Stock TransactionsCATERPILLAR INC

Total Bought
10,095,798
815 transactions
Total Sold
10,738,285
849 transactions
Net
-642,487
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Capital Wealth Planning, LLC4,2851,182,453+1,178,1680.014.00+3.99buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,735,2153,264,635+529,4200.230.26+0.03buy
UBS Group AG1,294,0541,761,391+467,3370.180.23+0.05buy
VOYA INVESTMENT MANAGEMENT LLC325,986776,975+450,9890.100.24+0.14buy
JANE STREET GROUP, LLC640,2611,082,581+442,3200.360.50+0.15buy
Penserra Capital Management LLC2,857401,795+398,9380.022.23+2.22buy
Cerity Partners LLC138,901507,322+368,4210.190.17-0.02buy
HSBC HOLDINGS PLC1,027,8881,386,882+358,9940.320.38+0.07buy
PRUDENTIAL FINANCIAL INC758,017408,536+349,4810.340.180.00sell
Amundi2,862,8573,194,719+331,8620.380.42+0.04buy
THRIVENT FINANCIAL FOR LUTHERANS73,633399,120+325,4870.050.27+0.22buy
DEUTSCHE BANK AG\1,122,5221,446,701+324,1790.200.22+0.02buy
VICTORY CAPITAL MANAGEMENT INC209,557502,267+292,7100.070.16+0.09buy
NORGES BANK5,395,6435,616,260+220,6170.310.30-0.01buy
GEODE CAPITAL MANAGEMENT, LLC9,654,2079,872,982+218,7750.330.32-0.01buy
TWO SIGMA ADVISERS, LP10,600220,900+210,3000.010.16+0.15buy
D. E. Shaw & Co., Inc.172,837375,976+203,1390.090.180.00buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM1,006,6621,208,816+202,1540.240.27+0.04buy
Fisher Asset Management, LLC7,965,9328,139,040+173,1081.231.27+0.04buy
NORDEA INVESTMENT MANAGEMENT AB855,7941,016,464+160,6700.330.38+0.05buy
SG Americas Securities, LLC192,460351,064+158,6040.791.23+0.44buy
Legal & General Group Plc2,947,9413,072,982+125,0410.290.29+0.00buy
JENNISON ASSOCIATES LLC101,845211,953+110,1080.020.05+0.02buy
Bank Julius Baer & Co. Ltd, Zurich8,944118,374+109,4300.010.76+0.74buy
Capital World Investors28,933,47429,029,953+96,4791.561.53-0.04buy
Aberdeen Group plc278,944368,391+89,4470.190.24+0.04buy
Employees Retirement System of Texas186,200262,200+76,0000.750.91+0.16buy
NATIONAL BANK OF CANADA /FI/397,198464,813+67,6150.200.25+0.05buy
PRINCIPAL FINANCIAL GROUP INC662,218727,853+65,6350.140.14+0.01buy
UNITED SERVICES AUTOMOBILE ASSOCIATION23,47086,715+63,2450.160.57+0.41buy
DekaBank Deutsche Girozentrale529,864592,712+62,8480.330.36+0.03buy
FRANKLIN RESOURCES INC331,211391,765+60,5540.050.05+0.01buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE470,069529,884+59,8150.080.10+0.02buy
PANAGORA ASSET MANAGEMENT INC367,655423,047+55,3920.630.70+0.08buy
OFI INVEST ASSET MANAGEMENT179,549234,299+54,7501.672.11+0.44buy
Tower Research Capital LLC (TRC)29,43083,525+54,0950.280.33+0.05buy
Sequoia Financial Advisors, LLC10,87259,234+48,3620.050.22+0.17buy
Rockefeller Capital Management L.P.280,497324,681+44,1840.300.33+0.03buy
DIAMOND HILL CAPITAL MANAGEMENT INC1,494,0051,536,626+42,6211.972.00+0.02buy
Qube Research & Technologies Ltd262,721301,056+38,3350.220.21-0.01buy
Candriam S.C.A.64,605101,657+37,0520.120.21+0.08buy
BI Asset Management Fondsmaeglerselskab A/S38,24173,245+35,0040.240.46+0.22buy
Capital International, Inc./CA/105,418139,506+34,0880.550.64+0.09buy
Corient Private Wealth LLC710,560743,632+33,0720.450.41-0.04buy
BARCLAYS PLC1,388,7311,421,528+32,7970.250.23-0.02buy
MML INVESTORS SERVICES, LLC127,460157,878+30,4180.200.23+0.02buy
Rathbones Group PLC153,590183,898+30,3080.300.35+0.05buy
CIBC WORLD MARKET INC.182,017212,276+30,2590.180.18-0.00buy
ING GROEP NV54,16983,665+29,4960.130.20+0.07buy
Mitsubishi UFJ Asset Management Co., Ltd.738,135767,208+29,0730.410.38-0.02buy
MEITAV INVESTMENT HOUSE LTD99,318127,520+28,2020.450.55+0.11buy
Handelsbanken Fonder AB135,422163,201+27,7790.210.24+0.03buy
NATIXIS22327,870+27,6470.000.06+0.06buy
LPL Financial LLC760,366785,746+25,3800.160.15-0.00buy
Man Group plc025,094+25,0940.360.02-0.34buy
KAVAR CAPITAL PARTNERS GROUP, LLC22,13546,424+24,2891.311.53+0.22buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND92,869116,484+23,6150.000.43+0.43buy
TD ASSET MANAGEMENT INC238,993261,756+22,7630.080.08-0.00buy
NEVILLE RODIE & SHAW INC264,542286,491+21,9490.630.66+0.03buy
Asset Management One Co., Ltd.304,653326,391+21,7380.370.39+0.02buy
Vest Financial, LLC86,963108,386+21,4231.301.19-0.10buy
Tredje AP-fonden119,288140,548+21,2600.480.52+0.04buy
National Pension Service883,290903,806+20,5160.380.37-0.01buy
STIFEL FINANCIAL CORP643,253662,759+19,5060.260.26-0.00buy
Skandinaviska Enskilda Banken AB (publ)101,124120,548+19,4240.180.21+0.03buy
Vontobel Holding Ltd.94,922114,266+19,3440.240.28+0.04buy
Dynamic Advisor Solutions LLC4,50623,095+18,5890.060.25+0.19buy
Venture Visionary Partners LLC8,95627,365+18,4090.150.43+0.28buy
SteelPeak Wealth, LLC14,02730,752+16,7250.240.53+0.29buy
KADENSA CAPITAL Ltd60,95177,189+16,2383.285.75+2.47buy
Private Advisor Group, LLC54,13070,208+16,0780.140.17+0.03buy
BNP PARIBAS FINANCIAL MARKETS329,525345,531+16,0060.220.20-0.02buy
Dakota Wealth Management37,56853,518+15,9500.450.61+0.16buy
Empowered Funds, LLC15,09730,988+15,8910.120.23+0.11buy
ENVESTNET ASSET MANAGEMENT INC664,308680,074+15,7660.090.09+0.00buy
Willis Investment Counsel78,41293,942+15,5301.621.96+0.33buy
Ellsworth Advisors, LLC21,48035,904+14,4241.933.36+1.43buy
Railway Pension Investments Ltd96,100110,100+14,0000.280.34+0.05buy
Capital International Sarl117,635131,481+13,8461.471.46-0.01buy
Pictet Asset Management Holding SA246,609260,328+13,7190.080.09+0.00buy
Mariner, LLC195,473209,190+13,7170.150.15+0.00buy
Creative Planning167,131180,613+13,4820.060.10+0.04buy
FIFTH THIRD BANCORP472,544485,869+13,3250.600.61+0.01buy
NewSquare Capital LLC2513,228+13,2030.000.37+0.37buy
AE Wealth Management LLC90,701103,700+12,9990.150.16+0.01buy
BROWN ADVISORY INC72,87385,363+12,4900.030.04+0.00buy
CWM, LLC35,96448,288+12,3240.060.08+0.02buy
Hodges Capital Management Inc.15,95828,066+12,1080.520.44-0.08buy
Investment Management Corp of Ontario6,95218,907+11,9550.070.14+0.06buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp46,85758,728+11,8710.120.14+0.02buy
Mitsubishi UFJ Trust & Banking Corp333,125344,417+11,2920.230.24+0.01buy
Ledyard National Bank1,44712,360+10,9130.040.38+0.33buy
Drexel Morgan & Co.17,74627,746+10,0001.321.90+0.58buy
GQG Partners LLC11,20021,136+9,9360.010.01+0.01buy
Meiji Yasuda Asset Management Co Ltd.42,70652,570+9,8640.550.70+0.15buy
Chicago Capital, LLC4,03513,767+9,7320.050.15+0.10buy
Compagnie Lombard Odier SCmA16,11325,758+9,6450.100.14+0.04buy
OneDigital Investment Advisors LLC8,00017,492+9,4920.050.09+0.04buy
Alpha Cubed Investments, LLC88,92698,386+9,4601.631.63-0.00buy
OneAscent Financial Services LLC76910,139+9,3700.050.37+0.32buy
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