| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 810,918 | 1,500,000 | +689,082 | 3.29 | 3.12 | -0.17 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 273,795 | +273,795 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 179,443 | 303,740 | +124,297 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 97,094 | +97,094 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 86,911 | +86,911 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 80,000 | +80,000 | 0.00 | 0.06 | +0.06 | buy |
| Knott David M Jr | 66,880 | 140,242 | +73,362 | 0.25 | 0.35 | +0.09 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 69,101 | +69,101 | 0.00 | 0.00 | +0.00 | buy |
| PEAK6 LLC | 26,284 | 82,708 | +56,424 | 0.01 | 0.01 | +0.00 | buy |
| Jump Financial, LLC | 0 | 55,761 | +55,761 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 53,250 | +53,250 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 100 | 50,944 | +50,844 | 0.00 | 0.10 | +0.10 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 50,805 | +50,805 | 0.00 | 0.10 | +0.10 | buy |
| Pale Fire Capital SE | 112,805 | 153,505 | +40,700 | 0.10 | 0.10 | +0.00 | buy |
| Fore Capital, LLC | 31,421 | 71,421 | +40,000 | 0.52 | 0.53 | +0.01 | buy |
| ADAR1 Capital Management, LLC | 0 | 33,278 | +33,278 | 0.00 | 0.02 | +0.02 | buy |
| AdvisorShares Investments LLC | 88,383 | 116,102 | +27,719 | 0.13 | 0.11 | -0.02 | buy |
| ROYAL BANK OF CANADA | 0 | 23,895 | +23,895 | 0.00 | 0.00 | +0.00 | buy |
| Lewis Asset Management, LLC | 0 | 13,946 | +13,946 | 0.00 | 0.03 | +0.03 | buy |
| BlackRock, Inc. | 127,562 | 141,320 | +13,758 | 0.00 | 0.00 | -0.00 | buy |
| Mayflower Financial Advisors, LLC | 0 | 10,290 | +10,290 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 0 | 8,236 | +8,236 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 5,060 | +5,060 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 600 | 3,705 | +3,105 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,442 | +2,442 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 2,454 | 3,121 | +667 | 0.00 | 0.00 | -0.00 | buy |
| Wealthspire Advisors, LLC | 0 | 253 | +253 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Atlantic Union Bankshares Corp | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 5,332 | 5,477 | +145 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 26 | 147 | +121 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 65 | +65 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 21 | +21 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 13 | +13 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| TANG CAPITAL MANAGEMENT LLC | 1,830,097 | 1,830,097 | 0 | 0.78 | 0.41 | -0.36 | hold |
| PRINCIPAL SECURITIES, INC. | 53 | 53 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westside Investment Management, Inc. | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 37,726 | 37,726 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 46 | 46 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 95 | 95 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NVWM, LLC | 59 | 59 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McIlrath & Eck, LLC | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CNB Bank | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ikarian Capital, LLC | 140,475 | 140,475 | 0 | 0.39 | 0.17 | -0.22 | hold |
| Avalon Trust Co | 197 | 197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 15 | 15 | 0 | 0.00 | 0.00 | 0.00 | hold |
| IAG Wealth Partners, LLC | 2,750 | 2,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COWA, LLC | 13,200 | 13,200 | 0 | 0.04 | 0.03 | -0.02 | hold |
| CoreCap Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| City State Bank | 25 | 25 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Wealth Strategies & Associates | 526 | 526 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 2,753 | 2,753 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tidemark, LLC | 131 | 131 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Edge Private Wealth Management, LLC | 137 | 137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ACORN CAPITAL ADVISORS, LLC | 734,394 | 734,394 | 0 | 4.03 | 2.19 | -1.84 | hold |
| BARCLAYS PLC | 862 | 862 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CENTRAL TRUST Co | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PDS Planning, Inc | 30,344 | 30,344 | 0 | 0.02 | 0.01 | -0.01 | hold |
| CarsonAllaria Wealth Management, Ltd. | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| Crewe Advisors LLC | 956 | 0 | -956 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 20,934 | 16,126 | -4,808 | 0.09 | 0.04 | -0.06 | sell |
| OSAIC HOLDINGS, INC. | 7,543 | 0 | -7,543 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 26,474 | 0 | -26,474 | 0.00 | 0.00 | -0.00 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 398,309 | 370,376 | -27,933 | 0.87 | 0.52 | -0.36 | sell |
| DCF Advisers, LLC | 202,750 | 0 | -202,750 | 0.82 | 0.00 | -0.82 | sell |
| Point72 Asset Management, L.P. | 1,606,317 | 1,239,629 | -366,688 | 0.03 | 0.02 | -0.02 | sell |
| Deep Track Capital, LP | 1,529,987 | 1,000,000 | -529,987 | 0.41 | 0.16 | -0.25 | sell |