| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 13,960,000 | 19,300,000 | +5,340,000 | 5.40 | 4.14 | -1.26 | buy |
| HHLR ADVISORS, LTD. | 0 | 2,457,542 | +2,457,542 | 0.00 | 0.02 | +0.02 | buy |
| AdvisorShares Investments LLC | 1,644,814 | 1,865,217 | +220,403 | 0.11 | 0.09 | -0.03 | buy |
| CIBC WORLD MARKET INC. | 0 | 207,395 | +207,395 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 117,750 | +117,750 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 310,999 | 419,135 | +108,136 | 0.08 | 0.08 | -0.00 | buy |
| Integrated Wealth Concepts LLC | 47,075 | 77,075 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 28,286 | +28,286 | 0.00 | 0.00 | +0.00 | buy |
| Lewis Asset Management, LLC | 282,000 | 302,000 | +20,000 | 0.10 | 0.06 | -0.03 | buy |
| Baltimore-Washington Financial Advisors, Inc. | 0 | 19,650 | +19,650 | 0.00 | 0.00 | +0.00 | buy |
| Formidable Asset Management, LLC | 114,250 | 127,380 | +13,130 | 0.01 | 0.01 | -0.00 | buy |
| VICTORY FINANCIAL GROUP, LLC | 0 | 11,711 | +11,711 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 10,641 | 16,641 | +6,000 | 0.00 | 0.00 | -0.00 | buy |
| Venture Visionary Partners LLC | 10,000 | 15,727 | +5,727 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 17,251 | 18,251 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Financial Network Wealth Advisors LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CENTRAL TRUST Co | 100 | 1,000 | +900 | 0.00 | 0.00 | +0.00 | buy |
| MOTCO | 0 | 185 | +185 | 0.00 | 0.00 | +0.00 | buy |
| ROBERTS GLORE & CO INC /IL/ | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 30 | 30 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Rathbones Group PLC | 65,381 | 65,381 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 13,650 | 13,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alyeska Investment Group, L.P. | 5,404,861 | 5,404,861 | 0 | 0.01 | 0.01 | -0.01 | hold |
| YHB Investment Advisors, Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SPHERA FUNDS MANAGEMENT LTD. | 25,581,395 | 25,581,395 | 0 | 1.71 | 1.13 | -0.58 | hold |
| CWM, LLC | 900 | 900 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Westside Investment Management, Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nadler Financial Group, Inc. | 98,700 | 98,700 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Gradient Investments LLC | 3,205 | 3,205 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Annex Advisory Services, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RWA WEALTH PARTNERS, LLC | 75,617 | 75,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 4,220,899 | 4,220,899 | 0 | 0.05 | 0.03 | -0.01 | hold |
| Allworth Financial LP | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 4,771 | 4,771 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NVWM, LLC | 2,264 | 2,264 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McIlrath & Eck, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Conservest Capital Advisors, Inc. | 33,500 | 33,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kovack Advisors, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| X-Square Capital, LLC | 42,000 | 42,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crewe Advisors LLC | 36,363 | 36,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MGO ONE SEVEN LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CNB Bank | 185 | 185 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Altium Capital Management LLC | 13,953,488 | 13,953,488 | 0 | 2.58 | 1.56 | -1.01 | hold |
| CRA Financial Services, LLC | 39,760 | 39,760 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ikarian Capital, LLC | 13,953,488 | 13,953,488 | 0 | 1.57 | 1.18 | -0.39 | hold |
| Avidity Partners Management LP | 34,884,000 | 34,884,000 | 0 | 0.51 | 0.40 | -0.11 | hold |
| Logos Global Management LP | 40,000,000 | 40,000,000 | 0 | 1.74 | 1.25 | -0.49 | hold |
| EVOKE WEALTH, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Avalon Trust Co | 7,500 | 7,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 100 | 100 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Powell Investment Advisors, LLC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Visionary Wealth Advisors | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IAG Wealth Partners, LLC | 104,513 | 104,513 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Legacy Financial Group LLC | 22,666 | 22,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Octagon Capital Advisors LP | 18,604,650 | 18,604,650 | 0 | 0.94 | 0.83 | -0.10 | hold |
| Simplify Asset Management Inc. | 500,000 | 500,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Deep Track Capital, LP | 58,139,535 | 58,139,535 | 0 | 0.69 | 0.47 | -0.22 | hold |
| Riverwater Partners LLC | 20,190 | 20,190 | 0 | 0.01 | 0.00 | -0.00 | hold |
| CarsonAllaria Wealth Management, Ltd. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 130 | 130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CARDIFF PARK ADVISORS, LLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOS Asset Management, LLC | 15,555 | 15,555 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Propel Bio Management, LLC | 850,000 | 850,000 | 0 | 0.20 | 0.15 | -0.06 | hold |
| Federation des caisses Desjardins du Quebec | 1,204 | 1,204 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glen Eagle Advisors, LLC | 1,095 | 1,095 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 243,724 | 243,724 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| PDS Planning, Inc | 1,153,120 | 1,153,120 | 0 | 0.05 | 0.03 | -0.02 | hold |
| MERCER GLOBAL ADVISORS INC /ADV | 29,000 | 29,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 4,563 | 4,563 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 35,800 | 35,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prairie Wealth Advisors, Inc. | 150,500 | 150,000 | -500 | 0.03 | 0.02 | -0.01 | sell |
| Truvestments Capital LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 44,598 | 43,658 | -940 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 66,500 | 65,500 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 46,230 | 45,000 | -1,230 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 109,999 | 104,991 | -5,008 | 0.00 | 0.00 | -0.00 | sell |
| MONETA GROUP INVESTMENT ADVISORS LLC | 113,900 | 108,481 | -5,419 | 0.00 | 0.00 | -0.00 | sell |
| Strategic Blueprint, LLC | 38,000 | 32,000 | -6,000 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Fountainhead AM, LLC | 10,150 | 0 | -10,150 | 0.00 | 0.00 | -0.00 | sell |
| EP Wealth Advisors, LLC | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| INSIGNEO ADVISORY SERVICES, LLC | 14,285 | 0 | -14,285 | 0.00 | 0.00 | -0.00 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| Balboa Wealth Partners | 17,108 | 0 | -17,108 | 0.00 | 0.00 | -0.00 | sell |
| Jump Financial, LLC | 18,715 | 0 | -18,715 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 84,271 | 63,271 | -21,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 29,684 | 0 | -29,684 | 0.00 | 0.00 | -0.00 | sell |
| North Star Investment Management Corp. | 52,000 | 0 | -52,000 | 0.00 | 0.00 | -0.00 | sell |
| Thrive Wealth Management, LLC | 82,700 | 28,000 | -54,700 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 96,183 | 14,808 | -81,375 | 0.00 | 0.00 | -0.00 | sell |
| CHANNEL WEALTH LLC | 90,000 | 0 | -90,000 | 0.01 | 0.00 | -0.01 | sell |
| Corient Private Wealth LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| AWM Investment Company, Inc. | 2,250,000 | 0 | -2,250,000 | 0.12 | 0.00 | -0.12 | sell |
| AIGH Capital Management LLC | 4,651,165 | 0 | -4,651,165 | 0.89 | 0.00 | -0.89 | sell |
| Point72 Asset Management, L.P. | 13,664,080 | 0 | -13,664,080 | 0.02 | 0.00 | -0.02 | sell |
| RA CAPITAL MANAGEMENT, L.P. | 58,139,535 | 44,004,464 | -14,135,071 | 0.31 | 0.16 | -0.15 | sell |