| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 13,290 | +13,290 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,005 | +12,005 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,664 | +1,664 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 840 | +840 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 527,957 | 528,457 | +500 | 0.00 | 0.00 | -0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 0 | 78 | +78 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 26 | +26 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 12 | +12 | 0.00 | 0.00 | +0.00 | buy |
| Investors Research Corp | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| Beaird Harris Wealth Management, LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 828,877 | 828,877 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 12,289 | 12,289 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EQUITEC PROPRIETARY MARKETS, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 335,465 | 335,465 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,341 | 1,341 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 80,979 | 80,979 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 352,409 | 352,409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 296,500 | 296,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 12,017 | 12,017 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 124,100 | 124,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 9,570 | 9,570 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Arena Capital Advisors, LLC- CA | 39,028 | 39,028 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 12,711 | 12,711 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 127,407 | 127,307 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Investors Research Corp | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 300 | 15 | -285 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 410 | 0 | -410 | 0.00 | 0.00 | -0.00 | sell |
| Hickory Point Bank & Trust | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 6,300 | 0 | -6,300 | 0.00 | 0.00 | -0.00 | sell |
| Prospera Financial Services Inc | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 10,141 | 0 | -10,141 | 0.00 | 0.00 | -0.00 | sell |
| Visionary Wealth Advisors | 12,385 | 0 | -12,385 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 184,770 | 0 | -184,770 | 0.00 | 0.00 | -0.00 | sell |