buy
Grantham, Mayo, Van Otterloo & Co. LLC3,60212,236+8,6340.000.01+0.01buy
Pictet Asset Management Holding SA297,376306,004+8,6280.120.11-0.00buy
Blue Trust, Inc.15,78624,360+8,5740.070.10+0.03buy
LOS ANGELES CAPITAL MANAGEMENT LLC124,219132,653+8,4340.180.19+0.01buy
Ashton Thomas Private Wealth, LLC9,55717,926+8,3690.130.23+0.09buy
Asset Management One Co., Ltd.310,604318,875+8,2710.390.36-0.03buy
NISA INVESTMENT ADVISORS, LLC163,132171,185+8,0530.230.28+0.05buy
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