Stock Transactions

CATERPILLAR INC

Total Bought
23,086,637
1,076 transactions
Total Sold
13,324,299
1,142 transactions
Net
+9,762,338
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)Type
WELLINGTON MANAGEMENT GROUP LLP129,0945,228,058+5,098,9640.010.44+0.43buy
PRICE T ROWE ASSOCIATES INC /MD/1,855,5786,812,530+4,956,9520.080.35+0.27buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/93,7831,830,414+1,736,6310.010.27+0.26buy
FMR LLC1,799,3993,132,825+1,333,4260.040.08+0.04buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main65,5331,064,346+998,8130.030.46+0.43buy
BANK OF AMERICA CORP /DE/5,112,7605,848,128+735,3680.170.22+0.05buy
Bank of New York Mellon Corp2,944,9073,553,930+609,0230.230.32+0.09buy
VOYA INVESTMENT MANAGEMENT LLC1,298,6171,777,589+478,9720.510.86+0.35buy
Amundi1,911,6742,375,710+464,0360.260.38+0.12buy
FIL Ltd119,909582,159+462,2500.040.22+0.18buy
BlackRock, Inc.33,827,92134,284,378+456,4570.270.31+0.04buy
Laurel Wealth Advisors LLC433,6311,117+432,5140.020.070.00sell
Laurel Wealth Advisors LLC433,6311,117+432,5140.020.070.00sell
ALLIANCEBERNSTEIN L.P.572,165925,126+352,9610.070.14+0.07buy
JPMORGAN CHASE & CO3,237,2143,524,810+287,5960.090.11+0.02buy
ROYAL BANK OF CANADA2,214,5992,496,935+282,3360.180.22+0.05buy
TWO SIGMA INVESTMENTS, LP144,201403,727+259,5260.110.33+0.22buy
CITADEL ADVISORS LLC301,187524,583+223,3960.150.30+0.16buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND18,761232,746+213,9850.010.21+0.19buy
TWO SIGMA ADVISERS, LP312,700525,300+212,6000.250.51+0.26buy
NATIONAL BANK OF CANADA /FI/512,757721,792+209,0350.220.39+0.18buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC210,765378,158+167,3930.170.33+0.15buy
ADAGE CAPITAL PARTNERS GP, L.L.C.163,584327,324+163,7400.110.25+0.14buy
Fullerton Fund Management Co Ltd.123,130284,856+161,7261.935.25+3.32buy
McElhenny Sheffield Capital Management, LLC161,2012,112+159,0890.180.240.00sell
AQR CAPITAL MANAGEMENT LLC103,957246,400+142,4430.030.08+0.04buy
MACKENZIE FINANCIAL CORP168,356310,048+141,6920.080.18+0.09buy
CANADA PENSION PLAN INVESTMENT BOARD374,637505,026+130,3890.120.17+0.04buy
Man Group plc33,281153,582+120,3010.030.15+0.12buy
Quadrature Capital Ltd40,996144,789+103,7930.270.82+0.54buy
WELLS FARGO & COMPANY/MN1,903,6461,997,263+93,6170.170.21+0.03buy
Tidal Investments LLC121,697194,023+72,3260.320.40+0.09buy
NATIXIS ADVISORS, LLC254,471323,720+69,2490.160.23+0.07buy
Creative Planning275,950343,917+67,9670.090.13+0.04buy
Aberdeen Group plc434,586500,220+65,6340.290.37+0.09buy
Zurich Insurance Group Ltd/FI117,414181,462+64,0480.350.62+0.27buy
Quantinno Capital Management LP132,563193,501+60,9380.230.26+0.03buy
OSAIC HOLDINGS, INC.275,503335,688+60,1850.210.23+0.02buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM840,431900,511+60,0800.210.26+0.05buy
Legal & General Group Plc2,743,0752,802,068+58,9930.270.30+0.04buy
Korea Investment CORP362,089419,436+57,3470.310.41+0.10buy
JANUS HENDERSON GROUP PLC59,988115,757+55,7690.010.03+0.01buy
FIRST TRUST ADVISORS LP280,447334,495+54,0480.090.12+0.03buy
RAYMOND JAMES FINANCIAL INC972,4101,022,912+50,5020.140.17+0.03buy
GEODE CAPITAL MANAGEMENT, LLC10,467,02410,515,658+48,6340.300.33+0.04buy
Cetera Investment Advisers232,978275,422+42,4440.170.17+0.00buy
OSSIAM6,43447,059+40,6250.030.29+0.26buy
MERCER GLOBAL ADVISORS INC /ADV101,569140,236+38,6670.090.11+0.02buy
Erste Asset Management GmbH102,787136,421+33,6340.330.62+0.29buy
Mediolanum International Funds Ltd90,255121,854+31,5990.420.60+0.19buy
NEOS Investment Management LLC50,20081,788+31,5880.240.29+0.05buy
National Pension Service994,3031,025,256+30,9530.330.38+0.05buy
KEYBANK NATIONAL ASSOCIATION/OH191,239220,875+29,6360.280.37+0.09buy
Union Bancaire Privee, UBP SA18,45847,231+28,7730.090.30+0.21buy
BANK OF NOVA SCOTIA413,061439,989+26,9280.330.37+0.04buy
iA Global Asset Management Inc.13526,661+26,5260.000.17+0.17buy
SCOPUS ASSET MANAGEMENT, L.P.10,00035,269+25,2690.100.40+0.30buy
Teamwork Financial Advisors, LLC7,78130,858+23,0770.371.60+1.23buy
AVIVA PLC361,126384,172+23,0460.290.33+0.04buy
Mirae Asset Global Investments Co., Ltd.81,218103,917+22,6990.110.16+0.05buy
TEMA ETFS LLC12,95035,062+22,1121.331.39+0.05buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY37,74459,476+21,7320.120.22+0.10buy
Fisher Asset Management, LLC9,418,3219,439,197+20,8761.451.63+0.18buy
VICTORY CAPITAL MANAGEMENT INC681,565701,963+20,3980.180.20+0.03buy
Lido Advisors, LLC73,32792,363+19,0360.150.18+0.03buy
Gotham Asset Management, LLC97,913116,589+18,6760.230.25+0.01buy
RWA WEALTH PARTNERS, LLC89,179107,770+18,5910.430.58+0.15buy
Kestra Advisory Services, LLC166,388184,950+18,5620.340.43+0.10buy
TruWealth Advisors, LLC27,21444,173+16,9590.581.07+0.48buy
IEQ CAPITAL, LLC19,65136,203+16,5520.050.05+0.01buy
ALLSTATE CORP84817,152+16,3040.020.19+0.16buy
Peterson Wealth Services1716,142+16,1250.000.00+0.00buy
Canada Post Corp Registered Pension Plan11,43127,216+15,7850.260.57+0.31buy
Capital International, Inc./CA/51,42466,546+15,1220.190.25+0.06buy
JONES FINANCIAL COMPANIES LLLP90,545105,325+14,7800.030.03+0.01buy
CAPITAL FUND MANAGEMENT S.A.95,861109,763+13,9020.480.61+0.13buy
OREGON PUBLIC EMPLOYEES RETIREMENT FUND40,62953,510+12,8810.290.34+0.05buy
Stonegate Investment Group, LLC9,99722,510+12,5130.100.25+0.15buy
Polar Capital Holdings Plc55,83668,321+12,4850.110.16+0.04buy
ING GROEP NV65,78977,967+12,1780.160.20+0.05buy
SG Americas Securities, LLC490,953502,527+11,5740.860.92+0.05buy
MAI Capital Management34,22845,780+11,5520.090.14+0.04buy
Bollard Group LLC215,354226,762+11,4081.912.68+0.77buy
Mariner, LLC295,642307,029+11,3870.170.20+0.02buy
STRS OHIO137,995149,153+11,1580.200.26+0.06buy
SEI INVESTMENTS CO104,176115,226+11,0500.050.06+0.01buy
Woodline Partners LP50,87461,915+11,0410.100.14+0.03buy
Jefferies Financial Group Inc.17,55928,472+10,9130.110.13+0.01buy
Vident Advisory, LLC30,53841,425+10,8870.140.20+0.06buy
CHILTON CAPITAL MANAGEMENT LLC3,11513,889+10,7740.040.22+0.18buy
Investment Management Corp of Ontario22,07532,762+10,6870.120.24+0.11buy
Aventail Capital Group, LP33,80844,422+10,6140.581.01+0.42buy
CWM, LLC90,633101,188+10,5550.130.15+0.02buy
&PARTNERS72,38182,892+10,5110.220.24+0.02buy
PERRITT CAPITAL MANAGEMENT INC10,09326+10,0670.010.010.00sell
SteelPeak Wealth, LLC11,35421,373+10,0190.170.34+0.17buy
CHILTON INVESTMENT CO INC.1,05911,059+10,0000.010.11+0.10buy
LBP AM SA3,83513,271+9,4360.020.08+0.06buy
Cambridge Investment Research Advisors, Inc.198,559207,983+9,4240.260.30+0.04buy
Varma Mutual Pension Insurance Co69,35678,556+9,2000.200.24+0.04buy
Page 1 of 23