Stock TransactionsCATERPILLAR INC

Total Bought
8,170,948
1,006 transactions
Total Sold
9,999,605
986 transactions
Net
-1,828,657
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Capital Research Global Investors1,727,1932,924,054+1,196,8610.140.22+0.08buy
NORTHERN TRUST CORP6,122,8536,847,330+724,4770.410.37-0.04buy
Qube Research & Technologies Ltd126,544573,134+446,5900.100.37+0.27buy
APG Asset Management N.V.31,963440,641+408,6780.070.43+0.36buy
Amundi1,843,4012,166,065+322,6640.260.27+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC3,627,5133,940,391+312,8780.370.34-0.03buy
UBS Group AG1,859,0812,145,928+286,8470.230.20-0.02buy
STATE STREET CORP36,384,59836,631,309+246,7110.600.55-0.06buy
GEODE CAPITAL MANAGEMENT, LLC10,213,45510,449,770+236,3150.340.31-0.03buy
CANADA PENSION PLAN INVESTMENT BOARD56,406273,366+216,9600.020.09+0.07buy
Allianz Asset Management GmbH209,834388,881+179,0470.130.21+0.08buy
AMERIPRISE FINANCIAL INC2,117,7632,276,529+158,7660.230.22-0.00buy
HighTower Advisors, LLC503,020653,925+150,9050.290.34+0.04buy
MILLENNIUM MANAGEMENT LLC174,518322,270+147,7520.070.13+0.05buy
Fisher Asset Management, LLC8,952,6329,081,775+129,1431.431.31-0.12buy
COMMERZBANK AKTIENGESELLSCHAFT /FI162,817282,244+119,4271.702.47+0.77buy
RENAISSANCE TECHNOLOGIES LLC53,368161,841+108,4730.030.10+0.06buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP181,629278,922+97,2930.180.22+0.04buy
Mitsubishi UFJ Asset Management Co., Ltd.998,6831,081,909+83,2260.420.38-0.04buy
DIMENSIONAL FUND ADVISORS LP3,098,9563,181,535+82,5790.350.33-0.02buy
Bank Julius Baer & Co. Ltd, Zurich621,982698,099+76,1170.930.84-0.09buy
SCHRODER INVESTMENT MANAGEMENT GROUP627,347701,866+74,5190.250.24-0.01buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC125,573197,515+71,9420.450.63+0.17buy
TEACHER RETIREMENT SYSTEM OF TEXAS185,711256,626+70,9150.350.34-0.01buy
Aware Super Pty Ltd as trustee of Aware Super81,918144,094+62,1760.630.83+0.21buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC3,227,3783,289,101+61,7230.260.24-0.02buy
KBC Group NV110,725170,554+59,8290.130.17+0.04buy
INTECH INVESTMENT MANAGEMENT LLC175,578231,142+55,5640.800.87+0.07buy
Brandywine Global Investment Management, LLC458,263507,817+49,5541.201.34+0.13buy
Capital Wealth Planning, LLC1,483,5191,531,208+47,6895.415.14-0.28buy
Tidal Investments LLC27,05673,746+46,6900.120.23+0.10buy
Sequoia Financial Advisors, LLC75,446121,211+45,7650.320.43+0.11buy
NOMURA HOLDINGS INC16,49357,350+40,8570.050.12+0.07buy
PUBLIC SECTOR PENSION INVESTMENT BOARD20,54860,169+39,6210.040.09+0.05buy
BI Asset Management Fondsmaeglerselskab A/S119,598158,615+39,0170.810.61-0.20buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main56,69095,187+38,4970.020.04+0.01buy
RWA WEALTH PARTNERS, LLC29,36266,151+36,7890.140.30+0.15buy
Allworth Financial LP24,69860,832+36,1340.060.13+0.07buy
SILVERCREST ASSET MANAGEMENT GROUP LLC20,00555,906+35,9010.050.14+0.08buy
Pictet Asset Management Holding SA266,108297,376+31,2680.120.12+0.00buy
BOWEN HANES & CO INC7,94438,779+30,8350.080.38+0.30buy
LPL Financial LLC879,638909,922+30,2840.160.14-0.02buy
Focus Partners Wealth240,827270,258+29,4310.300.26-0.04buy
Sienna Gestion2,46431,411+28,9470.060.77+0.70buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC134,491163,070+28,5790.120.12+0.00buy
Quantinno Capital Management LP69,85896,152+26,2940.360.35-0.01buy
CASTLEARK MANAGEMENT LLC1,29027,470+26,1800.020.35+0.33buy
Livforsakringsbolaget Skandia, Omsesidigt4,20227,052+22,8500.090.52+0.43buy
RHUMBLINE ADVISERS865,561888,409+22,8480.320.30-0.02buy
BNP Paribas Asset Management Holding S.A.100,596123,253+22,6570.100.11+0.01buy
MACKENZIE FINANCIAL CORP148,354170,811+22,4570.080.08+0.00buy
&PARTNERS27,09848,828+21,7300.210.22+0.01buy
Andra AP-fonden45,10066,700+21,6000.260.39+0.13buy
EXCHANGE TRADED CONCEPTS, LLC28,02749,121+21,0940.260.36+0.10buy
CONTRAVISORY INVESTMENT MANAGEMENT, INC.1,28122,030+20,7490.111.71+1.60buy
FRANKLIN RESOURCES INC443,315463,786+20,4710.050.05-0.00buy
OSAIC HOLDINGS, INC.239,914259,223+19,3090.230.21-0.02buy
Miracle Mile Advisors, LLC4,49122,887+18,3960.040.17+0.13buy
NATIXIS ADVISORS, LLC230,507248,548+18,0410.180.17-0.01buy
NOMURA ASSET MANAGEMENT CO LTD286,006302,950+16,9440.350.33-0.01buy
Vivaldi Capital Management LP62217,336+16,7140.071.05+0.98buy
U.S. Capital Wealth Advisors, LLC13,80830,364+16,5560.190.34+0.15buy
AVIVA PLC276,316292,453+16,1370.280.28-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO199,326215,452+16,1260.070.07-0.00buy
PINNACLE ASSOCIATES LTD96,006111,606+15,6000.480.55+0.07buy
Aptus Capital Advisors, LLC80,56596,109+15,5440.480.42-0.06buy
JONES FINANCIAL COMPANIES LLLP35,88150,462+14,5810.010.02+0.00buy
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/152,386166,724+14,3380.360.36-0.00buy
FIRST TRUST ADVISORS LP278,704292,937+14,2330.110.10-0.01buy
ProShare Advisors LLC688,094702,300+14,2060.660.59-0.08buy
FIRST BUSINESS FINANCIAL SERVICES, INC.66714,667+14,0000.030.53+0.50buy
Creative Planning227,915241,658+13,7430.090.09-0.00buy
BANQUE PICTET & CIE SA56213,921+13,3590.000.03+0.03buy
Sonora Investment Management Group, LLC2,63915,797+13,1580.080.44+0.36buy
KESTRA PRIVATE WEALTH SERVICES, LLC32,48345,239+12,7560.240.28+0.05buy
Ethic Inc.44,71157,099+12,3880.410.42+0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp81,60192,851+11,2500.190.20+0.01buy
THRIVENT FINANCIAL FOR LUTHERANS481,400492,395+10,9950.370.36-0.01buy
Callan Family Office, LLC2,14412,757+10,6130.140.29+0.15buy
NORDEA INVESTMENT MANAGEMENT AB625,538635,750+10,2120.280.24-0.04buy
Zimmer Partners, LP20,00030,120+10,1200.140.19+0.05buy
Capital International, Inc./CA/119,622129,649+10,0270.590.55-0.04buy
Man Group plc23,73333,300+9,5670.030.04+0.01buy
Invesco Ltd.2,982,1912,991,403+9,2120.240.21-0.03buy
IBEX WEALTH ADVISORS1,0029,961+8,9591.160.43-0.73buy
Mirae Asset Global Investments Co., Ltd.59,69868,629+8,9310.100.10-0.00buy
Rockefeller Capital Management L.P.268,723277,416+8,6930.290.26-0.02buy
ING GROEP NV96,128104,760+8,6320.220.26+0.04buy
Alpha Cubed Investments, LLC116,566125,141+8,5752.032.08+0.05buy
Harvest Portfolios Group Inc.46,36254,600+8,2380.600.66+0.06buy
Kentucky Retirement Systems Insurance Trust Fund14,35722,535+8,178100.000.14-99.86buy
Prospera Financial Services Inc95,620103,686+8,0660.960.88-0.08buy
Busey Bank87,00694,953+7,9471.111.13+0.02buy
COUNTRY TRUST BANK93,780101,499+7,7190.900.92+0.02buy
F/m Investments LLC31,56439,159+7,5950.390.52+0.14buy
MAI Capital Management17,12424,287+7,1630.060.07+0.00buy
GREAT LAKES ADVISORS, LLC293,746300,906+7,1600.960.93-0.03buy
CIBC WORLD MARKETS CORP210,697217,681+6,9840.600.47-0.13buy
Waverly Advisors, LLC14,55121,529+6,9780.110.12+0.02buy
TOWNSQUARE CAPITAL LLC27,43834,267+6,8290.130.14+0.01buy
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