Stock TransactionsCATERPILLAR INC

Total Bought
12,184,218
1,148 transactions
Total Sold
16,971,497
1,246 transactions
Net
-4,787,279
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
BlackRock, Inc.34,284,37836,208,775+1,924,3970.310.38+0.07buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO223,5251,504,612+1,281,0870.070.080.00buy
FMR LLC3,132,8254,061,103+928,2780.080.12+0.04buy
BANK OF AMERICA CORP /DE/5,848,1286,738,802+890,6740.220.30+0.07buy
Cynosure Group, LLC6,073513,754+507,6810.311.10+0.79buy
VANGUARD GROUP INC45,943,02146,385,185+442,1640.340.40+0.06buy
BESSEMER GROUP INC20,141406,478+386,3370.010.36+0.34buy
STATE STREET CORP35,003,34635,388,550+385,2040.600.70+0.10buy
FRANKLIN RESOURCES INC513,497873,720+360,2230.060.12+0.06buy
TD ASSET MANAGEMENT INC231,376549,364+317,9880.090.25+0.16buy
PRUDENTIAL FINANCIAL INC299,922520,658+220,7360.170.37+0.19buy
Corient Private Wealth LLC352,743563,306+210,5630.260.45+0.18buy
Capula Management Ltd534170,000+169,4660.000.49+0.49buy
GOLDMAN SACHS GROUP INC2,980,4433,139,546+159,1030.230.28+0.06buy
BNP PARIBAS FINANCIAL MARKETS568,649724,580+155,9310.230.29+0.05buy
BNP Paribas Asset Management Holding S.A.92,424221,000+128,5760.110.15+0.03buy
DEUTSCHE BANK AG\1,348,1791,450,183+102,0040.220.28+0.06buy
BANK OF MONTREAL /CAN/660,425757,187+96,7620.130.17+0.04buy
HSBC HOLDINGS PLC917,3121,012,216+94,9040.260.33+0.07buy
GEODE CAPITAL MANAGEMENT, LLC10,515,65810,610,182+94,5240.330.39+0.06buy
COMMERCE BANK121,852211,002+89,1500.320.67+0.35buy
Focus Partners Wealth317,899395,641+77,7420.250.26+0.02buy
Invesco Ltd.2,962,8963,031,666+68,7700.230.28+0.05buy
Quantinno Capital Management LP193,501260,665+67,1640.260.32+0.05buy
Rockefeller Capital Management L.P.283,497346,392+62,8950.270.37+0.10buy
JUPITER ASSET MANAGEMENT LTD44361,335+60,8920.000.28+0.28buy
SEI INVESTMENTS CO115,226174,713+59,4870.060.10+0.04buy
Hudson Bay Capital Management LP2,38861,500+59,1120.010.20+0.20buy
BAROMETER CAPITAL MANAGEMENT INC.12,40069,500+57,1001.350.43-0.92buy
ADAGE CAPITAL PARTNERS GP, L.L.C.327,324384,378+57,0540.250.33+0.09buy
Main Street Research LLC3,08159,559+56,4780.081.95+1.87buy
Nuveen, LLC2,253,9142,309,181+55,2670.290.36+0.06buy
Fisher Asset Management, LLC9,439,1979,493,266+54,0691.631.86+0.23buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE306,791359,528+52,7370.120.17+0.05buy
Polar Capital Holdings Plc68,321117,615+49,2940.160.31+0.15buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC378,158424,849+46,6910.330.41+0.09buy
MIZUHO MARKETS AMERICAS LLC65747,281+46,6240.010.58+0.58buy
CIBC Asset Management Inc67,633113,880+46,2470.090.16+0.06buy
Mitsubishi UFJ Asset Management Co., Ltd.1,245,1361,290,529+45,3930.430.52+0.10buy
BXM Wealth LLC85440,985+40,1310.390.39+0.00buy
AQR CAPITAL MANAGEMENT LLC246,400286,509+40,1090.080.09+0.01buy
LPL Financial LLC983,2091,023,220+40,0110.150.17+0.03buy
TD Waterhouse Canada Inc.61,921101,065+39,1440.190.36+0.17buy
Verition Fund Management LLC20,36857,891+37,5230.070.21+0.14buy
MACKENZIE FINANCIAL CORP310,048345,505+35,4570.180.24+0.06buy
VESTOR CAPITAL, LLC51734,792+34,2750.020.02+0.00buy
Mitsubishi UFJ Trust & Banking Corp223,984257,686+33,7020.240.35+0.12buy
PARK NATIONAL CORP /OH/7,19138,928+31,7370.110.70+0.59buy
NOMURA ASSET MANAGEMENT CO LTD283,941313,622+29,6810.350.46+0.10buy
BEACON INVESTMENT ADVISORY SERVICES, INC.28,14557,120+28,9750.561.34+0.77buy
Rheos Capital Works Inc.70,00097,000+27,0001.873.56+1.69buy
STRS OHIO149,153174,828+25,6750.260.38+0.11buy
Nippon Life Global Investors Americas, Inc.42,46067,260+24,8000.851.60+0.74buy
CANADA LIFE ASSURANCE Co287,694311,979+24,2850.200.32+0.12buy
NewEdge Advisors, LLC209,753233,659+23,9060.480.51+0.03buy
Handelsbanken Fonder AB101,566125,384+23,8180.160.22+0.06buy
NATIXIS ADVISORS, LLC323,720346,912+23,1920.230.28+0.06buy
EXCHANGE TRADED CONCEPTS, LLC4,86427,665+22,8010.020.13+0.11buy
Waverly Advisors, LLC25,72048,166+22,4460.120.23+0.10buy
Robeco Institutional Asset Management B.V.23,45245,896+22,4440.020.04+0.02buy
FORA Capital, LLC59322,765+22,1720.051.58+1.53buy
Aventail Capital Group, LP44,42265,724+21,3021.012.17+1.16buy
ASSETMARK, INC8,13329,334+21,2010.010.03+0.03buy
AVIVA PLC384,172405,333+21,1610.330.39+0.06buy
PUBLIC SECTOR PENSION INVESTMENT BOARD40,43360,727+20,2940.070.12+0.05buy
Westend Capital Management, LLC2119,249+19,2280.003.09+3.09buy
CIBC WORLD MARKET INC.150,279169,318+19,0390.150.17+0.03buy
ALLSTATE CORP17,15235,732+18,5800.190.28+0.09buy
UMB Bank, n.a.46,24264,643+18,4010.330.49+0.17buy
Bank Julius Baer & Co. Ltd, Zurich531,711549,879+18,1680.720.87+0.16buy
Capital International, Inc./CA/66,54684,616+18,0700.250.38+0.13buy
Woodline Partners LP61,91579,855+17,9400.140.18+0.04buy
Albar Capital Partners LLP34,36352,034+17,6713.747.05+3.31buy
BLB&B Advisors, LLC10,26427,886+17,6220.210.67+0.46buy
ABN AMRO INVESTMENT SOLUTIONS6,25323,728+17,4750.060.20+0.14buy
Kestra Advisory Services, LLC184,950202,090+17,1400.430.52+0.08buy
Prospera Financial Services Inc71,66588,450+16,7850.590.85+0.25buy
KEYBANK NATIONAL ASSOCIATION/OH220,875237,373+16,4980.370.49+0.12buy
&PARTNERS82,89299,386+16,4940.240.31+0.07buy
MERCER GLOBAL ADVISORS INC /ADV140,236156,535+16,2990.110.14+0.03buy
VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V.37,30753,480+16,1730.160.26+0.10buy
CWM, LLC101,188117,356+16,1680.150.19+0.04buy
Mariner, LLC307,029322,922+15,8930.200.23+0.03buy
Groupe la Francaise17,15733,035+15,8780.110.27+0.16buy
iA Global Asset Management Inc.26,66142,162+15,5010.170.31+0.13buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp67,71683,131+15,4150.190.25+0.07buy
TEACHER RETIREMENT SYSTEM OF TEXAS155,499170,618+15,1190.310.34+0.03buy
ROYAL BANK OF CANADA2,496,9352,512,046+15,1110.220.26+0.04buy
Concurrent Investment Advisors, LLC23,30537,741+14,4360.200.25+0.06buy
Allworth Financial LP78,18192,331+14,1500.170.22+0.05buy
KING LUTHER CAPITAL MANAGEMENT CORP18,50632,631+14,1250.040.08+0.04buy
Mirae Asset Global Investments Co., Ltd.103,917117,503+13,5860.160.19+0.03buy
NEOS Investment Management LLC81,78894,859+13,0710.290.31+0.02buy
PATTON FUND MANAGEMENT, INC.71813,756+13,0380.061.06+0.99buy
Cerity Partners LLC257,954270,926+12,9720.210.23+0.03buy
Hilton Capital Management, LLC1,66314,333+12,6700.060.62+0.55buy
Farther Finance Advisors, LLC19,08431,684+12,6000.140.21+0.06buy
Cetera Investment Advisers275,422287,922+12,5000.170.20+0.03buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.74,58786,999+12,4120.060.08+0.02buy
BRAUN STACEY ASSOCIATES INC24,61136,905+12,2940.380.69+0.30buy
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