Stock Transactions — RUM GROUP INC

Total Bought
5,904,963
78 transactions
Total Sold
3,965,851
97 transactions
Net
+1,939,112
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
COOPER CREEK PARTNERS MANAGEMENT LLC3,401,6045,242,497+1,840,8931.021.29+0.27buy
GOLDMAN SACHS GROUP INC816,1382,072,685+1,256,5470.000.00+0.00buy
UBS Group AG833,1851,601,946+768,7610.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/530,700894,500+363,8000.000.00+0.00buy
JANE STREET GROUP, LLC136,611431,634+295,0230.000.00+0.00buy
STATE STREET CORP3,086,9293,335,756+248,8270.000.00-0.00buy
MARSHALL WACE, LLP169,650417,224+247,5740.000.00+0.00buy
Sculptor Capital LP164,600390,200+225,6000.010.02+0.01buy
Numerai GP LLC54,105182,611+128,5060.040.09+0.05buy
AQR CAPITAL MANAGEMENT LLC22,90579,409+56,5040.000.00+0.00buy
Hudson Bay Capital Management LP052,070+52,0700.000.00+0.00buy
HRT FINANCIAL LP10,20061,300+51,1000.000.00+0.00buy
NORTHERN TRUST CORP805,667846,767+41,1000.000.00-0.00buy
Brooklyn Investment Group028,470+28,4700.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/84,317108,784+24,4670.000.00+0.00buy
DRW Securities, LLC024,405+24,4050.000.01+0.01buy
Magnetar Financial LLC019,524+19,5240.000.00+0.00buy
EP Wealth Advisors, LLC017,953+17,9530.000.00+0.00buy
Brevan Howard Capital Management LP017,574+17,5740.000.00+0.00buy
CITIGROUP INC2,84419,584+16,7400.000.00+0.00buy
PRUDENTIAL FINANCIAL INC016,705+16,7050.000.00+0.00buy
ZAZOVE ASSOCIATES LLC1,129,9431,146,276+16,3330.190.12-0.07buy
HSBC HOLDINGS PLC016,124+16,1240.000.00+0.00buy
Marathon Trading Investment Management LLC013,455+13,4550.000.02+0.02buy
DEUTSCHE BANK AG\80,75993,579+12,8200.000.00-0.00buy
State of Wyoming012,151+12,1510.000.01+0.01buy
PRINCIPAL SECURITIES, INC.010,243+10,2430.000.00+0.00buy
Creative Planning11,50021,500+10,0000.000.00-0.00buy
Stratos Wealth Partners, LTD.64,12674,126+10,0000.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC1,1978,282+7,0850.000.00+0.00buy
MATHER GROUP, LLC.05,887+5,8870.000.00+0.00buy
Mariner, LLC14,23820,023+5,7850.000.00+0.00buy
CWM, LLC2,9136,950+4,0370.000.00+0.00buy
OSAIC HOLDINGS, INC.78,91882,845+3,9270.000.00-0.00buy
Sigma Planning Corp159,350162,699+3,3490.030.02-0.00buy
WEDBUSH SECURITIES INC18,00020,650+2,6500.000.00-0.00buy
AMERIPRISE FINANCIAL INC625,236627,841+2,6050.000.00-0.00buy
VestGen Advisors, LLC10,08012,489+2,4090.000.00+0.00buy
Versant Capital Management, Inc02,055+2,0550.000.00+0.00buy
GAMMA Investing LLC7002,652+1,9520.000.00+0.00buy
Allworth Financial LP1,4343,340+1,9060.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC01,614+1,6140.000.00+0.00buy
Bank of New York Mellon Corp320,770322,245+1,4750.000.00-0.00buy
Russell Investments Group, Ltd.10,47311,905+1,4320.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC4051,536+1,1310.000.00+0.00buy
SILVER OAK SECURITIES, INCORPORATED39,18940,289+1,1000.020.02-0.00buy
Western Wealth Management, LLC01,084+1,0840.000.00+0.00buy
Merit Financial Group, LLC14,13115,188+1,0570.000.00-0.00buy
Nuveen, LLC221,939222,996+1,0570.000.00-0.00buy
Quantinno Capital Management LP68,78469,692+9080.000.00-0.00buy
NewEdge Advisors, LLC10,25011,081+8310.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC42,19642,867+6710.000.00-0.00buy
Kestra Advisory Services, LLC15,26215,866+6040.000.00-0.00buy
MAI Capital Management2,5793,174+5950.000.00-0.00buy
Cetera Investment Advisers23,39623,959+5630.000.00-0.00buy
SIGNATUREFD, LLC7,1587,655+4970.000.00-0.00buy
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/0446+4460.000.00+0.00buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management10,00010,298+2980.000.00-0.00buy
Marquette Asset Management, LLC413699+2860.000.00+0.00buy
Bare Financial Services, Inc0273+2730.000.00+0.00buy
CoreCap Advisors, LLC10,50010,750+2500.000.00-0.00buy
N.E.W. Advisory Services LLC2,2892,527+2380.000.00-0.00buy
JPL Wealth Management, LLC0212+2120.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP18,17818,389+2110.000.00-0.00buy
WOLFF WIESE MAGANA LLC400600+2000.000.00+0.00buy
Rockefeller Capital Management L.P.0145+1450.000.00+0.00buy
Optiver Holding B.V.304438+1340.000.00+0.00buy
EverSource Wealth Advisors, LLC411541+1300.000.00-0.00buy
Quarry LP235352+1170.000.00+0.00buy
ABOUND FINANCIAL, LLC0100+1000.000.00+0.00buy
Parallel Advisors, LLC324417+930.000.00+0.00buy
AdvisorNet Financial, Inc091+910.000.00+0.00buy
TD PRIVATE CLIENT WEALTH LLC049+490.000.00+0.00buy
Cornerstone Planning Group LLC289338+490.000.00+0.00buy
TWIN PEAKS WEALTH ADVISORS, LLC043+430.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB040+400.000.00+0.00buy
Covestor Ltd022+220.000.000.00buy
Sunbelt Securities, Inc.01+10.000.00+0.00buy
D. E. Shaw & Co., Inc.106,572106,57200.000.00-0.00hold
CANTOR FITZGERALD, L. P.550,000550,00000.030.02-0.01hold
CANTOR FITZGERALD, L. P.9,326,2059,326,20501.761.72-0.03hold
Ameritas Investment Partners, Inc.8,0448,04400.000.00-0.00hold
VOYA INVESTMENT MANAGEMENT LLC17,78917,78900.000.00-0.00hold
ARISTEIA CAPITAL, L.L.C.504,440504,44000.030.01-0.02hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,4157,41500.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT1,0001,00000.000.00-0.00hold
North Star Investment Management Corp.4,0004,00000.000.00-0.00hold
Bangor Savings Bank27227200.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)56,93056,93000.000.00-0.00hold
Hudson Bay Capital Management LP58,59358,59300.000.00-0.00hold
Handelsbanken Fonder AB28,60028,60000.000.00-0.00hold
Plante Moran Financial Advisors, LLC79679600.000.00-0.00hold
Ancora Advisors LLC18518500.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC16616600.000.00-0.00hold
BOOTHBAY FUND MANAGEMENT, LLC424,600424,60000.070.05-0.02hold
JFS WEALTH ADVISORS, LLC50250200.000.00-0.00hold
Swiss National Bank148,600148,60000.000.00-0.00hold
Winch Advisory Services, LLC53053000.000.00-0.00hold
Oakworth Capital, Inc.10010000.000.00-0.00hold
FINANCIAL CONSULATE, INC93993900.000.00-0.00hold
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