| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TANG CAPITAL MANAGEMENT LLC | 1,330,097 | 1,830,097 | +500,000 | 0.78 | 0.64 | -0.13 | buy |
| DCF Advisers, LLC | 0 | 202,000 | +202,000 | 0.00 | 0.69 | +0.69 | buy |
| UBS Group AG | 0 | 177,592 | +177,592 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 62,102 | +62,102 | 0.00 | 0.00 | +0.00 | buy |
| Pale Fire Capital SE | 60,912 | 112,805 | +51,893 | 0.13 | 0.09 | -0.04 | buy |
| JANE STREET GROUP, LLC | 0 | 31,970 | +31,970 | 0.00 | 0.00 | +0.00 | buy |
| PEAK6 LLC | 0 | 26,284 | +26,284 | 0.00 | 0.01 | +0.01 | buy |
| BlackRock, Inc. | 120,373 | 134,954 | +14,581 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 13,515 | +13,515 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorShares Investments LLC | 50,651 | 60,383 | +9,732 | 0.09 | 0.07 | -0.02 | buy |
| Knott David M Jr | 60,446 | 66,880 | +6,434 | 0.19 | 0.20 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 0 | 5,143 | +5,143 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 144 | 5,251 | +5,107 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 17,819 | 22,510 | +4,691 | 0.11 | 0.17 | +0.06 | buy |
| Federation des caisses Desjardins du Quebec | 31 | 2,454 | +2,423 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 1,396 | +1,396 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 210 | +210 | 0.00 | 0.00 | +0.00 | buy |
| Atlantic Edge Private Wealth Management, LLC | 0 | 137 | +137 | 0.00 | 0.00 | +0.00 | buy |
| Tidemark, LLC | 0 | 131 | +131 | 0.00 | 0.00 | +0.00 | buy |
| AMERIFLEX GROUP, INC. | 0 | 131 | +131 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 39 | 100 | +61 | 0.00 | 0.00 | 0.00 | buy |
| Banque Transatlantique SA | 0 | 47 | +47 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 40 | +40 | 0.00 | 0.00 | +0.00 | buy |
| City State Bank | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 30 | 44 | +14 | 0.00 | 0.00 | -0.00 | buy |
| TSFG, LLC | 2 | 15 | +13 | 0.00 | 0.00 | 0.00 | buy |
| Arax Advisory Partners | 0 | 6 | +6 | 0.00 | 0.00 | +0.00 | buy |
| VISION FINANCIAL MARKETS LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| ACORN CAPITAL ADVISORS, LLC | 734,393 | 734,394 | +1 | 3.49 | 3.11 | -0.38 | buy |
| Westside Investment Management, Inc. | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 106,665 | 106,665 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Allworth Financial LP | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rosalind Advisors, Inc. | 810,918 | 810,918 | 0 | 3.85 | 2.51 | -1.35 | hold |
| NewEdge Advisors, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NVWM, LLC | 59 | 59 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McIlrath & Eck, LLC | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fore Capital, LLC | 31,421 | 31,421 | 0 | 0.34 | 0.24 | -0.10 | hold |
| Crewe Advisors LLC | 956 | 956 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CNB Bank | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ikarian Capital, LLC | 397,175 | 397,175 | 0 | 1.00 | 0.82 | -0.18 | hold |
| Avalon Trust Co | 197 | 197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IAG Wealth Partners, LLC | 2,750 | 2,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Deep Track Capital, LP | 1,529,987 | 1,529,987 | 0 | 0.51 | 0.31 | -0.19 | hold |
| CarsonAllaria Wealth Management, Ltd. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Wealth Strategies & Associates | 526 | 526 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 2,753 | 2,753 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CENTRAL TRUST Co | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| PDS Planning, Inc | 30,344 | 30,344 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Avior Wealth Management, LLC | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Glen Eagle Advisors, LLC | 28 | 0 | -28 | 0.00 | 0.00 | -0.00 | sell |
| Golden State Wealth Management, LLC | 49 | 0 | -49 | 0.00 | 0.00 | -0.00 | sell |
| COWA, LLC | 13,000 | 11,700 | -1,300 | 0.05 | 0.03 | -0.02 | sell |
| Caption Management, LLC | 5,053 | 0 | -5,053 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 10,620 | 0 | -10,620 | 0.00 | 0.00 | -0.00 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 538,111 | 527,222 | -10,889 | 0.88 | 0.82 | -0.05 | sell |
| Essential Planning, LLC. | 15,600 | 0 | -15,600 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 17,563 | 0 | -17,563 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asset Management, L.P. | 899,999 | 817,965 | -82,034 | 0.02 | 0.01 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 82,859 | 0 | -82,859 | 0.00 | 0.00 | -0.00 | sell |