Stock TransactionsCATERPILLAR INC

Total Bought
2,824,923
57 transactions
Total Sold
3,983,549
87 transactions
Net
-1,158,626
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
AMERIPRISE FINANCIAL INC1,589,5932,148,922+559,3290.130.18+0.05buy
MILLENNIUM MANAGEMENT LLC220,650535,520+314,8700.080.180.00buy
NORDEA INVESTMENT MANAGEMENT AB480,331774,490+294,1590.160.260.00buy
Qube Research & Technologies Ltd478,736198,966+279,7700.660.200.00sell
JANE STREET GROUP, LLC203,611444,814+241,2030.100.19+0.09buy
LSV ASSET MANAGEMENT42,900264,000+221,1000.020.140.00buy
PRUDENTIAL FINANCIAL INC839,725656,872+182,8530.260.240.00sell
GEODE CAPITAL MANAGEMENT, LLC9,375,6379,532,245+156,6080.290.290.00buy
RENAISSANCE TECHNOLOGIES LLC1,488,8001,340,010+148,7900.500.52+0.03sell
ADAGE CAPITAL PARTNERS GP, L.L.C.264,481115,941+148,5400.140.060.00sell
LOS ANGELES CAPITAL MANAGEMENT LLC489,695613,468+123,7730.500.610.00buy
Providence Capital Advisors, LLC112,862245+112,6171.570.020.00sell
AQR CAPITAL MANAGEMENT LLC427,393320,309+107,0840.220.170.00sell
INTECH INVESTMENT MANAGEMENT LLC124,83922,092+102,7470.230.06-0.17sell
ProShare Advisors LLC899,6251,001,104+101,4790.660.720.00buy
ING GROEP NV145,20746,193+99,0140.320.090.00sell
PRICE T ROWE ASSOCIATES INC /MD/972,5311,051,541+79,0100.030.04+0.00buy
D. E. Shaw & Co., Inc.465,684541,824+76,1400.200.240.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al157,31282,912+74,4000.370.200.00sell
AVIVA PLC101,367162,744+61,3770.110.160.00buy
CANADA LIFE ASSURANCE Co320,847260,243+60,6040.190.16-0.03sell
Cresset Asset Management, LLC8,83369,027+60,1940.040.120.00buy
Connor, Clark & Lunn Investment Management Ltd.168,827108,977+59,8500.210.13-0.08sell
VICTORY CAPITAL MANAGEMENT INC253,803197,038+56,7650.070.06-0.01sell
WORLDQUANT MILLENNIUM ADVISORS LLC19,26274,207+54,9450.080.310.00buy
AMERICAN CENTURY COMPANIES INC149,160197,668+48,5080.030.04+0.01buy
NATIXIS ADVISORS, LLC203,442249,260+45,8180.160.190.00buy
SteelPeak Wealth, LLC55,09815,438+39,6600.860.230.00sell
SCHRODER INVESTMENT MANAGEMENT GROUP599,320638,653+39,3330.200.23+0.02buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO254,833216,150+38,6830.080.070.00sell
FIRST NATIONAL TRUST CO76,12238,679+37,4430.930.440.00sell
Retirement Systems of Alabama348,146311,456+36,6900.350.34-0.00sell
FIRST TRUST ADVISORS LP469,902433,771+36,1310.130.130.00sell
Rockefeller Capital Management L.P.231,678265,847+34,1690.230.260.00buy
NOMURA HOLDINGS INC37,4605,860+31,6000.080.010.00sell
State of Alaska, Department of Revenue101,32470,976+30,3480.290.220.00sell
BROOKFIELD Corp /ON/31,4781,451+30,0270.030.000.00sell
Allspring Global Investments Holdings, LLC227,107198,632+28,4750.090.080.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM882,128856,228+25,9000.310.31-0.00sell
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH25,571882+24,6890.280.010.00sell
LAZARD ASSET MANAGEMENT LLC1,304,9391,328,544+23,6050.390.400.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO310,224287,226+22,9980.300.290.00sell
Capital World Investors28,780,07128,803,062+22,9911.361.36+0.00buy
NOMURA ASSET MANAGEMENT CO LTD243,279265,204+21,9250.290.30+0.01buy
COMMERCE BANK113,736134,625+20,8890.200.250.00buy
BOURGEON CAPITAL MANAGEMENT LLC40,98420,965+20,0192.231.20-1.03sell
GUGGENHEIM CAPITAL LLC65,33984,842+19,5030.130.170.00buy
CANADA PENSION PLAN INVESTMENT BOARD66,38747,088+19,2990.020.020.00sell
PRINCIPAL FINANCIAL GROUP INC617,927599,233+18,6940.110.110.00sell
PINNACLE ASSOCIATES LTD66,69180,324+13,6330.310.34+0.03buy
COUNTRY TRUST BANK176,314188,581+12,2671.151.260.00buy
Wells Trecaso Financial Group, LLC1,78513,000+11,2150.191.380.00buy
CONNING INC.156,769167,857+11,0881.201.38+0.18buy
ZACKS INVESTMENT MANAGEMENT509,681519,416+9,7351.561.60+0.04buy
Quantinno Capital Management LP17,37326,791+9,4180.260.380.00buy
Empowered Funds, LLC27,92819,186+8,7420.380.17-0.21sell
Madison Asset Management, LLC145,362136,624+8,7380.510.490.00sell
PEAPACK GLADSTONE FINANCIAL CORP67,50476,155+8,6510.300.330.00buy
Wealthfront Advisers LLC55,98147,366+8,6150.060.050.00sell
STEPHENS INC /AR/73,75482,244+8,4900.330.37+0.04buy
RHUMBLINE ADVISERS938,693930,257+8,4360.280.270.00sell
HBK Sorce Advisory LLC16,7008,500+8,2000.090.090.00sell
Edgestream Partners, L.P.11,8364,176+7,6600.300.09-0.21sell
WRIGHT INVESTORS SERVICE INC4,77811,646+6,8680.310.81+0.50buy
JANUS HENDERSON GROUP PLC132,514125,746+6,7680.020.020.00sell
Advisors Asset Management, Inc.35,92829,161+6,7670.170.150.00sell
AGF MANAGEMENT LTD7,7661,018+6,7480.010.000.00sell
Andra AP-fonden46,50039,800+6,7000.280.25-0.03sell
Financial Advocates Investment Management6,66913,356+6,6870.120.240.00buy
Summit Financial, LLC1,9948,240+6,2460.040.150.00buy
Cynosure Group, LLC1,7827,876+6,0940.620.580.00buy
Mariner, LLC188,073193,823+5,7500.130.130.00buy
CULLINAN ASSOCIATES INC31,10236,759+5,6570.420.500.00buy
MARKEL GROUP INC.287,500293,000+5,5000.840.86+0.02buy
CM WEALTH ADVISORS LLC6,5571,086+5,4710.280.090.00sell
G&S Capital LLC7,77912,806+5,0270.791.510.00buy
TOWER BRIDGE ADVISORS9,7454,845+4,9000.180.110.00sell
FAIRFIELD, BUSH & CO.6,65311,402+4,7490.540.770.00buy
SHELTON CAPITAL MANAGEMENT10,23214,916+4,6840.100.130.00buy
Geneos Wealth Management Inc.12,33716,707+4,3700.170.220.00buy
Argent Advisors, Inc.4,2058,512+4,3070.460.96+0.50buy
OPPENHEIMER & CO INC70,42974,680+4,2510.350.38+0.03buy
Occidental Asset Management, LLC1,4205,634+4,2140.080.310.00buy
Cambridge Investment Research Advisors, Inc.178,502182,582+4,0800.220.22+0.00buy
McGuire Investment Group, LLC13,00717,045+4,0380.590.780.00buy
Integrated Wealth Concepts LLC11,77515,792+4,0170.060.070.00buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC10,79914,773+3,9740.180.230.00buy
Penserra Capital Management LLC283,949+3,9210.000.02+0.02buy
OPPENHEIMER ASSET MANAGEMENT INC.32,19136,057+3,8660.110.130.00buy
TOWNSQUARE CAPITAL LLC30,32334,144+3,8210.150.150.00buy
Gladstone Institutional Advisory LLC6,4142,754+3,6600.100.040.00sell
PARADIGM ASSET MANAGEMENT CO LLC6004,000+3,4000.040.260.00buy
Treasurer of the State of North Carolina229,952233,196+3,2440.300.300.00buy
GUARDIAN INVESTMENT MANAGEMENT9,1525,987+3,1651.591.250.00sell
ARS Wealth Advisors Group, LLC11,1158,031+3,0840.470.310.00sell
BRIDGES INVESTMENT MANAGEMENT INC5,5502,550+3,0000.050.020.00sell
GREENWOOD GEARHART INC50,93653,894+2,9581.481.54+0.06buy
REGIONS FINANCIAL CORP92,42095,161+2,7410.190.200.00buy
Apollon Wealth Management, LLC12,40015,134+2,7340.170.180.00buy
Prime Capital Investment Advisors, LLC38,10340,403+2,3000.360.200.00buy
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