| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | 85,942 | 800,033 | +714,091 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 4,289,014 | 4,940,317 | +651,303 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 356,820 | 632,828 | +276,008 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 264,435 | +264,435 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,576,432 | 1,801,279 | +224,847 | 0.00 | 0.00 | -0.00 | buy |
| Prosperity Wealth Management, Inc. | 0 | 203,200 | +203,200 | 0.00 | 0.08 | +0.08 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| CITIZENS FINANCIAL GROUP INC/RI | 0 | 190,000 | +190,000 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 4,264,649 | 4,420,667 | +156,018 | 0.00 | 0.00 | -0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 42,427 | 178,404 | +135,977 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 2,235,797 | 2,343,158 | +107,361 | 0.01 | 0.01 | +0.00 | buy |
| SEI INVESTMENTS CO | 0 | 100,402 | +100,402 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 570,945 | 670,060 | +99,115 | 0.00 | 0.00 | -0.00 | buy |
| PEAK6 LLC | 134,156 | 210,904 | +76,748 | 0.01 | 0.01 | +0.00 | buy |
| NORTHERN TRUST CORP | 564,004 | 639,663 | +75,659 | 0.00 | 0.00 | -0.00 | buy |
| CLEAR STREET LLC | 33,761 | 106,001 | +72,240 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 55,048 | +55,048 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 16,249 | 71,219 | +54,970 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 50,504 | +50,504 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 43,016 | +43,016 | 0.00 | 0.04 | +0.04 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 40,750 | +40,750 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 28,621 | 68,365 | +39,744 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 439,814 | 475,798 | +35,984 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 112,791 | 143,153 | +30,362 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 27,054 | +27,054 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 24,523 | +24,523 | 0.00 | 0.00 | +0.00 | buy |
| Oasis Management Co Ltd. | 0 | 18,084 | +18,084 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 16,817 | +16,817 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 16,411 | +16,411 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 19,595 | 30,444 | +10,849 | 0.00 | 0.00 | +0.00 | buy |
| CERTUITY, LLC | 20,000 | 28,400 | +8,400 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 35,773 | 42,535 | +6,762 | 0.00 | 0.00 | -0.00 | buy |
| MASO CAPITAL PARTNERS Ltd | 29,171,513 | 29,178,150 | +6,637 | 39.43 | 35.64 | -3.79 | buy |
| Corebridge Financial, Inc. | 31,191 | 36,234 | +5,043 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 104,023 | 108,181 | +4,158 | 0.00 | 0.00 | -0.00 | buy |
| Tradewinds Capital Management, LLC | 0 | 3,100 | +3,100 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 50,274 | 52,907 | +2,633 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 35,000 | 37,361 | +2,361 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 25,285 | 27,081 | +1,796 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 9,539 | 10,833 | +1,294 | 0.00 | 0.00 | -0.00 | buy |
| ORG Partners LLC | 0 | 1,250 | +1,250 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 54,432 | 55,583 | +1,151 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 2,425 | 3,425 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 402 | +402 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 1,817 | 2,089 | +272 | 0.00 | 0.00 | -0.00 | buy |
| True Wealth Design, LLC | 0 | 26 | +26 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 5,142 | 5,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,364 | 4,364 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 63 | 63 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MASO CAPITAL PARTNERS Ltd | 9,000,000 | 9,000,000 | 0 | 1.77 | 2.35 | +0.57 | hold |
| Ovata Capital Management Ltd | 194,545 | 194,545 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Comprehensive Financial Management LLC | 1,010,988 | 1,010,988 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 11,786 | 11,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Legal & General Group Plc | 6,419 | 6,419 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 31,927 | 31,927 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KLINGENSTEIN FIELDS & CO LP | 119,931 | 119,931 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,099 | 2,099 | 0 | 0.00 | 0.00 | +0.00 | hold |
| R Squared Ltd | 470 | 0 | -470 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 20,452 | 19,942 | -510 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 517 | 0 | -517 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 12,534 | 11,752 | -782 | 0.00 | 0.00 | +0.00 | sell |
| CWM, LLC | 1,943 | 1,154 | -789 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 28,251 | 27,081 | -1,170 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 17,669 | 16,011 | -1,658 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 59,933 | 57,615 | -2,318 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 35,662 | 32,887 | -2,775 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 16,600 | 13,400 | -3,200 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 10,014 | 4,166 | -5,848 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 12,728 | 6,253 | -6,475 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 1,330,113 | 1,322,133 | -7,980 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 137,785 | 126,835 | -10,950 | 0.01 | 0.01 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 94,600 | 81,400 | -13,200 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 99,341 | 80,314 | -19,027 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 292,330 | 273,057 | -19,273 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 34,137 | 13,283 | -20,854 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 42,857 | 20,277 | -22,580 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 22,899 | 0 | -22,899 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 46,500 | 19,825 | -26,675 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 139,997 | 112,655 | -27,342 | 0.00 | 0.00 | -0.00 | sell |
| PEAK6 LLC | 93,110 | 64,177 | -28,933 | 0.00 | 0.00 | -0.00 | sell |
| Arkadios Wealth Advisors | 37,289 | 0 | -37,289 | 0.00 | 0.00 | -0.00 | sell |
| Fortis Group Advisors, LLC | 48,000 | 0 | -48,000 | 0.01 | 0.00 | -0.01 | sell |
| Squarepoint Ops LLC | 81,764 | 28,595 | -53,169 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 235,100 | 177,900 | -57,200 | 0.01 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 258,331 | 176,557 | -81,774 | 0.00 | 0.00 | -0.00 | sell |
| Marex Group plc | 136,153 | 49,600 | -86,553 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 104,348 | 0 | -104,348 | 0.00 | 0.00 | -0.00 | sell |
| STONEHILL CAPITAL MANAGEMENT LLC | 920,853 | 737,968 | -182,885 | 0.42 | 0.18 | -0.23 | sell |
| BROWN ADVISORY INC | 1,041,909 | 783,507 | -258,402 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 2,272,722 | 1,974,070 | -298,652 | 0.05 | 0.04 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 317,678 | 0 | -317,678 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 5,407,397 | 2,307,914 | -3,099,483 | 0.00 | 0.00 | -0.00 | sell |