Stock TransactionsCATERPILLAR INC

Total Bought
8,590,099
949 transactions
Total Sold
11,248,654
965 transactions
Net
-2,658,555
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC5,3912,136,667+2,131,2760.170.02-0.16buy
Neuberger Berman Group LLC505,2511,072,369+567,1180.140.33+0.19buy
D. E. Shaw & Co., Inc.810,1811,358,727+548,5460.430.79+0.36buy
VOYA INVESTMENT MANAGEMENT LLC277,590761,690+484,1000.090.31+0.22buy
BARCLAYS PLC1,467,9491,873,576+405,6270.230.34+0.11buy
Zurich Insurance Group Ltd/FI6,200255,355+249,1550.020.85+0.83buy
Fisher Asset Management, LLC8,747,6208,952,632+205,0121.271.43+0.17buy
DEUTSCHE BANK AG\1,510,8481,715,852+205,0040.230.28+0.05buy
NORGES BANK5,915,1246,118,855+203,7310.300.34+0.04buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC581,923782,133+200,2100.470.61+0.14buy
Assenagon Asset Management S.A.154,103317,828+163,7250.130.26+0.13buy
Korea Investment CORP366,058520,480+154,4220.310.48+0.18buy
COMMERZBANK AKTIENGESELLSCHAFT /FI10,933162,817+151,8840.121.70+1.58buy
BESSEMER GROUP INC244,138381,663+137,5250.140.25+0.10buy
Pathway Financial Advisers, LLC283124,370+124,0870.030.00-0.03buy
Skandinaviska Enskilda Banken AB (publ)234,112356,552+122,440100.00100.000.00buy
National Pension Service904,0271,022,097+118,0700.350.39+0.04buy
Capital Wealth Planning, LLC1,381,4531,483,519+102,0664.825.41+0.59buy
SG Americas Securities, LLC227,252304,808+77,5560.500.47-0.03buy
Brandywine Global Investment Management, LLC388,163458,263+70,1000.971.20+0.24buy
GEODE CAPITAL MANAGEMENT, LLC10,146,30710,213,455+67,1480.310.34+0.03buy
INTECH INVESTMENT MANAGEMENT LLC110,444175,578+65,1340.460.80+0.34buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC3,563,0613,627,513+64,4520.350.37+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.934,703998,683+63,9800.380.42+0.04buy
Temasek Holdings (Private) Ltd112,94254,469+58,4730.170.090.00sell
1832 Asset Management L.P.20056,800+56,6000.000.04+0.04buy
FRANKLIN RESOURCES INC387,867443,315+55,4480.040.05+0.01buy
Quantitative Investment Management, LLC18,28573,224+54,9390.662.82+2.16buy
CIBC WORLD MARKETS CORP158,926210,697+51,7710.350.59+0.25buy
LPL Financial LLC836,044879,638+43,5940.150.16+0.02buy
Achmea Investment Management B.V.71,713114,083+42,3700.430.74+0.31buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC85,271125,573+40,3020.300.45+0.15buy
Russell Investments Group, Ltd.131,157164,887+33,7300.070.10+0.02buy
BRAUN STACEY ASSOCIATES INC1,42533,874+32,4490.020.50+0.48buy
MACQUARIE GROUP LTD82,577113,744+31,1670.030.05+0.02buy
DIAMOND HILL CAPITAL MANAGEMENT INC1,318,9991,349,608+30,6091.882.14+0.26buy
PANAGORA ASSET MANAGEMENT INC12,13242,302+30,1700.020.08+0.06buy
DIMENSIONAL FUND ADVISORS LP3,069,8403,098,956+29,1160.310.35+0.03buy
Vest Financial, LLC120,161149,172+29,0110.961.12+0.16buy
BENJAMIN EDWARDS INC2,95531,796+28,8410.190.18-0.01buy
Quantinno Capital Management LP41,03269,858+28,8260.250.36+0.11buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC105,872134,491+28,6190.090.12+0.03buy
HighTower Advisors, LLC476,097503,020+26,9230.260.29+0.04buy
Erste Asset Management GmbH77,582103,779+26,1970.340.49+0.15buy
ProShare Advisors LLC662,524688,094+25,5700.590.66+0.07buy
ROYAL LONDON ASSET MANAGEMENT LTD229,917255,485+25,5680.200.25+0.05buy
CX Institutional2,75626,788+24,0320.040.47+0.42buy
VICTORY CAPITAL MANAGEMENT INC626,481650,481+24,0000.220.25+0.04buy
BNP PARIBAS FINANCIAL MARKETS589,809613,029+23,2200.220.25+0.02buy
Cerity Partners LLC212,026233,874+21,8480.200.21+0.01buy
JONES FINANCIAL COMPANIES LLLP14,36335,881+21,5180.010.01+0.01buy
Banco Santander, S.A.71,76591,707+19,9420.300.42+0.13buy
SILVERCREST ASSET MANAGEMENT GROUP LLC39,63420,005+19,6290.050.050.00sell
NOMURA ASSET MANAGEMENT CO LTD266,595286,006+19,4110.300.35+0.04buy
CTC LLC3,33421,373+18,0390.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD273,199291,129+17,9300.250.30+0.05buy
Integrated Investment Consultants, LLC1,49018,187+16,6970.110.11-0.01buy
&PARTNERS10,78827,098+16,3100.160.21+0.05buy
Aptus Capital Advisors, LLC66,09180,565+14,4740.420.48+0.06buy
B. Metzler seel. Sohn & Co. AG126,230140,614+14,3840.410.55+0.14buy
Capital International Sarl106,125119,944+13,8191.081.21+0.13buy
OPPENHEIMER ASSET MANAGEMENT INC.38,64151,577+12,9360.170.24+0.08buy
PineBridge Investments, L.P.140,404152,891+12,4870.380.45+0.07buy
SlateStone Wealth, LLC27,00839,336+12,3280.971.39+0.41buy
Wilmington Savings Fund Society, FSB8,83521,129+12,2940.110.15+0.04buy
Bollard Group LLC202,370214,651+12,2811.902.23+0.33buy
USS Investment Management Ltd77,15689,334+12,1780.200.25+0.05buy
AMERICAN CENTURY COMPANIES INC504,918517,000+12,0820.110.12+0.02buy
CW Advisors, LLC47,03058,982+11,9520.250.31+0.06buy
COMMERCE BANK131,200142,698+11,4980.280.34+0.06buy
CANADA LIFE ASSURANCE Co300,054311,154+11,1000.190.22+0.02buy
CIBC WORLD MARKET INC.265,825276,729+10,9040.220.24+0.02buy
EASTERN BANK4,08014,267+10,1870.050.10+0.05buy
LSV ASSET MANAGEMENT199,000209,100+10,1000.150.18+0.03buy
VAN ECK ASSOCIATES CORP91,435101,500+10,0650.040.05+0.01buy
ALLIANCEBERNSTEIN L.P.533,192543,003+9,8110.060.07+0.01buy
Varma Mutual Pension Insurance Co87,85697,556+9,7000.240.29+0.06buy
Allspring Global Investments Holdings, LLC101,828111,400+9,5720.060.07+0.01buy
Sumitomo Mitsui DS Asset Management Company, Ltd268,523277,926+9,4031.061.17+0.11buy
Davidson Capital Management Inc.219,313+9,2920.001.05+1.05buy
ZACKS INVESTMENT MANAGEMENT439,809449,078+9,2691.651.52-0.13buy
Mariner, LLC215,707224,953+9,2460.140.16+0.02buy
Andra AP-fonden36,00045,100+9,1000.200.26+0.06buy
AMERIPRISE FINANCIAL INC2,108,8172,117,763+8,9460.200.23+0.02buy
NEOS Investment Management LLC25,58834,438+8,8500.350.41+0.06buy
NEVILLE RODIE & SHAW INC320,339329,058+8,7190.760.79+0.03buy
CWM, LLC69,59977,811+8,2120.110.13+0.02buy
MERCER GLOBAL ADVISORS INC /ADV133,013140,959+7,9460.120.13+0.01buy
QRG CAPITAL MANAGEMENT, INC.113,283120,940+7,6570.450.51+0.06buy
Daiwa Securities Group Inc.136,757144,359+7,6020.240.26+0.02buy
Main Street Financial Solutions, LLC8528,324+7,4720.030.30+0.27buy
Sequoia Financial Advisors, LLC68,04075,446+7,4060.270.32+0.04buy
PNC FINANCIAL SERVICES GROUP, INC.399,436406,759+7,3230.090.10+0.01buy
Prospera Financial Services Inc88,32795,620+7,2930.820.96+0.14buy
MARKEL GROUP INC.311,500318,750+7,2501.021.12+0.10buy
FORSTA AP-FONDEN135,600142,800+7,2000.400.43+0.03buy
Knights of Columbus Asset Advisors LLC20,33627,445+7,1090.440.71+0.27buy
Good Life Advisors, LLC6,35513,108+6,7530.170.32+0.14buy
MML INVESTORS SERVICES, LLC139,949146,643+6,6940.200.22+0.02buy
Tower Research Capital LLC (TRC)34,56541,194+6,6290.220.47+0.25buy
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