Stock Transactions — TRISALUS LIFE SCIENCES INC

Total Bought
10,739,668
47 transactions
Total Sold
1,489,940
24 transactions
Net
+9,249,728
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
First Light Asset Management, LLC05,066,827+5,066,8270.001.82+1.82buy
WASATCH ADVISORS LP01,437,960+1,437,9600.000.04+0.04buy
AWM Investment Company, Inc.1,243,7802,079,105+835,3250.840.92+0.08buy
Cerity Partners LLC0787,272+787,2720.000.00+0.00buy
THOMPSON SIEGEL & WALMSLEY LLC0583,574+583,5740.000.04+0.04buy
KENNEDY CAPITAL MANAGEMENT LLC0485,242+485,2420.000.04+0.04buy
PERKINS CAPITAL MANAGEMENT INC0230,101+230,1010.000.86+0.86buy
Empire Financial Management Company, LLC72,027300,275+228,2480.110.27+0.16buy
ROYCE & ASSOCIATES LP0200,060+200,0600.000.01+0.01buy
APIS CAPITAL ADVISORS, LLC0180,000+180,0000.000.11+0.11buy
WHITE PINE CAPITAL LLC58,551199,845+141,2940.110.22+0.10buy
Corient Private Wealth LLC091,000+91,0000.000.00+0.00buy
SEI INVESTMENTS CO068,870+68,8700.000.00+0.00buy
INTRUST BANK NA066,000+66,0000.000.02+0.02buy
STATE STREET CORP264,628328,020+63,3920.000.00-0.00buy
FORMULA GROWTH LTD050,000+50,0000.000.09+0.09buy
RENAISSANCE TECHNOLOGIES LLC030,900+30,9000.000.00+0.00buy
MORGAN STANLEY365,255393,909+28,6540.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC751,207777,094+25,8870.000.00-0.00buy
Ghisallo Capital Management LLC025,000+25,0000.000.00+0.00buy
HighMark Wealth Management LLC10,80033,300+22,5000.030.05+0.02buy
CAPTRUST FINANCIAL ADVISORS021,965+21,9650.000.00+0.00buy
XTX Topco Ltd019,014+19,0140.000.00+0.00buy
Tower Research Capital LLC (TRC)1,77311,403+9,6300.000.00+0.00buy
GOLDMAN SACHS GROUP INC65,96875,049+9,0810.000.00-0.00buy
Man Group plc14,62023,358+8,7380.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/14,81421,294+6,4800.000.00-0.00buy
DEUTSCHE BANK AG\23,54628,671+5,1250.000.00-0.00buy
BANK OF AMERICA CORP /DE/198,016201,719+3,7030.000.00-0.00buy
Western Wealth Management, LLC01,746+1,7460.000.00+0.00buy
CITIGROUP INC6882,073+1,3850.000.00+0.00buy
Invesco Ltd.10,29211,563+1,2710.000.00-0.00buy
Bank of New York Mellon Corp64,60465,804+1,2000.000.00-0.00buy
ARISTEIA CAPITAL, L.L.C.28,06628,616+5500.000.00-0.00buy
JDM Financial Group LLC0530+5300.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC0346+3460.000.00+0.00buy
GAMMA Investing LLC58386+3280.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.14,13514,435+3000.000.00-0.00buy
Russell Investments Group, Ltd.2,7292,801+720.000.00-0.00buy
Rockefeller Capital Management L.P.050+500.000.00+0.00buy
MAI Capital Management015+150.000.00+0.00buy
Root Financial Partners, LLC012+120.000.00+0.00buy
Advisory Services Network, LLC07+70.000.00+0.00buy
EverSource Wealth Advisors, LLC05+50.000.00+0.00buy
Caitong International Asset Management Co., Ltd05+50.000.00+0.00buy
Sunbelt Securities, Inc.02+20.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC02+20.000.00+0.00buy
Ameritas Investment Partners, Inc.1,6291,62900.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC69,50069,50000.010.01-0.00hold
Cambridge Investment Research Advisors, Inc.15,55415,55400.000.00-0.00hold
SIGNATUREFD, LLC10010000.000.00-0.00hold
Nantahala Capital Management, LLC2,070,8272,070,82700.860.52-0.34hold
MSD Partners, L.P.39,99939,99900.260.19-0.06hold
Vestcor Inc70,83270,83200.000.00-0.00hold
Cerity Partners LLC827,590827,59000.000.00-0.00hold
HOERTKORN RICHARD CHARLES66866800.000.00+0.00hold
CWA Asset Management Group, LLC72,00072,00000.020.01-0.01hold
Connecticut Wealth Management, LLC22,30322,30300.010.00-0.00hold
Nuveen, LLC36,55036,55000.000.00-0.00hold
Ritter Daniher Financial Advisory LLC / DE50050000.000.00-0.00hold
True Wealth Design, LLC1100.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey5,4005,40000.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND11,09511,09500.000.00-0.00hold
TORONTO DOMINION BANK5,1705,17000.000.00-0.00hold
Arax Advisory Partners4,0084,005-30.000.00-0.00sell
Fort Baker Capital Management LP26,47426,374-1000.000.00-0.00sell
Legal & General Group Plc2,8702,733-1370.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,8741,646-2280.000.00-0.00sell
RHUMBLINE ADVISERS15,42815,042-3860.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS6,3855,876-5090.000.00-0.00sell
Sterling Capital Management LLC1,371740-6310.000.00-0.00sell
NORTHERN TRUST CORP222,234221,473-7610.000.00-0.00sell
AMALGAMATED BANK9560-9560.000.00-0.00sell
FMR LLC10,7751,316-9,4590.000.00-0.00sell
Abel Hall, LLC10,5000-10,5000.020.00-0.02sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC100,07784,137-15,9400.000.00-0.00sell
MetLife Investment Management, LLC18,1350-18,1350.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC30,9900-30,9900.000.00-0.00sell
Connective Capital Management, LLC32,7960-32,7960.130.00-0.13sell
BlackRock, Inc.1,534,3361,499,547-34,7890.000.00-0.00sell
WELLS FARGO & COMPANY/MN34,9140-34,9140.000.00-0.00sell
Laird Norton Wetherby Trust Company, LLC34,9500-34,9500.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC35,6790-35,6790.000.00-0.00sell
BARCLAYS PLC47,6995,741-41,9580.000.00-0.00sell
Squarepoint Ops LLC44,3710-44,3710.000.00-0.00sell
GILDER GAGNON HOWE & CO LLC979,023888,515-90,5080.070.04-0.03sell
Alyeska Investment Group, L.P.407,5000-407,5000.010.00-0.01sell
Wealthcare Advisory Partners LLC643,7400-643,7400.090.00-0.09sell
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