| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Irenic Capital Management LP | 4,181,252 | 5,215,553 | +1,034,301 | 8.49 | 10.00 | +1.51 | buy |
| SANDERS MORRIS HARRIS LLC | 0 | 239,650 | +239,650 | 0.00 | 0.06 | +0.06 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 96,684 | +96,684 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 93,041 | +93,041 | 0.00 | 0.00 | +0.00 | buy |
| Boston Partners | 59,067 | 147,433 | +88,366 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 145,656 | 231,113 | +85,457 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 0 | 73,868 | +73,868 | 0.00 | 0.09 | +0.09 | buy |
| Inspire Investing, LLC | 0 | 46,483 | +46,483 | 0.00 | 0.04 | +0.04 | buy |
| JANE STREET GROUP, LLC | 0 | 43,276 | +43,276 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 30,100 | 70,700 | +40,600 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 32,400 | +32,400 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 32,582 | 63,304 | +30,722 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 341,395 | 368,452 | +27,057 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 50,364 | 73,448 | +23,084 | 0.00 | 0.00 | +0.00 | buy |
| Corton Capital Inc. | 0 | 20,316 | +20,316 | 0.00 | 0.08 | +0.08 | buy |
| Russell Investments Group, Ltd. | 261,691 | 274,310 | +12,619 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 11,670 | +11,670 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 10,213 | +10,213 | 0.00 | 0.00 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 25,748 | 31,862 | +6,114 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 18,768 | 24,685 | +5,917 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 54,746 | 59,504 | +4,758 | 0.03 | 0.03 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 4,437 | +4,437 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 6,513 | 10,678 | +4,165 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 604,613 | 607,105 | +2,492 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 4,209 | 6,408 | +2,199 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 11,888 | 13,177 | +1,289 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 9,711 | 10,977 | +1,266 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 761 | 864 | +103 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 7 | 9 | +2 | 0.00 | 0.00 | 0.00 | buy |
| D. E. Shaw & Co., Inc. | 547,924 | 547,924 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 1,534 | 1,534 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FEDERATED HERMES, INC. | 1,994,611 | 1,994,611 | 0 | 0.04 | 0.04 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 704,335 | 704,335 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GABELLI FUNDS LLC | 22,000 | 22,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Weiss Asset Management LP | 171,000 | 171,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Richmond Hill Investments, LLC | 14,218,383 | 14,218,383 | 0 | 53.29 | 52.08 | -1.21 | hold |
| Nantahala Capital Management, LLC | 1,550,797 | 1,550,797 | 0 | 1.20 | 1.23 | +0.03 | hold |
| AWM Investment Company, Inc. | 716,662 | 716,662 | 0 | 0.74 | 0.76 | +0.02 | hold |
| LMR Partners LLP | 256,083 | 256,083 | 0 | 0.01 | 0.01 | +0.00 | hold |
| 1492 Capital Management LLC | 0 | 0 | 0 | 0.10 | 0.13 | +0.03 | hold |
| Cruiser Capital Advisors, LLC | 30,503 | 30,503 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Larson Financial Group LLC | 93 | 93 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Meridian Wealth Advisors, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| 272 Capital LP | 15,000 | 15,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| GAMMA Investing LLC | 82 | 82 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 1,743 | 1,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,368 | 7,368 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 59,864 | 59,864 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 710 | 710 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 31,592 | 31,326 | -266 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,996 | 1,411 | -585 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 23,074 | 22,342 | -732 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 52,378 | 51,502 | -876 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,289 | 0 | -1,289 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 57,326 | 55,534 | -1,792 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 59,614 | 54,539 | -5,075 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 193,768 | 187,068 | -6,700 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 49,993 | 42,313 | -7,680 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 9,783 | 0 | -9,783 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 61,300 | 45,000 | -16,300 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 19,900 | 0 | -19,900 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 47,844 | 26,280 | -21,564 | 0.00 | 0.00 | -0.00 | sell |
| Manatuck Hill Partners, LLC | 90,100 | 66,300 | -23,800 | 0.05 | 0.04 | -0.00 | sell |
| Walleye Capital LLC | 1,856,206 | 1,818,467 | -37,739 | 0.02 | 0.03 | +0.00 | sell |
| JPMORGAN CHASE & CO | 41,431 | 0 | -41,431 | 0.00 | 0.00 | -0.00 | sell |
| Ionic Capital Management LLC | 75,305 | 18,056 | -57,249 | 0.06 | 0.01 | -0.04 | sell |
| M&T BANK CORP | 62,920 | 0 | -62,920 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 139,299 | 0 | -139,299 | 0.00 | 0.00 | -0.00 | sell |
| SANDERS MORRIS HARRIS LLC | 914,150 | 769,550 | -144,600 | 1.33 | 1.00 | -0.33 | sell |
| VANGUARD GROUP INC | 1,090,964 | 574,390 | -516,574 | 0.00 | 0.00 | -0.00 | sell |
| ArrowMark Colorado Holdings LLC | 766,501 | 0 | -766,501 | 0.07 | 0.00 | -0.07 | sell |