| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS LLC | 0 | 266,068 | +266,068 | 0.00 | 0.41 | +0.41 | buy |
| Gruss & Co., LLC | 265,000 | 511,834 | +246,834 | 4.41 | 11.70 | +7.29 | buy |
| Irenic Capital Management LP | 5,986,176 | 6,181,176 | +195,000 | 5.94 | 5.49 | -0.45 | buy |
| LMR Partners LLP | 359,382 | 539,820 | +180,438 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 1,072,817 | 1,140,363 | +67,546 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 62,895 | +62,895 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 37,572 | 75,144 | +37,572 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 644,839 | 681,287 | +36,448 | 0.00 | 0.00 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 0 | 31,136 | +31,136 | 0.00 | 0.00 | +0.00 | buy |
| Ewing Morris & Co. Investment Partners Ltd. | 0 | 27,000 | +27,000 | 0.00 | 0.12 | +0.12 | buy |
| North Star Investment Management Corp. | 39,000 | 64,000 | +25,000 | 0.02 | 0.04 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 62,389 | 84,931 | +22,542 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 392,490 | 405,030 | +12,540 | 0.00 | 0.00 | +0.00 | buy |
| Hurley Capital, LLC | 156,893 | 163,582 | +6,689 | 0.67 | 0.86 | +0.19 | buy |
| DEUTSCHE BANK AG\ | 0 | 6,322 | +6,322 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 10,121 | 14,956 | +4,835 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 186,982 | 191,110 | +4,128 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,281 | 4,689 | +3,408 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 167,234 | 169,633 | +2,399 | 0.01 | 0.01 | +0.01 | buy |
| FMR LLC | 1,351 | 3,252 | +1,901 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 731 | 2,068 | +1,337 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 295 | 1,466 | +1,171 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 9,438 | 9,676 | +238 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 664 | 771 | +107 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 96 | +96 | 0.00 | 0.00 | +0.00 | buy |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 0 | 43 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 13 | +13 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 1 | 4 | +3 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 5 | 6 | +1 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 547,924 | 547,924 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 1,534 | 1,534 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 685,841 | 685,841 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 28,500 | 28,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 15,180 | 15,180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Weiss Asset Management LP | 96,074 | 96,074 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Walleye Trading LLC | 12,299 | 12,299 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 940,960 | 940,960 | 0 | 0.42 | 0.57 | +0.15 | hold |
| AWM Investment Company, Inc. | 551,594 | 551,594 | 0 | 0.40 | 0.60 | +0.19 | hold |
| Schonfeld Strategic Advisors LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EverSource Wealth Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cruiser Capital Advisors, LLC | 30,503 | 30,503 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Meridian Wealth Advisors, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SBI Securities Co., Ltd. | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nuveen, LLC | 37,213 | 37,213 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMMA Investing LLC | 82 | 82 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 4,396 | 4,396 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 1,743 | 1,743 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,368 | 7,368 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 88 | 88 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 10,847 | 10,847 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| SageView Advisory Group, LLC | 26 | 0 | -26 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 12,806 | 12,727 | -79 | 0.00 | 0.00 | +0.00 | sell |
| Optiver Holding B.V. | 294 | 198 | -96 | 0.00 | 0.00 | +0.00 | sell |
| Invesco Ltd. | 13,446 | 13,331 | -115 | 0.00 | 0.00 | +0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,240 | 1,100 | -140 | 0.00 | 0.00 | +0.00 | sell |
| Covestor Ltd | 230 | 78 | -152 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 27,332 | 27,141 | -191 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Capital Management LLC | 1,090 | 631 | -459 | 0.00 | 0.00 | -0.00 | sell |
| E&G Advisors, LP | 24,600 | 24,100 | -500 | 0.04 | 0.05 | +0.01 | sell |
| AMALGAMATED BANK | 640 | 0 | -640 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 10,166 | 9,490 | -676 | 0.00 | 0.00 | +0.00 | sell |
| Bank of New York Mellon Corp | 70,242 | 67,053 | -3,189 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 67,219 | 59,070 | -8,149 | 0.00 | 0.00 | +0.00 | sell |
| Inspire Investing, LLC | 62,494 | 53,794 | -8,700 | 0.04 | 0.05 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 137,946 | 123,995 | -13,951 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 22,780 | 7,668 | -15,112 | 0.00 | 0.00 | -0.00 | sell |
| First Pacific Advisors, LP | 329,066 | 308,747 | -20,319 | 0.03 | 0.04 | +0.01 | sell |
| Boston Partners | 91,492 | 69,954 | -21,538 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 27,603 | 0 | -27,603 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 1,793,539 | 1,756,562 | -36,977 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 132,513 | 86,734 | -45,779 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 57,043 | 0 | -57,043 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 58,507 | 0 | -58,507 | 0.00 | 0.00 | -0.00 | sell |
| 683 Capital Management, LLC | 156,954 | 90,000 | -66,954 | 0.10 | 0.08 | -0.02 | sell |
| Russell Investments Group, Ltd. | 576,776 | 477,426 | -99,350 | 0.00 | 0.01 | +0.00 | sell |
| BlackRock, Inc. | 1,374,782 | 1,231,452 | -143,330 | 0.00 | 0.00 | +0.00 | sell |
| 1492 Capital Management LLC | 147,981 | 0 | -147,981 | 0.02 | 0.01 | -0.01 | sell |
| FEDERATED HERMES, INC. | 1,269,600 | 1,000,000 | -269,600 | 0.02 | 0.02 | -0.00 | sell |
| Mill Road Capital Management LLC | 1,025,432 | 560,658 | -464,774 | 4.61 | 2.88 | -1.74 | sell |