| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TANG CAPITAL MANAGEMENT LLC | 1,830,097 | 1,830,097 | 0 | 0.64 | 0.78 | +0.13 | hold |
| Point72 Asset Management, L.P. | 817,965 | 1,606,317 | +788,352 | 0.01 | 0.03 | +0.02 | buy |
| Deep Track Capital, LP | 1,529,987 | 1,529,987 | 0 | 0.31 | 0.41 | +0.10 | hold |
| Rosalind Advisors, Inc. | 810,918 | 810,918 | 0 | 2.51 | 3.29 | +0.79 | hold |
| ACORN CAPITAL ADVISORS, LLC | 734,394 | 734,394 | 0 | 3.11 | 4.03 | +0.92 | hold |
| SPHERA FUNDS MANAGEMENT LTD. | 527,222 | 398,309 | -128,913 | 0.82 | 0.87 | +0.05 | sell |
| DCF Advisers, LLC | 202,000 | 202,750 | +750 | 0.69 | 0.82 | +0.13 | buy |
| UBS Group AG | 177,592 | 179,443 | +1,851 | 0.00 | 0.00 | +0.00 | buy |
| Ikarian Capital, LLC | 397,175 | 140,475 | -256,700 | 0.82 | 0.39 | -0.43 | sell |
| BlackRock, Inc. | 134,954 | 127,562 | -7,392 | 0.00 | 0.00 | +0.00 | sell |
| Pale Fire Capital SE | 112,805 | 112,805 | 0 | 0.09 | 0.10 | +0.01 | hold |
| AdvisorShares Investments LLC | 60,383 | 88,383 | +28,000 | 0.07 | 0.13 | +0.06 | buy |
| Knott David M Jr | 66,880 | 66,880 | 0 | 0.20 | 0.25 | +0.05 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 106,665 | 37,726 | -68,939 | 0.02 | 0.01 | -0.01 | sell |
| Fore Capital, LLC | 31,421 | 31,421 | 0 | 0.24 | 0.52 | +0.29 | hold |
| PDS Planning, Inc | 30,344 | 30,344 | 0 | 0.02 | 0.02 | +0.00 | hold |
| JANE STREET GROUP, LLC | 31,970 | 26,474 | -5,496 | 0.00 | 0.00 | -0.00 | sell |
| PEAK6 LLC | 26,284 | 26,284 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Diametric Capital, LP | 22,510 | 20,934 | -1,576 | 0.17 | 0.09 | -0.08 | sell |
| COWA, LLC | 11,700 | 13,200 | +1,500 | 0.03 | 0.04 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 5,143 | 7,543 | +2,400 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 5,251 | 5,332 | +81 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 2,753 | 2,753 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IAG Wealth Partners, LLC | 2,750 | 2,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| North Star Investment Management Corp. | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 2,454 | 2,454 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Crewe Advisors LLC | 956 | 956 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 0 | 862 | +862 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 5,250 | 600 | -4,650 | 0.00 | 0.00 | -0.00 | sell |
| Global Wealth Strategies & Associates | 526 | 526 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avalon Trust Co | 197 | 197 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Atlantic Edge Private Wealth Management, LLC | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tidemark, LLC | 131 | 131 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FNY Investment Advisers, LLC | 100 | 100 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NewEdge Advisors, LLC | 100 | 95 | -5 | 0.00 | 0.00 | +0.00 | sell |
| NVWM, LLC | 59 | 59 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 0 | 53 | +53 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 26 | 46 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 26 | 26 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 44 | 26 | -18 | 0.00 | 0.00 | -0.00 | sell |
| CENTRAL TRUST Co | 26 | 26 | 0 | 0.00 | 0.00 | +0.00 | hold |
| City State Bank | 25 | 25 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TSFG, LLC | 15 | 15 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CarsonAllaria Wealth Management, Ltd. | 13 | 13 | 0 | 0.00 | 0.00 | +0.00 | hold |
| McIlrath & Eck, LLC | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CNB Bank | 4 | 4 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 13,515 | 0 | -13,515 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 1,396 | 0 | -1,396 | 0.00 | 0.00 | -0.00 | sell |
| VISION FINANCIAL MARKETS LLC | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 62,102 | 0 | -62,102 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 210 | 0 | -210 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 40 | 0 | -40 | 0.00 | 0.00 | -0.00 | sell |
| Banque Transatlantique SA | 47 | 0 | -47 | 0.00 | 0.00 | -0.00 | sell |
| AMERIFLEX GROUP, INC. | 131 | 0 | -131 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |