Stock TransactionsCATERPILLAR INC

Total Bought
8,456,847
499 transactions
Total Sold
11,977,816
501 transactions
Net
-3,520,969
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Winslow Capital Management, LLC47,2601,117,830+1,070,5700.051.45+1.40buy
PRICE T ROWE ASSOCIATES INC /MD/1,051,5411,779,503+727,9620.040.07+0.04buy
LOS ANGELES CAPITAL MANAGEMENT LLC613,468971,648+358,1800.611.13+0.52buy
BARCLAYS PLC1,090,1971,388,731+298,5340.180.25+0.07buy
Fisher Asset Management, LLC7,724,3067,965,932+241,6261.051.23+0.18buy
SEI INVESTMENTS CO90,996307,014+216,0180.040.16+0.12buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/327,131536,083+208,9520.030.05+0.02buy
NORGES BANK5,199,5605,395,643+196,0830.260.31+0.05buy
JANE STREET GROUP, LLC444,814640,261+195,4470.190.36+0.16buy
ADAGE CAPITAL PARTNERS GP, L.L.C.115,941310,641+194,7000.060.19+0.13buy
OSSIAM894163,536+162,6420.000.79+0.78buy
SG Americas Securities, LLC29,908192,460+162,5520.060.79+0.73buy
ENVESTNET ASSET MANAGEMENT INC521,231664,308+143,0770.060.09+0.03buy
Capital World Investors28,803,06228,933,474+130,4121.361.56+0.20buy
GEODE CAPITAL MANAGEMENT, LLC9,532,2459,654,207+121,9620.290.33+0.04buy
DAYMARK WEALTH PARTNERS, LLC7,272127,672+120,4000.130.15+0.02buy
Clark Capital Management Group, Inc.4,361123,651+119,2900.010.34+0.33buy
Assenagon Asset Management S.A.14,222130,889+116,6670.010.13+0.11buy
CANADA PENSION PLAN INVESTMENT BOARD47,088162,988+115,9000.020.07+0.05buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC8,637123,436+114,7990.020.11+0.09buy
NORTHERN TRUST CORP6,851,4256,962,809+111,3840.340.39+0.05buy
GREAT LAKES ADVISORS, LLC334,676443,570+108,8940.821.10+0.28buy
NewEdge Advisors, LLC67,390168,959+101,5690.190.52+0.33buy
PRUDENTIAL FINANCIAL INC656,872758,017+101,1450.240.340.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP242,650339,668+97,0180.140.20+0.07buy
Capital Research Global Investors1,812,4071,900,237+87,8300.120.14+0.02buy
NORDEA INVESTMENT MANAGEMENT AB774,490855,794+81,3040.260.33+0.07buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC156,220232,988+76,7680.180.32+0.13buy
OSAIC HOLDINGS, INC.335,882410,487+74,6050.160.18+0.02buy
LAZARD ASSET MANAGEMENT LLC1,328,5441,399,888+71,3440.400.52+0.12buy
MACKENZIE FINANCIAL CORP259,375326,142+66,7670.100.15+0.05buy
Allianz Asset Management GmbH190,502256,303+65,8010.100.15+0.05buy
Qube Research & Technologies Ltd198,966262,721+63,7550.200.22+0.03buy
PRINCIPAL FINANCIAL GROUP INC599,233662,218+62,9850.110.14+0.03buy
AQR CAPITAL MANAGEMENT LLC320,309382,329+62,0200.170.22+0.05buy
OFI INVEST ASSET MANAGEMENT118,991179,549+60,5581.161.67+0.51buy
INTECH INVESTMENT MANAGEMENT LLC22,09279,031+56,9390.060.32+0.26buy
Gladius Capital Management LP1,03857,291+56,2530.134.49+4.36buy
PANAGORA ASSET MANAGEMENT INC315,079367,655+52,5760.460.63+0.17buy
CIBC WORLD MARKET INC.133,590182,017+48,4270.110.18+0.07buy
FIFTH THIRD BANCORP425,536472,544+47,0080.460.60+0.14buy
Inspire Investing, LLC4,35451,032+46,6780.131.78+1.65buy
Dana Investment Advisors, Inc.4,22947,457+43,2280.050.66+0.61buy
BNP PARIBAS FINANCIAL MARKETS290,907329,525+38,6180.150.22+0.07buy
LPL Financial LLC723,382760,366+36,9840.140.16+0.02buy
APG Asset Management N.V.415,993452,104+36,1110.190.25+0.06buy
Mitsubishi UFJ Asset Management Co., Ltd.702,818738,135+35,3170.360.41+0.05buy
NEVILLE RODIE & SHAW INC229,398264,542+35,1440.550.63+0.09buy
TRUIST FINANCIAL CORP254,672288,579+33,9070.110.14+0.03buy
Vest Financial, LLC54,69486,963+32,2691.241.30+0.06buy
FRANKLIN RESOURCES INC299,111331,211+32,1000.040.05+0.01buy
Main Street Research LLC52,95684,839+31,8832.082.39+0.31buy
Cubist Systematic Strategies, LLC57,22888,978+31,7500.190.35+0.16buy
Zurcher Kantonalbank (Zurich Cantonalbank)187,469218,854+31,3850.210.27+0.06buy
Allspring Global Investments Holdings, LLC198,632168,496+30,1360.080.080.00sell
Czech National Bank61,00889,160+28,1520.340.39+0.05buy
Cresset Asset Management, LLC69,02795,773+26,7460.120.18+0.06buy
BI Asset Management Fondsmaeglerselskab A/S11,76838,241+26,4730.070.24+0.17buy
LBP AM SA23,95849,874+25,9160.140.30+0.16buy
NATIONAL BANK OF CANADA /FI/371,692397,198+25,5060.180.20+0.01buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM983,9951,006,662+22,6670.210.24+0.03buy
Meridian Wealth Management, LLC23,27645,752+22,4760.480.77+0.28buy
CANTOR FITZGERALD, L. P.2,51023,220+20,7100.010.17+0.16buy
NATIXIS ADVISORS, LLC249,260269,295+20,0350.190.23+0.04buy
National Pension Service864,114883,290+19,1760.340.38+0.04buy
HighTower Advisors, LLC477,294495,940+18,6460.240.27+0.02buy
AVIVA PLC162,744181,335+18,5910.160.21+0.05buy
Brandywine Global Investment Management, LLC240,821259,009+18,1880.490.62+0.13buy
Alpha Cubed Investments, LLC70,94888,926+17,9781.181.63+0.46buy
FEDERATED HERMES, INC.149,635167,324+17,6890.090.12+0.03buy
Gotham Asset Management, LLC65,38682,859+17,4730.360.48+0.12buy
CANADA LIFE ASSURANCE Co260,243277,551+17,3080.160.19+0.03buy
Americana Partners, LLC1,01618,138+17,1220.030.54+0.51buy
ALPS ADVISORS INC10,69027,384+16,6940.020.06+0.04buy
Savant Capital, LLC26,07342,647+16,5740.100.17+0.07buy
MACQUARIE GROUP LTD110,258126,650+16,3920.030.04+0.01buy
PGGM Investments40,52156,626+16,1050.160.27+0.11buy
Hodges Capital Management Inc.015,958+15,9580.160.52+0.36buy
AE Wealth Management LLC74,80890,701+15,8930.110.15+0.04buy
CWM, LLC20,29135,964+15,6730.030.06+0.03buy
Rockefeller Capital Management L.P.265,847280,497+14,6500.260.30+0.04buy
Steward Partners Investment Advisory, LLC57,90771,777+13,8700.220.31+0.09buy
Rathbones Group PLC139,756153,590+13,8340.320.30-0.02buy
CAPTRUST FINANCIAL ADVISORS135,356149,120+13,7640.140.16+0.03buy
Baird Financial Group, Inc.475,309488,834+13,5250.310.37+0.06buy
NBT BANK N A /NY21,65634,943+13,2870.760.92+0.15buy
Beacon Pointe Advisors, LLC60,98374,215+13,2320.250.26+0.01buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS89,880102,573+12,6930.180.24+0.06buy
TEACHER RETIREMENT SYSTEM OF TEXAS193,681206,357+12,6760.330.38+0.05buy
VICTORY CAPITAL MANAGEMENT INC197,038209,557+12,5190.060.07+0.01buy
Capital International, Inc./CA/92,984105,418+12,4340.420.55+0.14buy
DODGE & COX29,99942,379+12,3800.000.01+0.00buy
SlateStone Wealth, LLC8,08420,271+12,1870.370.80+0.43buy
Genus Capital Management Inc.13,66425,744+12,0800.491.11+0.61buy
Eaton Financial Holdings Company, LLC1,35113,207+11,8560.250.97+0.72buy
SHELTON CAPITAL MANAGEMENT14,91626,584+11,6680.130.27+0.13buy
Dai-ichi Life Insurance Company, Ltd25,60936,981+11,3720.130.22+0.09buy
ROYAL LONDON ASSET MANAGEMENT LTD199,641210,498+10,8570.160.19+0.03buy
Handelsbanken Fonder AB124,946135,422+10,4760.170.21+0.04buy
Geneva Partners, LLC9,81120,276+10,4651.573.67+2.10buy
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