| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TANG CAPITAL MANAGEMENT LLC | 400,000 | 1,330,097 | +930,097 | 0.25 | 0.78 | +0.52 | buy |
| Point72 Asset Management, L.P. | 0 | 899,999 | +899,999 | 0.00 | 0.02 | +0.02 | buy |
| Rosalind Advisors, Inc. | 0 | 810,918 | +810,918 | 0.00 | 3.85 | +3.85 | buy |
| BlackRock, Inc. | 0 | 120,373 | +120,373 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 82,859 | +82,859 | 0.00 | 0.00 | +0.00 | buy |
| Pale Fire Capital SE | 0 | 60,912 | +60,912 | 0.00 | 0.13 | +0.13 | buy |
| Knott David M Jr | 0 | 60,446 | +60,446 | 0.00 | 0.19 | +0.19 | buy |
| Ikarian Capital, LLC | 367,195 | 397,175 | +29,980 | 1.01 | 1.00 | -0.01 | buy |
| Diametric Capital, LP | 0 | 17,819 | +17,819 | 0.00 | 0.11 | +0.11 | buy |
| SIMPLEX TRADING, LLC | 0 | 17,563 | +17,563 | 0.00 | 0.00 | +0.00 | buy |
| Essential Planning, LLC. | 0 | 15,600 | +15,600 | 0.00 | 0.00 | +0.00 | buy |
| Fore Capital, LLC | 18,421 | 31,421 | +13,000 | 0.32 | 0.34 | +0.03 | buy |
| COWA, LLC | 0 | 13,000 | +13,000 | 0.00 | 0.05 | +0.05 | buy |
| MARSHALL WACE, LLP | 0 | 10,620 | +10,620 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 97,636 | 106,665 | +9,029 | 0.03 | 0.03 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 5,250 | +5,250 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 5,053 | +5,053 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorShares Investments LLC | 49,084 | 50,651 | +1,567 | 0.08 | 0.09 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 6 | +6 | 0.00 | 0.00 | +0.00 | buy |
| CNB Bank | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 26 | 26 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NVWM, LLC | 59 | 59 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McIlrath & Eck, LLC | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crewe Advisors LLC | 956 | 956 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FNY Investment Advisers, LLC | 39 | 39 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Avalon Trust Co | 197 | 197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 2 | 2 | 0 | 0.00 | 0.00 | 0.00 | hold |
| IAG Wealth Partners, LLC | 2,750 | 2,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Deep Track Capital, LP | 1,529,987 | 1,529,987 | 0 | 0.43 | 0.51 | +0.07 | hold |
| CarsonAllaria Wealth Management, Ltd. | 13 | 13 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Wealth Strategies & Associates | 526 | 526 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 2,753 | 2,753 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 31 | 31 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Glen Eagle Advisors, LLC | 28 | 28 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CENTRAL TRUST Co | 26 | 26 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| MOTCO | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 23 | 0 | -23 | 0.00 | 0.00 | 0.00 | sell |
| NewEdge Advisors, LLC | 124 | 100 | -24 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 214 | 144 | -70 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,652 | 0 | -1,652 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY FINANCIAL GROUP, LLC | 11,711 | 0 | -11,711 | 0.00 | 0.00 | -0.00 | sell |
| Alyeska Investment Group, L.P. | 142,233 | 0 | -142,233 | 0.01 | 0.00 | -0.01 | sell |
| PDS Planning, Inc | 267,580 | 30,344 | -237,236 | 0.21 | 0.02 | -0.19 | sell |
| Altium Capital Management LLC | 317,000 | 0 | -317,000 | 0.84 | 0.00 | -0.84 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 933,225 | 538,111 | -395,114 | 1.36 | 0.88 | -0.48 | sell |
| Octagon Capital Advisors LP | 489,596 | 0 | -489,596 | 0.70 | 0.00 | -0.70 | sell |
| Logos Global Management LP | 600,000 | 0 | -600,000 | 0.60 | 0.00 | -0.60 | sell |
| Avidity Partners Management LP | 918,000 | 0 | -918,000 | 0.42 | 0.00 | -0.42 | sell |
| Rosalind Advisors, Inc. | 1,075,105 | 0 | -1,075,105 | 6.34 | 0.00 | -6.34 | sell |