| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | 9,374,437 | 9,326,205 | -48,232 | 1.33 | 1.76 | +0.43 | sell |
| VANGUARD GROUP INC | 8,934,542 | 8,786,584 | -147,958 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 7,722,830 | 7,983,100 | +260,270 | 0.00 | 0.00 | -0.00 | buy |
| COOPER CREEK PARTNERS MANAGEMENT LLC | 0 | 3,401,604 | +3,401,604 | 0.00 | 1.02 | +1.02 | buy |
| STATE STREET CORP | 3,187,590 | 3,086,929 | -100,661 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 2,742,927 | 2,821,230 | +78,303 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 801,809 | 2,463,625 | +1,661,816 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 1,492,262 | 1,492,262 | 0 | 0.04 | 0.03 | -0.01 | hold |
| ZAZOVE ASSOCIATES LLC | 1,118,221 | 1,129,943 | +11,722 | 0.20 | 0.19 | -0.02 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 929,847 | 912,562 | -17,285 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 1,064,072 | 833,185 | -230,887 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 843,576 | 816,138 | -27,438 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 887,190 | 805,667 | -81,523 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 621,301 | 625,236 | +3,935 | 0.00 | 0.00 | -0.00 | buy |
| CANTOR FITZGERALD, L. P. | 550,000 | 550,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,300 | 530,700 | +529,400 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 492,204 | 504,440 | +12,236 | 0.03 | 0.03 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 388,533 | 424,600 | +36,067 | 0.07 | 0.07 | -0.00 | buy |
| BARCLAYS PLC | 150,277 | 417,454 | +267,177 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 848,765 | 326,512 | -522,253 | 0.01 | 0.00 | -0.01 | sell |
| Bank of New York Mellon Corp | 353,188 | 320,770 | -32,418 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 301,825 | 316,473 | +14,648 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 251,871 | 264,373 | +12,502 | 0.01 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 207,354 | 221,939 | +14,585 | 0.00 | 0.00 | -0.00 | buy |
| JANUS HENDERSON GROUP PLC | 34,340 | 176,447 | +142,107 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 35,075 | 169,650 | +134,575 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 101,086 | 167,729 | +66,643 | 0.02 | 0.04 | +0.02 | buy |
| Sculptor Capital LP | 0 | 164,600 | +164,600 | 0.00 | 0.01 | +0.01 | buy |
| Sigma Planning Corp | 189,125 | 159,350 | -29,775 | 0.04 | 0.03 | -0.01 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 153,815 | 155,987 | +2,172 | 0.00 | 0.00 | -0.00 | buy |
| Swiss National Bank | 143,600 | 148,600 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| FIRST TRUST ADVISORS LP | 222,372 | 142,589 | -79,783 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 456,084 | 136,611 | -319,473 | 0.00 | 0.00 | -0.00 | sell |
| Main Management ETF Advisors, LLC | 134,075 | 135,459 | +1,384 | 0.04 | 0.03 | -0.01 | buy |
| RHUMBLINE ADVISERS | 133,839 | 133,923 | +84 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 89,548 | 128,833 | +39,285 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 147,770 | 123,287 | -24,483 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 94,058 | 121,885 | +27,827 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 142,567 | 121,657 | -20,910 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 106,572 | 106,572 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Voleon Capital Management LP | 0 | 98,865 | +98,865 | 0.00 | 0.01 | +0.01 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 95,077 | 95,201 | +124 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 74,974 | 84,317 | +9,343 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 62,135 | 80,759 | +18,624 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 89,119 | 80,447 | -8,672 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 10,777 | 79,399 | +68,622 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 86,198 | 78,918 | -7,280 | 0.00 | 0.00 | -0.00 | sell |
| Bridgefront Capital, LLC | 0 | 75,829 | +75,829 | 0.00 | 0.12 | +0.12 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 74,584 | 71,849 | -2,735 | 0.00 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 69,797 | 69,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 0 | 69,700 | +69,700 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 0 | 68,784 | +68,784 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 69,013 | 66,005 | -3,008 | 0.01 | 0.01 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 64,108 | 64,126 | +18 | 0.01 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 76,058 | 63,421 | -12,637 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 78,200 | 62,776 | -15,424 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 0 | 61,015 | +61,015 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 58,900 | +58,900 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 50,038 | 58,593 | +8,555 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 185,886 | 58,475 | -127,411 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 44,709 | 56,930 | +12,221 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 25,182 | 56,579 | +31,397 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 63,392 | 56,042 | -7,350 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 58,213 | 54,762 | -3,451 | 0.00 | 0.00 | -0.00 | sell |
| Numerai GP LLC | 83,216 | 54,105 | -29,111 | 0.08 | 0.04 | -0.04 | sell |
| Private Advisor Group, LLC | 39,660 | 51,210 | +11,550 | 0.00 | 0.00 | +0.00 | buy |
| AXQ CAPITAL, LP | 29,907 | 49,845 | +19,938 | 0.08 | 0.07 | -0.01 | buy |
| XTX Topco Ltd | 0 | 49,565 | +49,565 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 374,068 | 48,666 | -325,402 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 47,825 | +47,825 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 47,564 | 47,478 | -86 | 0.00 | 0.00 | -0.00 | sell |
| Snowden Capital Advisors LLC | 43,200 | 43,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 43,867 | 42,196 | -1,671 | 0.00 | 0.00 | -0.00 | sell |
| SIH Partners, LLLP | 0 | 39,788 | +39,788 | 0.00 | 0.01 | +0.01 | buy |
| SILVER OAK SECURITIES, INCORPORATED | 38,939 | 39,189 | +250 | 0.02 | 0.02 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 31,354 | 32,351 | +997 | 0.00 | 0.00 | -0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 29,176 | 29,176 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Handelsbanken Fonder AB | 19,000 | 28,600 | +9,600 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 872,446 | 28,487 | -843,959 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 0 | 25,470 | +25,470 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 24,900 | 24,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 40,063 | 24,778 | -15,285 | 0.00 | 0.00 | -0.00 | sell |
| AlphaQuest LLC | 103,170 | 24,185 | -78,985 | 0.05 | 0.01 | -0.04 | sell |
| Red Door Wealth Management, LLC | 24,010 | 24,010 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Private Advisor Group, LLC | 25,491 | 23,968 | -1,523 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 25,578 | 23,564 | -2,014 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 21,364 | 23,396 | +2,032 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 21,100 | 23,233 | +2,133 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 23,134 | +23,134 | 0.00 | 0.01 | +0.01 | buy |
| FMR LLC | 27,020 | 23,020 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 19,892 | 22,905 | +3,013 | 0.00 | 0.00 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 22,845 | 22,845 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GTS SECURITIES LLC | 0 | 21,039 | +21,039 | 0.00 | 0.00 | +0.00 | buy |
| Arizona State Retirement System | 22,232 | 20,763 | -1,469 | 0.00 | 0.00 | -0.00 | sell |
| TCP Asset Management, LLC | 20,575 | 20,575 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Second Half Financial Partners, LLC | 20,373 | 20,373 | 0 | 0.06 | 0.06 | -0.01 | hold |
| SG Americas Securities, LLC | 32,038 | 20,068 | -11,970 | 0.00 | 0.00 | -0.00 | sell |
| Quinn Opportunity Partners LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| ProShare Advisors LLC | 18,248 | 19,434 | +1,186 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 16,083 | 18,178 | +2,095 | 0.00 | 0.00 | -0.00 | buy |