| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NOMURA HOLDINGS INC | 916,119 | 4,651,811 | +3,735,692 | 0.01 | 0.03 | +0.02 | buy |
| MACKENZIE FINANCIAL CORP | 3,003,851 | 4,218,617 | +1,214,766 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 1,149,880 | +1,149,880 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 1,123,901 | 1,794,749 | +670,848 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 22,977 | 388,300 | +365,323 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 122,800 | 478,800 | +356,000 | 0.00 | 0.00 | +0.00 | buy |
| Perseverance Asset Management International | 7,465,567 | 7,790,928 | +325,361 | 3.37 | 2.66 | -0.71 | buy |
| Bank of New York Mellon Corp | 0 | 290,590 | +290,590 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 808,589 | 1,047,837 | +239,248 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 154,727 | 390,880 | +236,153 | 0.02 | 0.02 | +0.00 | buy |
| VANGUARD GROUP INC | 26,937,682 | 27,144,029 | +206,347 | 0.00 | 0.00 | -0.00 | buy |
| Oasis Management Co Ltd. | 6,346,816 | 6,497,600 | +150,784 | 2.83 | 1.96 | -0.87 | buy |
| JUPITER ASSET MANAGEMENT LTD | 0 | 148,508 | +148,508 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 3,133,461 | 3,275,082 | +141,621 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 751,912 | 882,982 | +131,070 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 477,226 | 607,936 | +130,710 | 0.01 | 0.01 | -0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 106,912 | +106,912 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 29,304 | 132,011 | +102,707 | 0.00 | 0.00 | +0.00 | buy |
| WT Asset Management Ltd | 0 | 97,696 | +97,696 | 0.00 | 0.01 | +0.01 | buy |
| Squarepoint Ops LLC | 89,342 | 167,461 | +78,119 | 0.00 | 0.00 | +0.00 | buy |
| Empowered Funds, LLC | 0 | 71,851 | +71,851 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Investment Partners, LLC | 0 | 67,909 | +67,909 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA ADVISERS, LP | 362,000 | 396,200 | +34,200 | 0.00 | 0.00 | -0.00 | buy |
| Pictet Asset Management Holding SA | 198,067 | 231,967 | +33,900 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 179,557 | 207,609 | +28,052 | 0.00 | 0.00 | -0.00 | buy |
| FRANKLIN RESOURCES INC | 482,778 | 510,695 | +27,917 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 310,210 | 333,276 | +23,066 | 0.02 | 0.02 | +0.00 | buy |
| Centiva Capital, LP | 0 | 21,691 | +21,691 | 0.00 | 0.00 | +0.00 | buy |
| Blueshift Asset Management, LLC | 0 | 19,292 | +19,292 | 0.00 | 0.01 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 5,945 | 19,150 | +13,205 | 0.00 | 0.00 | +0.00 | buy |
| AXQ CAPITAL, LP | 0 | 12,941 | +12,941 | 0.00 | 0.01 | +0.01 | buy |
| INSIGNEO ADVISORY SERVICES, LLC | 0 | 12,498 | +12,498 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 11,163 | +11,163 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 372,311 | 380,820 | +8,509 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 6,452 | +6,452 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 183,824 | 187,612 | +3,788 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 1,668,476 | 1,671,582 | +3,106 | 0.01 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 675,530 | 677,795 | +2,265 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 4,309 | 5,588 | +1,279 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 866,827 | 868,097 | +1,270 | 0.00 | 0.00 | -0.00 | buy |
| Vident Advisory, LLC | 91,450 | 92,578 | +1,128 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 44,140 | 45,016 | +876 | 0.00 | 0.00 | -0.00 | buy |
| Focus Partners Wealth | 1,946,802 | 1,947,612 | +810 | 0.01 | 0.01 | -0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 21,293 | 21,458 | +165 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 1,461 | 1,480 | +19 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 163 | 163 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 87,503 | 87,503 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ballentine Partners, LLC | 11,248 | 11,248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 58,003 | 58,003 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westside Investment Management, Inc. | 4,584 | 4,584 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 3,057 | 3,057 | 0 | 0.00 | 0.00 | -0.00 | hold |
| West Family Investments, Inc. | 41,577 | 41,577 | 0 | 0.02 | 0.02 | -0.00 | hold |
| VIRTUS ADVISERS, LLC | 43,796 | 43,796 | 0 | 0.06 | 0.05 | -0.02 | hold |
| NewEdge Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 50,078 | 50,078 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 16,561 | 16,561 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 115,688 | 115,688 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Beijing Investment Ltd | 62,864,424 | 62,864,424 | 0 | 6.38 | 5.78 | -0.61 | hold |
| Aspex Management (HK) Ltd | 7,901,172 | 7,901,172 | 0 | 0.44 | 0.37 | -0.07 | hold |
| Optiver Holding B.V. | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 208,700 | 208,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polymer Capital Management (HK) LTD | 98,800 | 98,800 | 0 | 0.04 | 0.04 | -0.00 | hold |
| US BANCORP \DE\ | 13,823 | 13,823 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 40,257 | 40,257 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 122 | 0 | -122 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 933 | 628 | -305 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 639 | 0 | -639 | 0.00 | 0.00 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 5,985 | 4,669 | -1,316 | 0.01 | 0.00 | -0.01 | sell |
| RHUMBLINE ADVISERS | 12,735 | 11,023 | -1,712 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 73,137 | 67,835 | -5,302 | 0.00 | 0.00 | -0.00 | sell |
| PROFUND ADVISORS LLC | 40,305 | 32,342 | -7,963 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 338,003 | 327,586 | -10,417 | 0.00 | 0.00 | -0.00 | sell |
| Numerai GP LLC | 70,457 | 59,565 | -10,892 | 0.03 | 0.02 | -0.01 | sell |
| Hosking Partners LLP | 1,973,049 | 1,955,552 | -17,497 | 0.19 | 0.15 | -0.03 | sell |
| BlackRock, Inc. | 9,015,220 | 8,996,110 | -19,110 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 24,609 | 0 | -24,609 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 548,194 | 522,227 | -25,967 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 27,878 | 0 | -27,878 | 0.00 | 0.00 | -0.00 | sell |
| Assenagon Asset Management S.A. | 867,842 | 833,551 | -34,291 | 0.00 | 0.00 | -0.00 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 907,896 | 872,907 | -34,989 | 0.00 | 0.00 | -0.00 | sell |
| Headlands Technologies LLC | 47,839 | 12,685 | -35,154 | 0.01 | 0.00 | -0.01 | sell |
| Police & Firemen's Retirement System of New Jersey | 130,114 | 91,114 | -39,000 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 2,118,900 | 2,065,820 | -53,080 | 0.02 | 0.01 | -0.00 | sell |
| BARCLAYS PLC | 6,113,550 | 6,049,750 | -63,800 | 0.01 | 0.01 | -0.00 | sell |
| Cache Advisors, LLC | 71,777 | 0 | -71,777 | 0.03 | 0.00 | -0.03 | sell |
| GOLDMAN SACHS GROUP INC | 2,421,196 | 2,329,229 | -91,967 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 105,000 | 0 | -105,000 | 0.00 | 0.00 | -0.00 | sell |
| Susquehanna Portfolio Strategies, LLC | 599,544 | 486,884 | -112,660 | 0.03 | 0.02 | -0.01 | sell |
| GSA CAPITAL PARTNERS LLP | 590,462 | 469,254 | -121,208 | 0.13 | 0.09 | -0.04 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 225,200 | 1,639 | -223,561 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 400,000 | 0 | -400,000 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 9,901,155 | 9,434,123 | -467,032 | 0.02 | 0.02 | -0.00 | sell |
| MORGAN STANLEY | 6,892,228 | 6,250,492 | -641,736 | 0.00 | 0.00 | -0.00 | sell |
| IDG China Venture Capital Fund V Associates L.P. | 60,068,870 | 59,332,622 | -736,248 | 100.00 | 100.00 | 0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 869,300 | 0 | -869,300 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 2,494,695 | 1,416,671 | -1,078,024 | 0.01 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 2,067,228 | 593,869 | -1,473,359 | 0.01 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 6,285,559 | 2,347,582 | -3,937,977 | 0.02 | 0.01 | -0.01 | sell |
| Wildcat Capital Management, LLC | 6,418,183 | 0 | -6,418,183 | 11.64 | 0.00 | -11.64 | sell |