| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 559,054 | 1,298,885 | +739,831 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,175,051 | 1,269,782 | +94,731 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 10,349 | 82,100 | +71,751 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,353,789 | 1,406,151 | +52,362 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 47,814 | +47,814 | 0.00 | 0.01 | +0.01 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 27,700 | 72,100 | +44,400 | 0.01 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 28,690 | +28,690 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 27,687 | +27,687 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 522,412 | 546,948 | +24,536 | 0.00 | 0.00 | -0.00 | buy |
| Engineers Gate Manager LP | 0 | 23,084 | +23,084 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 1,881 | 24,601 | +22,720 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 4,125,610 | 4,144,643 | +19,033 | 0.00 | 0.00 | -0.00 | buy |
| WEXFORD CAPITAL LP | 0 | 18,260 | +18,260 | 0.00 | 0.00 | +0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 15,520 | +15,520 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 31 | 8,638 | +8,607 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 23,563 | 29,071 | +5,508 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 25,586 | 29,321 | +3,735 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 34,857 | 37,896 | +3,039 | 0.00 | 0.00 | -0.00 | buy |
| CERTUITY, LLC | 37,500 | 40,000 | +2,500 | 0.01 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 6,954 | 8,003 | +1,049 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 65,065 | 65,665 | +600 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 34,847 | 35,178 | +331 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 31,766 | 31,927 | +161 | 0.00 | 0.00 | -0.00 | buy |
| Cape Investment Advisory, Inc. | 0 | 99 | +99 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 186,739 | 186,741 | +2 | 0.00 | 0.00 | -0.00 | buy |
| CIBC Asset Management Inc | 30,880 | 30,880 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,142 | 5,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 24,817 | 24,817 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 37,860 | 37,860 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 64,045 | 64,045 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Oasis Management Co Ltd. | 18,084 | 18,084 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Walleye Trading LLC | 55,329 | 55,329 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 292,330 | 292,330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NINE MASTS CAPITAL Ltd | 0 | 0 | 0 | 0.05 | 0.07 | +0.02 | hold |
| LMR Partners LLP | 2,226,837 | 2,226,837 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MASO CAPITAL PARTNERS Ltd | 28,913,731 | 28,913,731 | 0 | 32.76 | 28.49 | -4.28 | hold |
| MASO CAPITAL PARTNERS Ltd | 9,000,000 | 9,000,000 | 0 | 0.86 | 2.43 | +1.57 | hold |
| Ovata Capital Management Ltd | 194,545 | 194,545 | 0 | 0.04 | 0.10 | +0.06 | hold |
| Comprehensive Financial Management LLC | 1,010,988 | 1,010,988 | 0 | 0.08 | 0.04 | -0.04 | hold |
| MML INVESTORS SERVICES, LLC | 11,786 | 11,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 5,428 | 5,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 13,593 | 13,593 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KLINGENSTEIN FIELDS & CO LP | 119,931 | 119,931 | 0 | 0.01 | 0.01 | -0.01 | hold |
| DEUTSCHE BANK AG\ | 33,144 | 33,144 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 36 | 0 | -36 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 6,744 | 6,119 | -625 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 31,076 | 29,702 | -1,374 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 35,568 | 33,961 | -1,607 | 0.00 | 0.00 | +0.00 | sell |
| Farther Finance Advisors, LLC | 1,658 | 0 | -1,658 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 3,607 | 0 | -3,607 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 13,740 | 9,835 | -3,905 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 39,348 | 29,348 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 10,212 | 0 | -10,212 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 27,973 | 16,610 | -11,363 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 12,324 | 0 | -12,324 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 15,565 | 0 | -15,565 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 16,774 | 0 | -16,774 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 21,658 | 1,833 | -19,825 | 0.00 | 0.00 | -0.00 | sell |
| Worth Venture Partners, LLC | 22,372 | 0 | -22,372 | 0.03 | 0.00 | -0.03 | sell |
| Squarepoint Ops LLC | 382,017 | 357,133 | -24,884 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 39,100 | 13,695 | -25,405 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 26,533 | 0 | -26,533 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 50,699 | 22,335 | -28,364 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 33,723 | 0 | -33,723 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 34,810 | 0 | -34,810 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 54,802 | 0 | -54,802 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 670,810 | 609,623 | -61,187 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 518,813 | 455,655 | -63,158 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 64,843 | 0 | -64,843 | 0.00 | 0.00 | -0.00 | sell |
| BROWN ADVISORY INC | 1,495,803 | 1,420,239 | -75,564 | 0.01 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 193,534 | 98,314 | -95,220 | 0.00 | 0.00 | -0.00 | sell |
| 1492 Capital Management LLC | 96,730 | 0 | -96,730 | 0.13 | 0.00 | -0.13 | sell |
| Fund 1 Investments, LLC | 130,000 | 0 | -130,000 | 0.10 | 0.00 | -0.10 | sell |
| Harel Insurance Investments & Financial Services Ltd. | 136,868 | 0 | -136,868 | 0.01 | 0.00 | -0.01 | sell |
| Diametric Capital, LP | 170,711 | 0 | -170,711 | 0.15 | 0.00 | -0.15 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 301,506 | 13,718 | -287,788 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 919,480 | 466,486 | -452,994 | 0.06 | 0.02 | -0.04 | sell |
| Manatuck Hill Partners, LLC | 800,000 | 0 | -800,000 | 0.83 | 0.00 | -0.83 | sell |