Stock TransactionsCATERPILLAR INC

Total Bought
13,615,976
1,085 transactions
Total Sold
12,111,935
1,067 transactions
Net
+1,504,041
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Nuveen, LLC1,281,3062,365,428+1,084,1220.120.26+0.14buy
VOYA INVESTMENT MANAGEMENT LLC300,7861,298,617+997,8310.110.51+0.40buy
PRICE T ROWE ASSOCIATES INC /MD/1,038,1051,855,578+817,4730.040.08+0.04buy
Assenagon Asset Management S.A.130,382843,093+712,7110.080.52+0.44buy
MARSHALL WACE, LLP145,061761,800+616,7390.070.36+0.30buy
Capital Research Global Investors3,736,1634,302,761+566,5980.270.33+0.07buy
VAN ECK ASSOCIATES CORP113,661571,724+458,0630.050.25+0.20buy
Laurel Wealth Advisors LLC1,182433,631+432,4490.060.020.00buy
Laurel Wealth Advisors LLC1,182433,631+432,4490.060.020.00buy
MILLENNIUM MANAGEMENT LLC213,902599,309+385,4070.090.27+0.18buy
Amundi1,554,8551,911,674+356,8190.170.26+0.09buy
NATIONAL BANK OF CANADA /FI/194,105512,757+318,6520.080.22+0.14buy
SG Americas Securities, LLC204,201490,953+286,7520.240.86+0.63buy
Schonfeld Strategic Advisors LLC29,395313,528+284,1330.070.97+0.90buy
ROYAL BANK OF CANADA1,957,2272,214,599+257,3720.150.18+0.03buy
VICTORY CAPITAL MANAGEMENT INC464,358681,565+217,2070.160.18+0.01buy
Cartenna Capital, LP23,500240,000+216,5000.625.71+5.09buy
Fisher Asset Management, LLC9,210,1259,418,321+208,1961.311.45+0.14buy
Freestone Grove Partners LP38,617225,967+187,3500.130.66+0.53buy
McElhenny Sheffield Capital Management, LLC2,062161,201+159,1390.250.180.00buy
Pictet Asset Management Holding SA306,004464,791+158,7870.110.18+0.07buy
Invesco Ltd.3,141,9363,282,720+140,7840.210.23+0.02buy
Legal & General Group Plc2,608,1042,743,075+134,9710.240.27+0.03buy
UBS Group AG2,033,7242,163,518+129,7940.170.20+0.03buy
AMERICAN CENTURY COMPANIES INC598,234727,912+129,6780.130.16+0.03buy
ProShare Advisors LLC604,142725,166+121,0240.450.57+0.11buy
FIL Ltd3,344119,909+116,5650.000.04+0.04buy
LOS ANGELES CAPITAL MANAGEMENT LLC132,653244,380+111,7270.190.36+0.16buy
CAPSTONE INVESTMENT ADVISORS, LLC12,877122,577+109,7000.040.41+0.37buy
DEUTSCHE BANK AG\1,408,0161,517,385+109,3690.190.22+0.03buy
DIAMOND HILL CAPITAL MANAGEMENT INC700,736797,199+96,4631.061.42+0.36buy
Jain Global LLC1,56096,502+94,9420.010.58+0.57buy
WELLS FARGO & COMPANY/MN1,814,1201,903,646+89,5260.150.17+0.02buy
Swiss National Bank1,361,6001,446,800+85,2000.330.35+0.02buy
Sumitomo Mitsui Trust Group, Inc.1,416,4641,499,272+82,8080.330.36+0.03buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.78,947159,276+80,3290.060.12+0.07buy
Mitsubishi UFJ Asset Management Co., Ltd.1,181,8491,255,507+73,6580.360.39+0.03buy
THRIVENT FINANCIAL FOR LUTHERANS551,765621,518+69,7530.420.55+0.13buy
CSM Advisors, LLC25,66589,328+63,6630.461.01+0.55buy
NOMURA HOLDINGS INC16,08179,234+63,1530.030.25+0.22buy
ING GROEP NV3,93165,789+61,8580.010.16+0.15buy
KEYBANK NATIONAL ASSOCIATION/OH134,482191,239+56,7570.180.28+0.10buy
Mariner, LLC240,807295,642+54,8350.140.17+0.03buy
VESTOR CAPITAL, LLC13354,798+54,6650.000.62+0.61buy
LIBERTY WEALTH MANAGEMENT LLC51,6311,420+50,2110.050.090.00sell
Vest Financial, LLC141,770190,846+49,0760.731.05+0.32buy
CAPITAL FUND MANAGEMENT S.A.48,27795,861+47,5840.230.48+0.26buy
LPL Financial LLC940,372986,421+46,0490.130.14+0.01buy
WORLDQUANT MILLENNIUM ADVISORS LLC8,67653,949+45,2730.020.10+0.09buy
Allianz Asset Management GmbH199,019243,746+44,7270.100.13+0.03buy
Dakota Wealth Management35,86575,704+39,8390.280.62+0.34buy
BARCLAYS PLC1,364,2241,403,087+38,8630.210.23+0.01buy
BOOTHBAY FUND MANAGEMENT, LLC4,24042,050+37,8100.050.51+0.46buy
Graham Capital Management, L.P.3,03240,582+37,5500.030.49+0.45buy
Brevan Howard Capital Management LP31,26168,638+37,3770.290.31+0.02buy
ALLIANCEBERNSTEIN L.P.537,319572,165+34,8460.070.07+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP204,014237,553+33,5390.170.22+0.05buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC3,304,4483,337,915+33,4670.220.24+0.02buy
NOMURA ASSET MANAGEMENT CO LTD308,902340,368+31,4660.310.36+0.05buy
AXA S.A.141,283170,806+29,5230.150.19+0.04buy
ADAGE CAPITAL PARTNERS GP, L.L.C.134,754163,584+28,8300.080.11+0.02buy
Gotham Asset Management, LLC69,29997,913+28,6140.190.23+0.04buy
Brandywine Global Investment Management, LLC597,249624,360+27,1111.421.71+0.29buy
SummitTX Capital, L.P.3,51830,473+26,9550.050.51+0.46buy
BANK OF NOVA SCOTIA387,362413,061+25,6990.290.33+0.04buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC4,204,4454,228,772+24,3270.360.34-0.02buy
Alpha Cubed Investments, LLC139,204163,211+24,0072.052.40+0.35buy
JONES FINANCIAL COMPANIES LLLP67,84390,545+22,7020.020.03+0.01buy
AQR CAPITAL MANAGEMENT LLC81,978103,957+21,9790.030.03+0.01buy
AVIVA PLC339,518361,126+21,6080.270.29+0.02buy
HITE Hedge Asset Management LLC8,81730,352+21,5350.180.68+0.50buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM819,631840,431+20,8000.190.21+0.02buy
Bollard Group LLC194,720215,354+20,6341.691.91+0.23buy
NATIXIS ADVISORS, LLC234,021254,471+20,4500.140.16+0.01buy
HighTower Advisors, LLC646,194666,319+20,1250.300.34+0.04buy
Polar Capital Holdings Plc35,77355,836+20,0630.070.11+0.04buy
Erste Asset Management GmbH83,310102,787+19,4770.350.33-0.02buy
Quantinno Capital Management LP113,102132,563+19,4610.250.23-0.02buy
&PARTNERS52,95672,381+19,4250.190.22+0.03buy
Tidal Investments LLC102,508121,697+19,1890.290.32+0.02buy
OSAIC HOLDINGS, INC.256,499275,503+19,0040.210.21+0.00buy
TEXAS PERMANENT SCHOOL FUND CORP51,81932,982+18,8370.160.140.00sell
Focus Partners Wealth291,012309,834+18,8220.240.26+0.02buy
Empowered Funds, LLC57,49775,933+18,4360.280.35+0.07buy
Financial & Tax Architects, LLC1,46519,542+18,0770.121.84+1.72buy
EDMOND DE ROTHSCHILD HOLDING S.A.94,648112,526+17,8780.550.70+0.15buy
Aberdeen Group plc416,760434,586+17,8260.270.29+0.02buy
Allworth Financial LP62,16679,859+17,6930.110.15+0.04buy
PRUDENTIAL FINANCIAL INC274,565292,036+17,4710.130.15+0.02buy
Kovitz Investment Group Partners, LLC54,85571,939+17,0840.090.12+0.03buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND101,846118,546+16,7000.400.42+0.02buy
Lido Advisors, LLC56,75773,327+16,5700.110.15+0.04buy
Sumitomo Mitsui DS Asset Management Company, Ltd290,830306,650+15,8200.981.07+0.10buy
NEVILLE RODIE & SHAW INC293,952309,249+15,2970.720.76+0.03buy
Connor, Clark & Lunn Investment Management Ltd.256,656271,915+15,2590.370.38+0.00buy
Cambridge Investment Research Advisors, Inc.184,152198,559+14,4070.220.26+0.03buy
WELLINGTON MANAGEMENT GROUP LLP114,742129,094+14,3520.010.01+0.00buy
CIBC WORLD MARKET INC.147,540161,778+14,2380.110.14+0.03buy
ENVESTNET ASSET MANAGEMENT INC463,208476,877+13,6690.050.06+0.01buy
Creative Planning262,465275,950+13,4850.080.09+0.01buy
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