Stock TransactionsCATERPILLAR INC

Total Bought
10,498,959
959 transactions
Total Sold
15,185,626
911 transactions
Net
-4,686,667
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,570,0873,563,061+992,9740.340.35+0.01buy
D. E. Shaw & Co., Inc.233,750810,181+576,4310.120.430.00buy
Qube Research & Technologies Ltd46,797542,345+495,5480.030.35+0.32buy
Invesco Ltd.2,714,9433,194,446+479,5030.230.24+0.01buy
Fisher Asset Management, LLC8,341,6418,747,620+405,9791.431.27-0.16buy
Focus Partners Wealth19,276405,452+386,1760.060.46+0.41buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC237,250581,923+344,6730.210.47+0.26buy
Squarepoint Ops LLC143,858448,971+305,1130.250.64+0.38buy
JANE STREET GROUP, LLC106,734410,535+303,8010.060.19+0.13buy
SCHRODER INVESTMENT MANAGEMENT GROUP368,371666,264+297,8930.160.25+0.09buy
Altshuler Shaham Ltd8,042275,011+266,9690.123.12+3.00buy
NATIXIS2,964228,915+225,9510.010.44+0.43buy
NATIONAL BANK OF CANADA /FI/188,874391,428+202,5540.120.20+0.08buy
Strategic Financial Concepts, LLC706200,654+199,9480.060.02-0.05buy
AMERIPRISE FINANCIAL INC1,910,6942,108,817+198,1230.200.20-0.00buy
DIMENSIONAL FUND ADVISORS LP2,904,4823,069,840+165,3580.340.31-0.03buy
Penserra Capital Management LLC332,200490,925+158,7251.532.07+0.54buy
Brandywine Global Investment Management, LLC243,165388,163+144,9980.640.97+0.32buy
ExodusPoint Capital Management, LP11,337126,665+115,3280.050.47+0.42buy
Temasek Holdings (Private) Ltd6,615112,942+106,3270.010.170.00buy
Clearstead Advisors, LLC5,223110,379+105,1560.090.63+0.54buy
DEUTSCHE BANK AG\1,406,5541,510,848+104,2940.240.23-0.01buy
RENAISSANCE TECHNOLOGIES LLC227,000314,312+87,3120.140.19+0.05buy
AEGON ASSET MANAGEMENT UK PLC11,24796,403+85,1560.060.45+0.39buy
Capital Wealth Planning, LLC1,297,8821,381,453+83,5715.084.82-0.26buy
CIBC WORLD MARKET INC.182,838265,825+82,9870.170.22+0.05buy
CANADA LIFE ASSURANCE Co219,154300,054+80,9000.170.19+0.03buy
Korea Investment CORP290,105366,058+75,9530.270.31+0.04buy
Quadrature Capital Ltd25,563100,148+74,5850.160.56+0.40buy
Mitsubishi UFJ Trust & Banking Corp400,496475,003+74,5070.340.38+0.04buy
Capital International Investors488,660561,662+73,0020.040.04+0.00buy
AQR CAPITAL MANAGEMENT LLC183,817255,605+71,7880.120.14+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.863,117934,703+71,5860.440.38-0.06buy
HRT FINANCIAL LP32,356100,289+67,9330.070.19+0.12buy
Cresset Asset Management, LLC106,485172,776+66,2910.190.25+0.06buy
CAPITAL FUND MANAGEMENT S.A.78,952144,162+65,2100.390.59+0.20buy
BI Asset Management Fondsmaeglerselskab A/S60,874121,491+60,6170.420.66+0.24buy
Allianz Asset Management GmbH227,372287,856+60,4840.140.16+0.02buy
Kovitz Investment Group Partners, LLC48,131108,265+60,1340.220.31+0.08buy
LPL Financial LLC776,220836,044+59,8240.160.15-0.01buy
Connor, Clark & Lunn Investment Management Ltd.3,96662,241+58,2750.010.09+0.08buy
Prospera Financial Services Inc34,80888,327+53,5190.380.82+0.44buy
HSBC HOLDINGS PLC1,249,7201,302,055+52,3350.330.28-0.05buy
WINTON GROUP Ltd3,70753,469+49,7620.101.20+1.11buy
PNC FINANCIAL SERVICES GROUP, INC.349,775399,436+49,6610.090.09-0.00buy
KBC Group NV61,411110,783+49,3720.070.11+0.04buy
Brevan Howard Capital Management LP5,39154,666+49,2750.181.19+1.01buy
Man Group plc17,88165,957+48,0760.020.06+0.04buy
NORDEA INVESTMENT MANAGEMENT AB1,067,9601,114,039+46,0790.460.43-0.03buy
VICTORY CAPITAL MANAGEMENT INC581,782626,481+44,6990.220.22+0.00buy
UBS Group AG1,847,0301,891,686+44,6560.250.21-0.04buy
PineBridge Investments, L.P.96,049140,404+44,3550.280.38+0.10buy
AVIVA PLC228,318270,101+41,7830.280.25-0.03buy
JUPITER ASSET MANAGEMENT LTD265,743304,807+39,0640.930.96+0.03buy
Skandinaviska Enskilda Banken AB (publ)196,558234,112+37,5540.35100.00+99.65buy
Achmea Investment Management B.V.35,79571,713+35,9180.250.43+0.18buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp60,98695,649+34,6630.150.19+0.04buy
MBB PUBLIC MARKETS I LLC1,54135,368+33,8270.040.24+0.21buy
MERCER GLOBAL ADVISORS INC /ADV99,508133,013+33,5050.100.12+0.01buy
Empowered Funds, LLC18,92951,428+32,4990.130.30+0.17buy
Teamwork Financial Advisors, LLC6,91338,259+31,3460.391.89+1.50buy
Summit Trail Advisors, LLC18,43949,191+30,7520.180.43+0.25buy
TEACHER RETIREMENT SYSTEM OF TEXAS161,414191,306+29,8920.390.37-0.02buy
PGGM Investments57,83287,044+29,2120.310.42+0.11buy
Ilmarinen Mutual Pension Insurance Co13,00042,000+29,0000.060.16+0.11buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC56,45085,271+28,8210.230.30+0.07buy
Bank Julius Baer & Co. Ltd, Zurich611,898640,641+28,7430.860.89+0.03buy
Investment Management Corp of Ontario15,20743,339+28,1320.170.39+0.23buy
STIFEL FINANCIAL CORP642,874670,994+28,1200.280.26-0.02buy
EXCHANGE TRADED CONCEPTS, LLC23,93652,036+28,1000.230.44+0.21buy
AMERICAN CENTURY COMPANIES INC477,810504,918+27,1080.110.11-0.01buy
NEVILLE RODIE & SHAW INC294,175320,339+26,1640.670.76+0.09buy
TEXAS PERMANENT SCHOOL FUND CORP105,23281,039+24,1930.320.250.00sell
Summit Financial, LLC11,08634,456+23,3700.240.52+0.28buy
SCOTIA CAPITAL INC.53,26276,216+22,9540.120.15+0.03buy
CIBC WORLD MARKETS CORP136,294158,926+22,6320.330.35+0.02buy
Symmetry Investments LP6,90028,300+21,4000.151.06+0.91buy
DekaBank Deutsche Girozentrale372,828394,209+21,3810.250.23-0.02buy
Rathbones Group PLC185,656206,750+21,0940.390.38-0.02buy
FIRST TRUST ADVISORS LP297,327318,366+21,0390.120.11-0.00buy
Creative Planning203,608224,143+20,5350.080.08-0.00buy
LIBERTY WEALTH MANAGEMENT LLC1,17220,394+19,2220.080.06-0.02buy
TD Waterhouse Canada Inc.61,85480,731+18,8770.180.24+0.06buy
Gotham Asset Management, LLC53,44872,319+18,8710.300.32+0.02buy
Assenagon Asset Management S.A.135,416154,103+18,6870.130.13-0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)248,905267,304+18,3990.330.30-0.03buy
MATHER GROUP, LLC.7,23624,992+17,7560.030.11+0.08buy
FRANKLIN RESOURCES INC370,744387,867+17,1230.040.04-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC89,183105,872+16,6890.090.09-0.00buy
ROYAL LONDON ASSET MANAGEMENT LTD214,450229,917+15,4670.200.20-0.00buy
PINNACLE ASSOCIATES LTD95,865111,165+15,3000.550.58+0.03buy
Pictet Asset Management Holding SA251,846266,785+14,9390.100.10+0.00buy
CWM, LLC54,66269,599+14,9370.100.11+0.01buy
Aptus Capital Advisors, LLC51,21666,091+14,8750.400.42+0.02buy
OPPENHEIMER ASSET MANAGEMENT INC.24,25938,641+14,3820.130.17+0.03buy
QRG CAPITAL MANAGEMENT, INC.99,554113,283+13,7290.460.45-0.02buy
Russell Investments Group, Ltd.117,719131,157+13,4380.070.07+0.00buy
Zimmer Partners, LP26,72040,000+13,2800.210.25+0.04buy
DIAMOND HILL CAPITAL MANAGEMENT INC1,306,0201,318,999+12,9791.951.88-0.07buy
Faithward Advisors, LLC59113,383+12,7920.040.81+0.77buy
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