| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Cerity Partners LLC | 0 | 827,590 | +827,590 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 787,864 | 1,534,336 | +746,472 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,159,575 | 1,530,707 | +371,132 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 365,255 | +365,255 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 554,455 | 751,207 | +196,752 | 0.00 | 0.00 | +0.00 | buy |
| Empire Financial Management Company, LLC | 0 | 72,027 | +72,027 | 0.00 | 0.11 | +0.11 | buy |
| STATE STREET CORP | 192,633 | 264,628 | +71,995 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 176,654 | 222,234 | +45,580 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 57,305 | 100,077 | +42,772 | 0.00 | 0.00 | +0.00 | buy |
| Laird Norton Wetherby Trust Company, LLC | 0 | 34,950 | +34,950 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 34,914 | +34,914 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 30,990 | +30,990 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 2,040,245 | 2,070,827 | +30,582 | 0.59 | 0.86 | +0.28 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 28,066 | +28,066 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 26,474 | +26,474 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 23,546 | +23,546 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 26,468 | 47,699 | +21,231 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 18,135 | +18,135 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 46,704 | 64,604 | +17,900 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 20,594 | 36,550 | +15,956 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 14,814 | +14,814 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 14,620 | +14,620 | 0.00 | 0.00 | +0.00 | buy |
| HighMark Wealth Management LLC | 0 | 10,800 | +10,800 | 0.00 | 0.03 | +0.03 | buy |
| FMR LLC | 256 | 10,775 | +10,519 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 0 | 10,500 | +10,500 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 0 | 10,292 | +10,292 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 189,180 | 198,016 | +8,836 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 8,674 | 14,135 | +5,461 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 4,774 | 6,385 | +1,611 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 1,454 | 2,870 | +1,416 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 997 | 1,874 | +877 | 0.00 | 0.00 | +0.00 | buy |
| Ritter Daniher Financial Advisory LLC / DE | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 545 | 956 | +411 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 15,025 | 15,428 | +403 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 998 | 1,371 | +373 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 359 | 688 | +329 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 35,612 | 35,679 | +67 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 58 | +58 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,629 | 1,629 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 69,500 | 69,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIGNATUREFD, LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MSD Partners, L.P. | 39,999 | 39,999 | 0 | 0.12 | 0.26 | +0.13 | hold |
| Vestcor Inc | 70,832 | 70,832 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Connective Capital Management, LLC | 32,796 | 32,796 | 0 | 0.14 | 0.13 | -0.01 | hold |
| HOERTKORN RICHARD CHARLES | 668 | 668 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWA Asset Management Group, LLC | 72,000 | 72,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Wealthcare Advisory Partners LLC | 643,740 | 643,740 | 0 | 0.06 | 0.09 | +0.03 | hold |
| Connecticut Wealth Management, LLC | 22,303 | 22,303 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Russell Investments Group, Ltd. | 2,729 | 2,729 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 5,400 | 5,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 5,170 | 5,170 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 4,048 | 4,008 | -40 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 820 | 0 | -820 | 0.00 | 0.00 | -0.00 | sell |
| WHITE PINE CAPITAL LLC | 59,733 | 58,551 | -1,182 | 0.08 | 0.11 | +0.03 | sell |
| Tower Research Capital LLC (TRC) | 3,013 | 1,773 | -1,240 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,454 | 15,554 | -3,900 | 0.00 | 0.00 | +0.00 | sell |
| AWM Investment Company, Inc. | 1,250,000 | 1,243,780 | -6,220 | 0.54 | 0.84 | +0.29 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 18,095 | 11,095 | -7,000 | 0.00 | 0.00 | -0.00 | sell |
| B & T Capital Management DBA Alpha Capital Management | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| Sequoia Financial Advisors, LLC | 19,456 | 0 | -19,456 | 0.00 | 0.00 | -0.00 | sell |
| Vestcor Inc | 23,376 | 0 | -23,376 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 73,706 | 44,371 | -29,335 | 0.00 | 0.00 | -0.00 | sell |
| GILDER GAGNON HOWE & CO LLC | 1,047,059 | 979,023 | -68,036 | 0.05 | 0.07 | +0.02 | sell |
| Corient Private Wealth LLC | 75,700 | 0 | -75,700 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 150,487 | 65,968 | -84,519 | 0.00 | 0.00 | -0.00 | sell |
| Alyeska Investment Group, L.P. | 557,500 | 407,500 | -150,000 | 0.01 | 0.01 | +0.00 | sell |